401(k) · DOL Form 5500 · 2023

Alliance Sales & Marketing/Nc, Inc. 401(k) Plan

Data updated 2026-08-25

$18M
Total assets Small plan by assets
325
Participants Below avg headcount
71st
Percentile by assets National rank
$55,305
Avg per participant Low balance/head
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Official DOL plan name: Alliance Sales & Marketing 401(k) Plan · Sponsored by Alliance Sales & Marketing/Nc, Inc. · North Carolina · Wholesale Trade

$18M in assets, 325 participants

Alliance Sales & Marketing/Nc, Inc.'s Alliance Sales & Marketing 401(k) Plan reported $18M in total assets and 325 participants in its 2023 DOL Form 5500 filing, ranking in the 71st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,217 in Wholesale Trade (6,309 peers)

Coverage in North Carolina

Alliance Sales & Marketing 401(k) Plan covers 325 participants in North Carolina, about 40% of the average North Carolina filer (state average ~819 per filing). Assets: $18M.

#4,217
in Wholesale Trade (6,309 peers)
+22.1%
assets growth YoY

Alliance Sales & Marketing 401(k) Plan's outsized position by total assets

Alliance Sales & Marketing 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$17,974,246 Top 29% higher than 71% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Alliance Sales & Marketing 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Alliance Sales & Marketing 401(k) Plan sits mid-pack in the medium band (325 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Alliance Sales & Marketing 401(k) Plan reported net income rose from -$734K in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Alliance Sales & Marketing 401(k) Plan end-of-year assets rose from $15M in the plan year 2022 filing to $18M in the plan year 2023 filing.
  • Alliance Sales & Marketing 401(k) Plan reported participants rose from 292 in the plan year 2022 filing to 325 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 201308507 · Alliance Sales & Marketing/Nc, Inc. PY 2023 · 401(k)

Alliance Sales & Marketing 401(k) Plan · $18M · 325 · 71st

  • VS-ST $18M
  • BOY 325
  • SCH 71st
  • EBSA 401(k)
  • PART near The Franklin Institute Retirement Savings Pln
  • TYPE ind #4217

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in North Carolina →

Alliance Sales & Marketing 401(k) Plan in the asset neighbourhood

Army Navy Country Club 401(k) PlanArmy Navy Country Club 401(k…$18MAlliance Sales & Marketing 401(k) PlanAlliance Sales & Marketing 4…$18MThe Franklin Institute Retirement Savings PlnThe Franklin Institute Retir…$18MHawk Ridge Systems LLC 401(k) Profit Sharing Plan & TrustHawk Ridge Systems LLC 401(k…$18MFillauer Companies 401(k) Savings PlanFillauer Companies 401(k) Sa…$18M
End-of-year total assets ($M) among Alliance Sales & Marketing 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

North Carolina filing particulars

Total Assets (Beginning of Year)$15M
Net Assets (End of Year)$18M
Net Income$3M
Employer EIN201308507
Plan Effective Date2006-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Alliance Sales & Marketing/Nc, Inc.)

Sponsor-wide plan assets over time

All Alliance Sales & Marketing/Nc, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$20M 32.796026607215865% vs 2022
2024 filing year
$14M$16M$18M$20M$22M 202220232024 $14.7M $19.6M ▲ +32.8%
Year Plans Participants Total Assets
2022 1 292 $15M
2023 1 325 $18M
2024 1 338 $20M

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Alliance Sales & Marketing 401(k) Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -200204060 Total assets ($B) Participants Alliance Sales & Marketing 401(k) Plan, Total assets ($B): 0.017974246 · Participants: 325Alliance Sales & Marketing 401(k) PlanThe Bank of America 401(k) Plan, Total assets ($B): 54.848846192 · Participants: 173899The Bank of America 401(k) PlanHoneywell 401(k) Plan, Total assets ($B): 15.388124058 · Participants: 40004Honeywell 401(k) PlanDuke Energy Retirement Savings Plan, Total assets ($B): 10.354065 · Participants: 28121Duke Energy Retirement Savings PlanTruist Financial Corporation 401(k) Savings Plan, Total assets ($B): 10.120701726 · Participants: 55480Truist Financial Corporation 401(k) Savings PlanNucor Corporation Profit Sharing and Retirement Savings Plan, Total assets ($B): 8.510660989 · Participants: 24174Nucor Corporation Profit Sharing and Retirement Savings Plan
Alliance Sales & Marketing 401(k) Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants
Compare Alliance Sales & Marketing 401(k) Plan side-by-side with 3 peers →

Alliance Sales & Marketing 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside North Carolina, the nearest 401(k) by assets is The Franklin Institute Retirement Savings Pln in PA ($18M); by covered participants it is Raining Rose, Inc. 401(k) Plan in IA (325 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (325 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Alliance Sales & Marketing 401(k) Plan assets move in 2023? ▼
Alliance Sales & Marketing 401(k) Plan grew sharply - up 22.1% during 2023, from $15M to $18M. Reported net income was $3M.
How have Alliance Sales & Marketing/Nc, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Alliance Sales & Marketing/Nc, Inc.'s sponsor-wide assets grew 32.8%, from $15M to $20M.
Which 401(k) plans are similar in size to Alliance Sales & Marketing 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Franklin Institute Retirement Savings Pln in PA ($18M, 132 participants).
Which 401(k) plans cover a similar participant headcount to Alliance Sales & Marketing 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Raining Rose, Inc. 401(k) Plan in IA (325 participants, $13M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 201308507.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.