401(k) · DOL Form 5500 · 2023

Horner & Shifrin, Inc 401(k) Plan

Data updated 2026-08-25

$13M
Total assets Small plan by assets
137
Participants Small participant base
65th
Percentile by assets National rank
$97,846
Avg per participant Below avg balance/head
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Official DOL plan name: Horner & Shifrin 401(k) Plan · Sponsored by Horner & Shifrin, Inc · Missouri · Professional & Technical Services

$13M in assets, 137 participants

Horner & Shifrin, Inc's Horner & Shifrin 401(k) Plan reported $13M in total assets and 137 participants in its 2023 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #13,038 in Professional & Technical Services (20,321 peers)

Coverage in Missouri

Horner & Shifrin 401(k) Plan covers 137 participants in Missouri, about 19% of the average Missouri filer (state average ~737 per filing). Assets: $13M.

#13,038
in Professional & Technical Services (20,321 peers)
+21.8%
assets growth YoY

Horner & Shifrin 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Horner & Shifrin 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$13,404,870 Top 35% higher than 65% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Horner & Shifrin 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Horner & Shifrin 401(k) Plan sits mid-pack in the medium band (137 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Horner & Shifrin 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Horner & Shifrin 401(k) Plan end-of-year assets rose from $11M in the plan year 2022 filing to $13M in the plan year 2023 filing.
  • Horner & Shifrin 401(k) Plan reported participants rose from 122 in the plan year 2022 filing to 137 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 430861661 · Horner & Shifrin, Inc PY 2023 · 401(k)

Horner & Shifrin 401(k) Plan · $13M · 137 · 65th

  • IND $13M
  • EOY 137
  • 5500 65th
  • ASSETS 401(k)
  • PCT near Cec 401(k) Retirement Plan
  • EIN ind #13038

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Missouri →

Horner & Shifrin 401(k) Plan in the asset neighbourhood

Verastem, Inc. 401(k) Plan$13MChampion Discs, Inc. 401(k) Profit Sharing PlanChampion Discs, Inc. 401(k) …$13MHorner & Shifrin 401(k) Plan$13MCec 401(k) Retirement Plan$13MSellethics Marketing Group, Inc. Employees' 401(k) PlanSellethics Marketing Group, …$13M
End-of-year total assets ($M) among Horner & Shifrin 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Missouri filing particulars

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$13M
Net Income$2M
Employer EIN430861661
Plan Effective Date1966-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Horner & Shifrin, Inc)

Sponsor-wide plan assets over time

All Horner & Shifrin, Inc plans reported in each filing year

Latest sponsor-wide plan assets
$37M 56.59503126571115% vs 2022
2024 filing year
$20M$25M$30M$35M$40M 202220232024 $23.4M $36.6M ▲ +56.5%
Year Plans Participants Total Assets
2022 2 220 $23M
2023 2 235 $28M
2024 2 283 $37M

Nearby 401(k) Plans in Missouri

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Horner & Shifrin 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -5051015 Total assets ($B) Participants Horner & Shifrin 401(k) Plan, Total assets ($B): 0.01340487 · Participants: 137Horner & Shifrin 401(k) PlanEdward D. Jones & Co. Profit Sharing and 401(k) Plan, Total assets ($B): 10.594991308 · Participants: 49944Edward D. Jones & Co. Profit Sharing and 401(k) PlanBayer Corporation Savings and Retirement Plan, Total assets ($B): 10.333863661 · Participants: 19273Bayer Corporation Savings and Retirement PlanEnterprise Holdings Retirement Savings Plan, Total assets ($B): 5.607728879 · Participants: 66210Enterprise Holdings Retirement Savings PlanCentene Management Corporation Retirement Plan, Total assets ($B): 4.047068199 · Participants: 53822Centene Management Corporation Retirement PlanEmerson Electric Company Employee Savings Investment Plan, Total assets ($B): 3.563332746 · Participants: 10316Emerson Electric Company Employee Savings Investment Plan
Horner & Shifrin 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants
Compare Horner & Shifrin 401(k) Plan side-by-side with 3 peers →

Horner & Shifrin 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Missouri, the nearest 401(k) by assets is Cec 401(k) Retirement Plan in TX ($13M); by covered participants it is Valley Perinatal Services in AZ (137 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($13M here).

Similar participant headcount

Nearest other-state filings by covered participants (137 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Horner & Shifrin 401(k) Plan assets move in 2023? ▼
Horner & Shifrin 401(k) Plan grew sharply - up 21.8% during 2023, from $11M to $13M. Reported net income was $2M.
How have Horner & Shifrin, Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Horner & Shifrin, Inc's sponsor-wide assets grew 56.6%, from $23M to $37M.
Which 401(k) plans are similar in size to Horner & Shifrin 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Cec 401(k) Retirement Plan in TX ($13M, 587 participants).
Which 401(k) plans cover a similar participant headcount to Horner & Shifrin 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Valley Perinatal Services in AZ (137 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 430861661.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.