ESOP · DOL Form 5500 · 2023
Sullivan Investment Co., Inc. ESOP
Data updated 2026-08-25
- $10M
- Total assets Small plan by assets
- 124
- Participants Small participant base
- 60th
- Percentile by assets National rank
- $84,216
- Avg per participant Below avg balance/head
Official DOL plan name: 859 US Employee Stock Ownership Plan · Sponsored by Sullivan Investment Co., Inc. · Massachusetts · Wholesale Trade
$10M in assets, 124 participants
Sullivan Investment Co., Inc.'s 859 US Employee Stock Ownership Plan reported $10M in total assets and 124 participants in its 2023 DOL Form 5500 filing, ranking in the 60th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #3,264 in Wholesale Trade (6,309 peers)
Coverage in Massachusetts
859 US Employee Stock Ownership Plan covers 124 participants in Massachusetts, about 19% of the average Massachusetts filer (state average ~659 per filing). Assets: $10M.
- #3,264
- in Wholesale Trade (6,309 peers)
- -$52M
- reported net income
The plan reported a net loss of $52M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
859 US Employee Stock Ownership Plan's mid-pack asset rank among Wholesale Trade and all filers
859 US Employee Stock Ownership Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$10,442,747 Top 40% higher than 60% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
859 US Employee Stock Ownership Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 859 US Employee Stock Ownership Plan sits mid-pack in the medium band (124 participants).
Published 5500 schedule card
Filing strip 042682840 · Sullivan Investment Co., Inc. PY 2023 · ESOP
859 US Employee Stock Ownership Plan · $10M · 124 · 60th
- IND $10M
- IND 124
- IND 60th
- IND ESOP
- IND near Ironsmith, Inc. Employee Stock Ownership Plan
- IND ind #3264
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Massachusetts →
859 US Employee Stock Ownership Plan in the asset neighbourhood
Massachusetts filing particulars
| Total Assets (Beginning of Year) | N/A |
|---|---|
| Net Assets (End of Year) | -$52M |
| Net Income | -$52M |
| Employer EIN | 042682840 |
| Plan Effective Date | 2023-02-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Sullivan Investment Co., Inc.)
Sponsor-wide plan assets over time
All Sullivan Investment Co., Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $114M 44.14723266504721% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,083 | $79M |
| 2023 | 2 | 1,272 | $104M |
| 2024 | 2 | 2,710 | $114M |
Nearby ESOP Plans in Massachusetts
Peer ESOP plans, same state, same plan type, ranked by total assets.
- Consigli Building Group Employee Stock Ownership Plan $612M · 1,511
- The Gillette Company Employee Stock Ownership Plan $349M · 174
- Shawmut Group Employee Stock Ownership Plan $274M · 716
- First Amended and Restated Creative Financial Staffing, Inc. Employee Stock Ownership Plan $245M · 641
- Eastern Bank Employee Stock Ownership Plan $213M · 1,778
859 US Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount
Outside Massachusetts, the nearest ESOP by assets is Ironsmith, Inc. Employee Stock Ownership Plan in CA ($10M); by covered participants it is Georgia Theatre Company Employee Stock Ownership Plan in GA (124 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($10M here).
Similar participant headcount
Nearest other-state filings by covered participants (124 participants); asset peers above are excluded.
- Georgia Theatre Company Employee Stock Ownership Plan (GA) 124 · 0 off
- Marsh, Berry & Company, Inc. Employee Stock Ownership Plan (OH) 124 · 0 off
- Consolidated Graphics Group, Inc. Employee Stock Ownership Plan and Trust (OH) 124 · 0 off
- Oakdell Egg Farms Inc Employee Stock Ownership Plan (UT) 124 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.