401(k) · DOL Form 5500 · 2023

Rothschild & Co. North America Inc. 401(k) Plan

Data updated 2026-08-25

$125M
Total assets Near avg plan size
503
Participants Below avg headcount
93rd
Percentile by assets National rank
$248,747
Avg per participant Above avg balance/head
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Official DOL plan name: Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan · Sponsored by Rothschild & Co. North America Inc. · North Carolina · Finance & Insurance

$125M in assets, 503 participants

Rothschild & Co. North America Inc.'s Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan reported $125M in total assets and 503 participants in its 2023 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,859 in Finance & Insurance (8,869 peers)

Where Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan sits by assets

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan sits in the top 10% of all filed plans by assets, $125M for 503 participants (~$248,747/participant), up 18.1% in 2023.

#7,859
in Finance & Insurance (8,869 peers)
+18.1%
assets growth YoY
1.3×
vs typical plan assets (national mean)

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan's outsized position by total assets

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$125,119,960 Top 7% higher than 93% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan sits mid-pack in the medium band (503 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan reported net income rose from -$15M in the plan year 2022 filing to $19M in the plan year 2023 filing.
  • Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan reported participants rose from 415 in the plan year 2022 filing to 503 in the plan year 2023 filing.
  • Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan end-of-year assets rose from $106M in the plan year 2022 filing to $125M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 133438524 · Rothschild & Co. North America Inc. PY 2023 · 401(k)

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan · $125M · 503 · 93rd

  • PCT $125M
  • PCT 503
  • PCT 93rd
  • PCT 401(k)
  • PCT near Lancaster Colony Corporation 401(k) Plan
  • PCT ind #7859

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in North Carolina →

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan in the asset neighbourhood

Techtarget, Inc. 401(k) Retirement Savings PlanTechtarget, Inc. 401(k) Reti…$125MRothschild & Co North America, Inc. 401(k) and Profit Sharing PlanRothschild & Co North Americ…$125MLancaster Colony Corporation 401(k) PlanLancaster Colony Corporation…$125MEdw. C. Levy Co. Capital Accumulation PlanEdw. C. Levy Co. Capital Acc…$125MFranklin Covey Co. 401(k) PlanFranklin Covey Co. 401(k) Pl…$125M
End-of-year total assets ($M) among Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$106M
Net Assets (End of Year)$125M
Net Income$19M
Employer EIN133438524
Plan Effective Date1968-08-15
Filing StatusFILING RECEIVED

Sponsor Plan History (Rothschild & Co. North America Inc.)

Sponsor-wide plan assets over time

All Rothschild & Co. North America Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$156M 46.85238118899241% vs 2022
2024 filing year
$100M$120M$140M$160M$180M 202220232024 $107M $156M ▲ +46.9%
Year Plans Participants Total Assets
2022 2 421 $107M
2023 2 507 $126M
2024 2 491 $156M

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -200204060 Total assets ($B) Participants Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan, Total assets ($B): 0.12511996 · Participants: 503Rothschild & Co North America, Inc. 401(k) and Profit Sharing PlanThe Bank of America 401(k) Plan, Total assets ($B): 54.848846192 · Participants: 173899The Bank of America 401(k) PlanHoneywell 401(k) Plan, Total assets ($B): 15.388124058 · Participants: 40004Honeywell 401(k) PlanDuke Energy Retirement Savings Plan, Total assets ($B): 10.354065 · Participants: 28121Duke Energy Retirement Savings PlanTruist Financial Corporation 401(k) Savings Plan, Total assets ($B): 10.120701726 · Participants: 55480Truist Financial Corporation 401(k) Savings PlanNucor Corporation Profit Sharing and Retirement Savings Plan, Total assets ($B): 8.510660989 · Participants: 24174Nucor Corporation Profit Sharing and Retirement Savings Plan
Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants
Compare Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan side-by-side with 3 peers →

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside North Carolina, the nearest 401(k) by assets is Lancaster Colony Corporation 401(k) Plan in OH ($125M); by covered participants it is Ehpv 401(k) Plan in NE (503 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($125M here).

Similar participant headcount

Nearest other-state filings by covered participants (503 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan assets move in 2023? ▼
Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan grew sharply - up 18.1% during 2023, from $106M to $125M. Reported net income was $19M.
How have Rothschild & Co. North America Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rothschild & Co. North America Inc.'s sponsor-wide assets grew 46.9%, from $107M to $156M.
Where does Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan ranks in the 93rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Lancaster Colony Corporation 401(k) Plan in OH ($125M, 2,442 participants).
Which 401(k) plans cover a similar participant headcount to Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Ehpv 401(k) Plan in NE (503 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133438524.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.