401(k) · DOL Form 5500 · 2023

Rocky Brands, Inc. 401(k) Plan

Data updated 2026-08-25

$40M
Total assets Below avg plan size
578
Participants Below avg headcount
83rd
Percentile by assets National rank
$69,072
Avg per participant Below avg balance/head
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Official DOL plan name: Rocky Brands, Inc. 401(k) Plan and Trust · Sponsored by Rocky Brands, Inc. · Ohio · Manufacturing

$40M in assets, 578 participants

Rocky Brands, Inc.'s Rocky Brands, Inc. 401(k) Plan and Trust reported $40M in total assets and 578 participants in its 2023 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #14,210 in Manufacturing (18,722 peers)

Where Rocky Brands, Inc. 401(k) Plan and Trust sits by assets

Rocky Brands, Inc. 401(k) Plan and Trust sits in the top quartile of all filed plans by assets, $40M for 578 participants (~$69,072/participant), up 5.0% in 2023.

#14,210
in Manufacturing (18,722 peers)
+5.0%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Rocky Brands, Inc. 401(k) Plan and Trust's outsized position by total assets

Rocky Brands, Inc. 401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$39,923,581 Top 17% higher than 83% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rocky Brands, Inc. 401(k) Plan and Trust among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rocky Brands, Inc. 401(k) Plan and Trust sits mid-pack in the medium band (578 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rocky Brands, Inc. 401(k) Plan and Trust reported net income rose from -$4M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Rocky Brands, Inc. 401(k) Plan and Trust reported participants fell from 639 in the plan year 2022 filing to 578 in the plan year 2023 filing.
  • Rocky Brands, Inc. 401(k) Plan and Trust end-of-year assets rose from $38M in the plan year 2022 filing to $40M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 311364046 · Rocky Brands, Inc. PY 2023 · 401(k)

Rocky Brands, Inc. 401(k) Plan and Trust · $40M · 578 · 83rd

  • NET $40M
  • BOOK 578
  • VS-ST 83rd
  • BOY 401(k)
  • SCH near Datacor, Inc. 401(k) Plan
  • EBSA ind #14210

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Ohio →

Rocky Brands, Inc. 401(k) Plan and Trust in the asset neighbourhood

Rocky Brands, Inc. 401(k) Plan and TrustRocky Brands, Inc. 401(k) Pl…$40MDatacor, Inc. 401(k) Plan$40MPlus Company 401(k) Plan$40MPrimary Care Partners/Atlantic Health Partners 401(k) Profit Sharing PlanPrimary Care Partners/Atlant…$40MLiveonny Tax Deferred Annuity PlanLiveonny Tax Deferred Annuit…$40M
End-of-year total assets ($M) among Rocky Brands, Inc. 401(k) Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$38M
Net Assets (End of Year)$40M
Net Income$2M
Employer EIN311364046
Plan Effective Date1996-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rocky Brands, Inc.)

Sponsor-wide plan assets over time

All Rocky Brands, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$41M 7.637283635648514% vs 2022
2024 filing year
$37M$38M$39M$40M$41M$42M 202220232024 $38M $40.9M ▲ +7.6%
Year Plans Participants Total Assets
2022 1 639 $38M
2023 1 578 $40M
2024 1 473 $41M

Nearby 401(k) Plans in Ohio

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rocky Brands, Inc. 401(k) Plan and Trust vs. nearby 401(k) plans in Ohio, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -50510152025 Total assets ($B) Participants Rocky Brands, Inc. 401(k) Plan and Trust, Total assets ($B): 0.039923581 · Participants: 578Rocky Brands, Inc. 401(k) Plan and TrustGE Retirement Savings Plan, Total assets ($B): 19.485469047 · Participants: 59766GE Retirement Savings PlanThe Sherwin-Williams Company 401(k) Plan, Total assets ($B): 10.12932701 · Participants: 47362The Sherwin-Williams Company 401(k) PlanThe Progressive 401(k) Plan, Total assets ($B): 9.225573063 · Participants: 56176The Progressive 401(k) PlanThe Kroger Co. 401(k) Retirement Savings Account Plan, Total assets ($B): 8.445085 · Participants: 129769The Kroger Co. 401(k) Retirement Savings Account PlanNationwide Savings Plan, Total assets ($B): 7.618883027 · Participants: 24715Nationwide Savings Plan
Rocky Brands, Inc. 401(k) Plan and Trust vs. nearby 401(k) plans in Ohio, assets vs. participants
Compare Rocky Brands, Inc. 401(k) Plan and Trust side-by-side with 3 peers →

Rocky Brands, Inc. 401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Ohio, the nearest 401(k) by assets is Datacor, Inc. 401(k) Plan in NJ ($40M); by covered participants it is Commissioning Agents Inc Employee Stock Ownership & 401(k) Plan in IN (578 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($40M here).

Similar participant headcount

Nearest other-state filings by covered participants (578 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rocky Brands, Inc. 401(k) Plan and Trust assets move in 2023? ▼
Rocky Brands, Inc. 401(k) Plan and Trust edged up modestly - up 5.0% during 2023, from $38M to $40M. Reported net income was $2M.
How have Rocky Brands, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rocky Brands, Inc.'s sponsor-wide assets grew 7.6%, from $38M to $41M.
Where does Rocky Brands, Inc. 401(k) Plan and Trust rank by assets among Form 5500 filers? ▼
Rocky Brands, Inc. 401(k) Plan and Trust ranks in the 83rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rocky Brands, Inc. 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Datacor, Inc. 401(k) Plan in NJ ($40M, 193 participants).
Which 401(k) plans cover a similar participant headcount to Rocky Brands, Inc. 401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Commissioning Agents Inc Employee Stock Ownership & 401(k) Plan in IN (578 participants, $176M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 311364046.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.