401(k) · DOL Form 5500 · 2023

Rocky Brands, Inc. 401(k) Plan

Data updated 2026-08-11

$40M
Total assets
578
Participants
83rd
Percentile by assets
$69,072
Avg per participant
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Official DOL plan name: Rocky Brands, Inc. 401(k) Plan and Trust · Sponsored by Rocky Brands, Inc. · Ohio · Manufacturing

$40M in assets, 578 participants

Rocky Brands, Inc.'s Rocky Brands, Inc. 401(k) Plan and Trust reported $40M in total assets and 578 participants in its 2023 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 83rd percentile by assets (of 127,072 plans)
  • #14,210 in Manufacturing (18,722 peers)

Where Rocky Brands, Inc. 401(k) Plan and Trust sits by assets

Rocky Brands, Inc. 401(k) Plan and Trust sits in the top quartile of all filed plans by assets, $40M for 578 participants (~$69,072/participant), up 5.0% in 2023.

$40M
total plan assets (2023 EOY)
578
covered participants
83rd
percentile by assets (of 127,072 plans)
$69,072
avg assets per participant

Where Rocky Brands, Inc. 401(k) Plan and Trust sits by total assets

Rocky Brands, Inc. 401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$39,923,581 Top 17% higher than 83% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rocky Brands, Inc. 401(k) Plan and Trust reported net income rose from -$4M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Rocky Brands, Inc. 401(k) Plan and Trust reported participants fell from 639 in the plan year 2022 filing to 578 in the plan year 2023 filing.
  • Rocky Brands, Inc. 401(k) Plan and Trust end-of-year assets rose from $38M in the plan year 2022 filing to $40M in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
Industry

Rocky Brands, Inc. 401(k) Plan and Trust vs the 2023 asset distribution

By assets, Rocky Brands, Inc. 401(k) Plan and Trust outranks 83% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 0.4x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$38M
Net Assets (End of Year)$40M
Net Income$2M
Employer EIN311364046
Plan Effective Date1996-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rocky Brands, Inc.)

$37M$38M$39M$40M$41M$42M 202220232024 $38M $40.9M ▲ +7.6%
Total plan assets by year, all Rocky Brands, Inc. plans on file
Year Plans Participants Total Assets
2022 1 639 $38M
2023 1 578 $40M
2024 1 473 $41M

Nearby 401(k) Plans in Ohio

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rocky Brands, Inc. 401(k) Plan and Trust vs. nearby 401(k) plans in Ohio, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -50510152025 Total assets ($B) Participants Rocky Brands, Inc. 4…, Total assets ($B): 0.039923581 · Participants: 578Rocky Brands, Inc. 4…GE Retirement Saving…, Total assets ($B): 19.485469047 · Participants: 59766GE Retirement Saving…The Sherwin-Williams…, Total assets ($B): 10.12932701 · Participants: 47362The Sherwin-Williams…The Progressive 401(…, Total assets ($B): 9.225573063 · Participants: 56176The Progressive 401(…The Kroger Co. 401(k…, Total assets ($B): 8.445085 · Participants: 129769The Kroger Co. 401(k…Nationwide Savings P…, Total assets ($B): 7.618883027 · Participants: 24715Nationwide Savings P…
Rocky Brands, Inc. 401(k) Plan and Trust vs. nearby 401(k) plans in Ohio, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Rocky Brands, Inc. 401(k) Plan and Trust by total assets, not by location.

Frequently Asked Questions

How did Rocky Brands, Inc. 401(k) Plan and Trust assets move in 2023?
Rocky Brands, Inc. 401(k) Plan and Trust edged up modestly - up 5.0% during 2023, from $38M to $40M. Reported net income was $2M.
How have Rocky Brands, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Rocky Brands, Inc.'s sponsor-wide assets grew 7.6%, from $38M to $41M.
Where does Rocky Brands, Inc. 401(k) Plan and Trust rank by assets among Form 5500 filers?
Rocky Brands, Inc. 401(k) Plan and Trust ranks in the 83rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rocky Brands, Inc. 401(k) Plan and Trust?
Among 401(k) plans in other states, the closest by assets is Datacor, Inc. 401(k) Plan in NJ ($40M, 193 participants).

Next read for Rocky Brands, Inc. 401(k) Plan and Trust

Scale reading

Ways to act on Rocky Brands, Inc. 401(k) Plan and Trust's numbers.