Defined Benefit (Pension) · DOL Form 5500 · 2023
Ubs Financial Services Inc. Pension Plan
Data updated 2026-08-25
- $631M
- Total assets Above avg plan size
- 1,124
- Participants Near avg headcount
- 98th
- Percentile by assets National rank
- $561,353
- Avg per participant High balance/head
Official DOL plan name: Ubs Financial Services Inc. Pension Plan · Sponsored by Ubs Financial Services Inc. · New Jersey · Finance & Insurance
$631M in assets, 1,124 participants
Ubs Financial Services Inc.'s Ubs Financial Services Inc. Pension Plan reported $631M in total assets and 1,124 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #8,537 in Finance & Insurance (8,869 peers)
Where Ubs Financial Services Inc. Pension Plan sits by assets
Ubs Financial Services Inc. Pension Plan sits in the top 5% of all filed plans by assets, $631M for 1,124 participants (~$561,353/participant), down 2.1% in 2023.
- #8,537
- in Finance & Insurance (8,869 peers)
- -2.1%
- assets change YoY
- 6.3×
- vs typical plan assets (national mean)
The plan reported a net loss of $12M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Ubs Financial Services Inc. Pension Plan's outsized position by total assets
Ubs Financial Services Inc. Pension Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$630,960,210 Top 2% higher than 98% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Ubs Financial Services Inc. Pension Plan's large-plan peer group by participant headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ubs Financial Services Inc. Pension Plan lands in the large band (1,124 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Ubs Financial Services Inc. Pension Plan reported net income rose from -$238M in the plan year 2022 filing to -$12M in the plan year 2023 filing.
- Ubs Financial Services Inc. Pension Plan reported participants fell from 1,230 in the plan year 2022 filing to 1,124 in the plan year 2023 filing.
- Ubs Financial Services Inc. Pension Plan end-of-year assets fell from $644M in the plan year 2022 filing to $631M in the plan year 2023 filing.
EBSA filing schedule strip
Filing strip 132638166 · Ubs Financial Services Inc. PY 2023 · Defined Benefit (Pension)
Ubs Financial Services Inc. Pension Plan · $631M · 1,124 · 98th
- IND $631M
- EOY 1,124
- 5500 98th
- ASSETS Defined Benefit (Pension)
- PCT near I. a. T. S. E. National Pension Fund
- EIN ind #8537
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →
Ubs Financial Services Inc. Pension Plan in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $644M |
|---|---|
| Net Assets (End of Year) | $629M |
| Net Income | -$12M |
| Employer EIN | 132638166 |
| Plan Effective Date | 1975-07-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ubs Financial Services Inc.)
Sponsor-wide plan assets over time
All Ubs Financial Services Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $636M 7.833911740210367% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 1,389 | $690M |
| 2023 | 2 | 1,279 | $684M |
| 2024 | 2 | 1,122 | $636M |
Nearby Defined Benefit (Pension) Plans in New Jersey
Peer Defined Benefit (Pension) plans, same state, same plan type, ranked by total assets.
- Retirement Plan of Johnson and Johnson $21.2B · 37,749
- JPMorgan Chase Retirement Plan $16.3B · 90,644
- Nokia Retirement Income Plan $13.9B · 7,492
- The Prudential Merged Retirement Plan $12.2B · 16,230
- Verizon Pension Plan for Associates $10.9B · 23,778
Ubs Financial Services Inc. Pension Plan's out-of-state Defined Benefit (Pension) peers by assets and headcount
Outside New Jersey, the nearest Defined Benefit (Pension) by assets is I. a. T. S. E. National Pension Fund in NY ($630M); by covered participants it is Retirement Income Plan for the Employees of National Railroad Passenger Corporation in DC (1,125 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($631M here).
- I. a. T. S. E. National Pension Fund (NY) $630M · 16,809
- Ng Es - Space Division Consolidated Pension Plan (VA) $630M · 485
- Banco Popular De Puerto Rico Retirement Plan (PR) $632M · 1,952
- Mccormick Pension Plan (MD) $633M · 1,000
Similar participant headcount
Nearest other-state filings by covered participants (1,124 participants); asset peers above are excluded.
- Retirement Income Plan for the Employees of National Railroad Passenger Corporation (DC) 1,125 · 1 off
- Mack UAW Pension Plan (NC) 1,123 · 1 off
- Bemis Retirement Plan (WI) 1,122 · 2 off
- The UAW Labor-Management Group Pension Plan (CA) 1,122 · 2 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.