401(k) · DOL Form 5500 · 2023
The Francis Law Firm, PLLC Formerly Francis & Austin,LLC 401(k) Plan
Data updated 2026-08-25
- $2M
- Total assets Small plan by assets
- 4
- Participants Small participant base
- 27th
- Percentile by assets National rank
- $377,485
- Avg per participant High balance/head
Official DOL plan name: The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp · Sponsored by The Francis Law Firm, PLLC Formerly Francis & Austin,LLC · North Carolina · Professional & Technical Services
$2M in assets, 4 participants
The Francis Law Firm, PLLC Formerly Francis & Austin,LLC's The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp reported $2M in total assets and 4 participants in its 2023 DOL Form 5500 filing, ranking in the 27th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #4,663 in Professional & Technical Services (20,321 peers)
The Francis Law Firm, PLLC Formerly Francis & Austin,LLC multi-year trail
The Francis Law Firm, PLLC Formerly Francis & Austin,LLC's plans moved +25.9% in assets from 2022 to 2024; this filing shows The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp at $2M / 4 participants.
- #4,663
- in Professional & Technical Services (20,321 peers)
- +18.8%
- assets growth YoY
The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp among the smaller filed plans by assets
The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$1,509,941 27th percentile higher than 27% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp among micro filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp is a micro filing (4 participants), the leftmost band.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp reported net income rose from -$366K in the plan year 2022 filing to $239K in the plan year 2023 filing.
- The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp end-of-year assets rose from $1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
DOL schedule card
Filing strip 562216594 · The Francis Law Firm, PLLC Formerly Francis & Austin,LLC PY 2023 · 401(k)
The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp · $2M · 4 · 27th
- EIN $2M
- EIN 4
- EIN 27th
- EIN 401(k)
- EIN near Royal Heritage Home LLC 401(k) Plan
- EIN ind #4663
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in North Carolina →
The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp in the asset neighbourhood
The Francis Law Firm, PLLC Formerly Francis & Austin,LLC multi-year asset trail
Sponsor-wide plan assets over time
All The Francis Law Firm, PLLC Formerly Francis & Austin,LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $2M 25.851470526912912% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 4 | $1M |
| 2023 | 1 | 4 | $2M |
| 2024 | 1 | 4 | $2M |
The Francis Law Firm, PLLC Formerly Francis & Austin,LLC filing trail (2023)
| Total Assets (Beginning of Year) | $1M |
|---|---|
| Net Assets (End of Year) | $2M |
| Net Income | $239K |
| Employer EIN | 562216594 |
| Plan Effective Date | 2000-10-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in North Carolina
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- The Bank of America 401(k) Plan $54.8B · 173,899
- Honeywell 401(k) Plan $15.4B · 40,004
- Duke Energy Retirement Savings Plan $10.4B · 28,121
- Truist Financial Corporation 401(k) Savings Plan $10.1B · 55,480
- Nucor Corporation Profit Sharing and Retirement Savings Plan $8.5B · 24,174
The Francis Law Firm PLLC 401(k)Profitsharing Plan Formerly Francis & Austin PLLC 401(k) Psp's out-of-state 401(k) peers by assets and headcount
Outside North Carolina, the nearest 401(k) by assets is Royal Heritage Home LLC 401(k) Plan in FL ($2M); by covered participants it is Makingchg, Inc. Retirement Plan in TN (4 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($2M here).
Similar participant headcount
Nearest other-state filings by covered participants (4 participants); asset peers above are excluded.
- Makingchg, Inc. Retirement Plan (TN) 4 · 0 off
- Dolan Law Offices, P.C. Profit Sharing Plan & Trust (IL) 4 · 0 off
- Cromie Bros. 3 Inc. Retirement Plan (NH) 4 · 0 off
- Br3 Enterprises, Inc. 401(k) Plan (MO) 4 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.