401(k) · DOL Form 5500 · 2023

Waterstone Mortgage Corporation 401(k) Plan

Data updated 2026-08-25

$38M
Total assets Below avg plan size
543
Participants Below avg headcount
82nd
Percentile by assets National rank
$69,668
Avg per participant Below avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Waterstone Mortgage 401(k) Plan · Sponsored by Waterstone Mortgage Corporation · Wisconsin · Real Estate

$38M in assets, 543 participants

Waterstone Mortgage Corporation's Waterstone Mortgage 401(k) Plan reported $38M in total assets and 543 participants in its 2023 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,379 in Real Estate (4,727 peers)

Where Waterstone Mortgage 401(k) Plan sits by assets

Waterstone Mortgage 401(k) Plan sits in the top quartile of all filed plans by assets, $38M for 543 participants (~$69,668/participant), up 4.6% in 2023.

#4,379
in Real Estate (4,727 peers)
+4.6%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Waterstone Mortgage 401(k) Plan's outsized position by total assets

Waterstone Mortgage 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$37,829,725 Top 18% higher than 82% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Waterstone Mortgage 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Waterstone Mortgage 401(k) Plan sits mid-pack in the medium band (543 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Waterstone Mortgage 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Waterstone Mortgage 401(k) Plan reported participants fell from 655 in the plan year 2022 filing to 543 in the plan year 2023 filing.
  • Waterstone Mortgage 401(k) Plan end-of-year assets rose from $36M in the plan year 2022 filing to $38M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 392001010 · Waterstone Mortgage Corporation PY 2023 · 401(k)

Waterstone Mortgage 401(k) Plan · $38M · 543 · 82nd

  • RANK $38M
  • RANK 543
  • RANK 82nd
  • RANK 401(k)
  • RANK near Commonwealth Anesthesia, Psc 401(k) Profit Sharing Plan
  • RANK ind #4379

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Real Estate retirement plans → · Plans in Wisconsin →

Waterstone Mortgage 401(k) Plan in the asset neighbourhood

Waterstone Mortgage 401(k) PlanWaterstone Mortgage 401(k) P…$38MCommonwealth Anesthesia, Psc 401(k) Profit Sharing PlanCommonwealth Anesthesia, Psc…$38MPorter Hedges Salary Deferral 401(k) PlanPorter Hedges Salary Deferra…$38MBrown Jordan Inc. 401(k) Plan$38MEmpire State Realty Trust 401(k) PlanEmpire State Realty Trust 40…$38M
End-of-year total assets ($M) among Waterstone Mortgage 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$36M
Net Assets (End of Year)$38M
Net Income$2M
Employer EIN392001010
Plan Effective Date2005-01-15
Filing StatusFILING RECEIVED

Sponsor Plan History (Waterstone Mortgage Corporation)

Sponsor-wide plan assets over time

All Waterstone Mortgage Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$42M 17.233773355456854% vs 2022
2024 filing year
$34M$36M$38M$40M$42M$44M 202220232024 $36.2M $42.4M ▲ +17.3%
Year Plans Participants Total Assets
2022 1 655 $36M
2023 1 543 $38M
2024 1 531 $42M

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Waterstone Mortgage 401(k) Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -20246810 Total assets ($B) Participants Waterstone Mortgage 401(k) Plan, Total assets ($B): 0.037829725 · Participants: 543Waterstone Mortgage 401(k) PlanAdvocate Aurora Health 401(k) Plan, Total assets ($B): 9.125723544 · Participants: 76956Advocate Aurora Health 401(k) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 6.160116767 · Participants: 28904Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.81171463 · Participants: 25280Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.550761 · Participants: 11236Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.62235882 · Participants: 8877Rockwell Automation Retirement Savings Plan
Waterstone Mortgage 401(k) Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Waterstone Mortgage 401(k) Plan side-by-side with 3 peers →

Waterstone Mortgage 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Commonwealth Anesthesia, Psc 401(k) Profit Sharing Plan in KY ($38M); by covered participants it is Visiting Physicians Association 401(k) Plan in MI (543 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (543 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Waterstone Mortgage 401(k) Plan assets move in 2023? ▼
Waterstone Mortgage 401(k) Plan edged up modestly - up 4.6% during 2023, from $36M to $38M. Reported net income was $2M.
How have Waterstone Mortgage Corporation plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Waterstone Mortgage Corporation's sponsor-wide assets grew 17.2%, from $36M to $42M.
Where does Waterstone Mortgage 401(k) Plan rank by assets among Form 5500 filers? ▼
Waterstone Mortgage 401(k) Plan ranks in the 82nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Waterstone Mortgage 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Commonwealth Anesthesia, Psc 401(k) Profit Sharing Plan in KY ($38M, 79 participants).
Which 401(k) plans cover a similar participant headcount to Waterstone Mortgage 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Visiting Physicians Association 401(k) Plan in MI (543 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 392001010.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.