401(k) · DOL Form 5500 · 2023

Empire State Realty Op, L.P. 401(k) Plan

Data updated 2026-08-25

$38M
Total assets Below avg plan size
221
Participants Below avg headcount
82nd
Percentile by assets National rank
$171,155
Avg per participant Above avg balance/head
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Official DOL plan name: Empire State Realty Trust 401(k) Plan · Sponsored by Empire State Realty Op, L.P. · New York · Real Estate

$38M in assets, 221 participants

Empire State Realty Op, L.P.'s Empire State Realty Trust 401(k) Plan reported $38M in total assets and 221 participants in its 2023 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,378 in Real Estate (4,727 peers)

Coverage in New York

Empire State Realty Trust 401(k) Plan covers 221 participants in New York, about 28% of the average New York filer (state average ~798 per filing). Assets: $38M.

#4,378
in Real Estate (4,727 peers)
+23.4%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Empire State Realty Trust 401(k) Plan's outsized position by total assets

Empire State Realty Trust 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$37,825,148 Top 18% higher than 82% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Empire State Realty Trust 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Empire State Realty Trust 401(k) Plan sits mid-pack in the medium band (221 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Empire State Realty Trust 401(k) Plan reported net income rose from -$4M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Empire State Realty Trust 401(k) Plan end-of-year assets rose from $31M in the plan year 2022 filing to $38M in the plan year 2023 filing.
  • Empire State Realty Trust 401(k) Plan reported participants fell from 252 in the plan year 2022 filing to 221 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 454685158 · Empire State Realty Op, L.P. PY 2023 · 401(k)

Empire State Realty Trust 401(k) Plan · $38M · 221 · 82nd

  • TYPE $38M
  • TYPE 221
  • TYPE 82nd
  • TYPE 401(k)
  • TYPE near Brown Jordan Inc. 401(k) Plan
  • TYPE ind #4378

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Real Estate retirement plans → · Plans in New York →

Empire State Realty Trust 401(k) Plan in the asset neighbourhood

Empire State Realty Trust 401(k) PlanEmpire State Realty Trust 40…$38MBrown Jordan Inc. 401(k) Plan$38MWaterstone Mortgage 401(k) PlanWaterstone Mortgage 401(k) P…$38MCommonwealth Anesthesia, Psc 401(k) Profit Sharing PlanCommonwealth Anesthesia, Psc…$38MVantage Bank Texas 401(k) PlanVantage Bank Texas 401(k) Pl…$38M
End-of-year total assets ($M) among Empire State Realty Trust 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$31M
Net Assets (End of Year)$38M
Net Income$7M
Employer EIN454685158
Plan Effective Date1992-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Empire State Realty Op, L.P.)

Sponsor-wide plan assets over time

All Empire State Realty Op, L.P. plans reported in each filing year

Latest sponsor-wide plan assets
$42M 35.675889152398014% vs 2022
2024 filing year
$25M$30M$35M$40M$45M 202220232024 $30.7M $41.6M ▲ +35.7%
Year Plans Participants Total Assets
2022 1 252 $31M
2023 1 221 $38M
2024 1 228 $42M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Empire State Realty Trust 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Empire State Realty Trust 401(k) Plan, Total assets ($B): 0.037825148 · Participants: 221Empire State Realty Trust 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Empire State Realty Trust 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Empire State Realty Trust 401(k) Plan side-by-side with 3 peers →

Empire State Realty Trust 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Brown Jordan Inc. 401(k) Plan in FL ($38M); by covered participants it is Skin Cancer and Cosmetic Dermatology 401(k) Plan a in GA (221 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($38M here).

Similar participant headcount

Nearest other-state filings by covered participants (221 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Empire State Realty Trust 401(k) Plan assets move in 2023? ▼
Empire State Realty Trust 401(k) Plan grew sharply - up 23.4% during 2023, from $31M to $38M. Reported net income was $7M.
How have Empire State Realty Op, L.P. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Empire State Realty Op, L.P.'s sponsor-wide assets grew 35.7%, from $31M to $42M.
Where does Empire State Realty Trust 401(k) Plan rank by assets among Form 5500 filers? ▼
Empire State Realty Trust 401(k) Plan ranks in the 82nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Empire State Realty Trust 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Brown Jordan Inc. 401(k) Plan in FL ($38M, 665 participants).
Which 401(k) plans cover a similar participant headcount to Empire State Realty Trust 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Skin Cancer and Cosmetic Dermatology 401(k) Plan a in GA (221 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 454685158.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.