401(k) · DOL Form 5500 · 2023

Roth Bros., Inc. 401(k) Plan

Data updated 2026-08-25

$22M
Total assets Small plan by assets
217
Participants Below avg headcount
74th
Percentile by assets National rank
$101,499
Avg per participant Below avg balance/head
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Official DOL plan name: Roth Bros., Inc. Retirement & 401(k) Savings Plan · Sponsored by Roth Bros., Inc. · Ohio · Construction

$22M in assets, 217 participants

Roth Bros., Inc.'s Roth Bros., Inc. Retirement & 401(k) Savings Plan reported $22M in total assets and 217 participants in its 2023 DOL Form 5500 filing, ranking in the 74th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,594 in Construction (9,030 peers)

Coverage in Ohio

Roth Bros., Inc. Retirement & 401(k) Savings Plan covers 217 participants in Ohio, about 28% of the average Ohio filer (state average ~765 per filing). Assets: $22M.

#6,594
in Construction (9,030 peers)
+3.0%
assets growth YoY

Roth Bros., Inc. Retirement & 401(k) Savings Plan's outsized position by total assets

Roth Bros., Inc. Retirement & 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$22,025,369 Top 26% higher than 74% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Roth Bros., Inc. Retirement & 401(k) Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roth Bros., Inc. Retirement & 401(k) Savings Plan sits mid-pack in the medium band (217 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Roth Bros., Inc. Retirement & 401(k) Savings Plan reported net income rose from -$6M in the plan year 2022 filing to $641K in the plan year 2023 filing.
  • Roth Bros., Inc. Retirement & 401(k) Savings Plan end-of-year assets rose from $21M in the plan year 2022 filing to $22M in the plan year 2023 filing.
  • Roth Bros., Inc. Retirement & 401(k) Savings Plan reported participants fell from 222 in the plan year 2022 filing to 217 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 340676951 · Roth Bros., Inc. PY 2023 · 401(k)

Roth Bros., Inc. Retirement & 401(k) Savings Plan · $22M · 217 · 74th

  • EIN $22M
  • EIN 217
  • EIN 74th
  • EIN 401(k)
  • EIN near Ecological Fibers, Inc. 401(k) Profit Sharing Plan
  • EIN ind #6594

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Construction retirement plans → · Plans in Ohio →

Roth Bros., Inc. Retirement & 401(k) Savings Plan in the asset neighbourhood

Roth Bros., Inc. Retirement & 401(k) Savings PlanRoth Bros., Inc. Retirement …$22MEcological Fibers, Inc. 401(k) Profit Sharing PlanEcological Fibers, Inc. 401(…$22MNewcomb Spring Corp. Retirement PlanNewcomb Spring Corp. Retirem…$22MShick Solutions, Inc. 401(k) Plan and TrustShick Solutions, Inc. 401(k)…$22MHancock Askew & Co. , LLP Employees' Profit Sharing PlanHancock Askew & Co. , LLP Em…$22M
End-of-year total assets ($M) among Roth Bros., Inc. Retirement & 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Ohio filing particulars

Total Assets (Beginning of Year)$21M
Net Assets (End of Year)$22M
Net Income$641K
Employer EIN340676951
Plan Effective Date2006-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Roth Bros., Inc.)

Sponsor-wide plan assets over time

All Roth Bros., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$21M 3.3802446039929777% vs 2022
2024 filing year
$20.5M$21M$21.5M$22M$22.5M 202220232024 $21.4M $20.7M ▼ -3.4%
Year Plans Participants Total Assets
2022 1 222 $21M
2023 1 217 $22M
2024 1 178 $21M

Nearby 401(k) Plans in Ohio

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roth Bros., Inc. Retirement & 401(k) Savings Plan vs. nearby 401(k) plans in Ohio, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -50510152025 Total assets ($B) Participants Roth Bros., Inc. Retirement & 401(k) Savings Plan, Total assets ($B): 0.022025369 · Participants: 217Roth Bros., Inc. Retirement & 401(k) Savings PlanGE Retirement Savings Plan, Total assets ($B): 19.485469047 · Participants: 59766GE Retirement Savings PlanThe Sherwin-Williams Company 401(k) Plan, Total assets ($B): 10.12932701 · Participants: 47362The Sherwin-Williams Company 401(k) PlanThe Progressive 401(k) Plan, Total assets ($B): 9.225573063 · Participants: 56176The Progressive 401(k) PlanThe Kroger Co. 401(k) Retirement Savings Account Plan, Total assets ($B): 8.445085 · Participants: 129769The Kroger Co. 401(k) Retirement Savings Account PlanNationwide Savings Plan, Total assets ($B): 7.618883027 · Participants: 24715Nationwide Savings Plan
Roth Bros., Inc. Retirement & 401(k) Savings Plan vs. nearby 401(k) plans in Ohio, assets vs. participants
Compare Roth Bros., Inc. Retirement & 401(k) Savings Plan side-by-side with 3 peers →

Roth Bros., Inc. Retirement & 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Ohio, the nearest 401(k) by assets is Ecological Fibers, Inc. 401(k) Profit Sharing Plan in MA ($22M); by covered participants it is Nymbus, Inc. 401(k) Profit Sharing Plan and Trust in FL (217 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (217 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roth Bros., Inc. Retirement & 401(k) Savings Plan assets move in 2023? ▼
Roth Bros., Inc. Retirement & 401(k) Savings Plan edged up modestly - up 3.0% during 2023, from $21M to $22M. Reported net income was $641K.
How have Roth Bros., Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roth Bros., Inc.'s sponsor-wide assets declined 3.4%, from $21M to $21M.
Which 401(k) plans are similar in size to Roth Bros., Inc. Retirement & 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ecological Fibers, Inc. 401(k) Profit Sharing Plan in MA ($22M, 78 participants).
Which 401(k) plans cover a similar participant headcount to Roth Bros., Inc. Retirement & 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nymbus, Inc. 401(k) Profit Sharing Plan and Trust in FL (217 participants, $12M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 340676951.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.