401(k) · DOL Form 5500 · 2023

James G. Rafael Dds 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
2
Participants Small participant base
30th
Percentile by assets National rank
$937,403
Avg per participant High balance/head
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Official DOL plan name: James G. Rafael Dds 401(k) Profit Sharing Plan · Sponsored by James G. Rafael Dds · North Carolina · Healthcare & Social Assistance

$2M in assets, 2 participants

James G. Rafael Dds's James G. Rafael Dds 401(k) Profit Sharing Plan reported $2M in total assets and 2 participants in its 2023 DOL Form 5500 filing, ranking in the 30th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,961 in Healthcare & Social Assistance (17,684 peers)

James G. Rafael Dds multi-year trail

James G. Rafael Dds's plans moved +13.1% in assets from 2022 to 2024; this filing shows James G. Rafael Dds 401(k) Profit Sharing Plan at $2M / 2 participants.

#4,961
in Healthcare & Social Assistance (17,684 peers)
+7.6%
assets growth YoY

James G. Rafael Dds 401(k) Profit Sharing Plan among the smaller filed plans by assets

James G. Rafael Dds 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,874,806 30th percentile higher than 30% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

James G. Rafael Dds 401(k) Profit Sharing Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. James G. Rafael Dds 401(k) Profit Sharing Plan is a micro filing (2 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • James G. Rafael Dds 401(k) Profit Sharing Plan reported net income fell from $189K in the plan year 2022 filing to $132K in the plan year 2023 filing.
  • James G. Rafael Dds 401(k) Profit Sharing Plan end-of-year assets rose from $2M in the plan year 2022 filing to $2M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 561955069 · James G. Rafael Dds PY 2023 · 401(k)

James G. Rafael Dds 401(k) Profit Sharing Plan · $2M · 2 · 30th

  • 5500 $2M
  • ASSETS 2
  • PCT 30th
  • EIN 401(k)
  • RANK near Mullen & Mahon, Inc. Retirement Plan and Trust
  • PHOTO ind #4961

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in North Carolina →

James G. Rafael Dds 401(k) Profit Sharing Plan in the asset neighbourhood

James G. Rafael Dds 401(k) Profit Sharing PlanJames G. Rafael Dds 401(k) P…$2MMullen & Mahon, Inc. Retirement Plan and TrustMullen & Mahon, Inc. Retirem…$2MGreystone Ob/Gyn, PC 401(k) PlanGreystone Ob/Gyn, PC 401(k) …$2MGriffin Insulation, Inc. Profit Sharing PlanGriffin Insulation, Inc. Pro…$2MLevin & Associates, Inc. 401(k) PlanLevin & Associates, Inc. 401…$2M
End-of-year total assets ($M) among James G. Rafael Dds 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

James G. Rafael Dds multi-year asset trail

Sponsor-wide plan assets over time

All James G. Rafael Dds plans reported in each filing year

Latest sponsor-wide plan assets
$2M 13.083217609860787% vs 2022
2024 filing year
$1.7M$1.8M$1.9M$2M 202220232024 $1.74M $1.97M ▲ +13.2%
Year Plans Participants Total Assets
2022 1 2 $2M
2023 1 2 $2M
2024 1 7 $2M

James G. Rafael Dds filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$132K
Employer EIN561955069
Plan Effective Date2002-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

James G. Rafael Dds 401(k) Profit Sharing Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -200204060 Total assets ($B) Participants James G. Rafael Dds 401(k) Profit Sharing Plan, Total assets ($B): 0.001874806 · Participants: 2James G. Rafael Dds 401(k) Profit Sharing PlanThe Bank of America 401(k) Plan, Total assets ($B): 54.848846192 · Participants: 173899The Bank of America 401(k) PlanHoneywell 401(k) Plan, Total assets ($B): 15.388124058 · Participants: 40004Honeywell 401(k) PlanDuke Energy Retirement Savings Plan, Total assets ($B): 10.354065 · Participants: 28121Duke Energy Retirement Savings PlanTruist Financial Corporation 401(k) Savings Plan, Total assets ($B): 10.120701726 · Participants: 55480Truist Financial Corporation 401(k) Savings PlanNucor Corporation Profit Sharing and Retirement Savings Plan, Total assets ($B): 8.510660989 · Participants: 24174Nucor Corporation Profit Sharing and Retirement Savings Plan
James G. Rafael Dds 401(k) Profit Sharing Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants
Compare James G. Rafael Dds 401(k) Profit Sharing Plan side-by-side with 3 peers →

James G. Rafael Dds 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside North Carolina, the nearest 401(k) by assets is Mullen & Mahon, Inc. Retirement Plan and Trust in CT ($2M); by covered participants it is Napa Bound Retirement Plan in FL (2 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (2 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did James G. Rafael Dds 401(k) Profit Sharing Plan assets move in 2023? ▼
James G. Rafael Dds 401(k) Profit Sharing Plan grew at a solid clip - up 7.6% during 2023, from $2M to $2M. Reported net income was $132K.
How have James G. Rafael Dds plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), James G. Rafael Dds's sponsor-wide assets grew 13.1%, from $2M to $2M.
Which 401(k) plans are similar in size to James G. Rafael Dds 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mullen & Mahon, Inc. Retirement Plan and Trust in CT ($2M, 3 participants).
Which 401(k) plans cover a similar participant headcount to James G. Rafael Dds 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Napa Bound Retirement Plan in FL (2 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 561955069.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.