401(k) · DOL Form 5500 · 2023

Roman Health Ventures, Inc. 401(k) Plan

Data updated 2026-08-25

$31M
Total assets Below avg plan size
561
Participants Below avg headcount
79th
Percentile by assets National rank
$54,519
Avg per participant Low balance/head
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Official DOL plan name: Roman 401(k) Plan · Sponsored by Roman Health Ventures, Inc. · New York · Retail Trade

$31M in assets, 561 participants

Roman Health Ventures, Inc.'s Roman 401(k) Plan reported $31M in total assets and 561 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,399 in Retail Trade (8,414 peers)

Where Roman 401(k) Plan sits by assets

Roman 401(k) Plan sits in the top quartile of all filed plans by assets, $31M for 561 participants (~$54,519/participant), up 48.8% in 2023.

#7,399
in Retail Trade (8,414 peers)
+48.8%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Roman 401(k) Plan's outsized position by total assets

Roman 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$30,584,937 Top 21% higher than 79% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Roman 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roman 401(k) Plan sits mid-pack in the medium band (561 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Roman 401(k) Plan end-of-year assets rose from $21M in the plan year 2022 filing to $31M in the plan year 2023 filing.
  • Roman 401(k) Plan reported net income rose from $7M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Roman 401(k) Plan reported participants fell from 658 in the plan year 2022 filing to 561 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 821285516 · Roman Health Ventures, Inc. PY 2023 · 401(k)

Roman 401(k) Plan · $31M · 561 · 79th

  • PCT $31M
  • EIN 561
  • RANK 79th
  • PHOTO 401(k)
  • IND near Ampex Data Systems Corporation Savings Plan
  • EOY ind #7399

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in New York →

Roman 401(k) Plan in the asset neighbourhood

Ampex Data Systems Corporation Savings PlanAmpex Data Systems Corporati…$31MRoman 401(k) Plan$31MWeber Gallagher Simpson Stapleton Fires & Newby, LLP RetWeber Gallagher Simpson Stap…$31MAssociated Skin Care Specialists, P.a. 401(k) Profit Sharing PlanAssociated Skin Care Special…$31MConcrete Holding Company 401(k) Retirement PlanConcrete Holding Company 401…$31M
End-of-year total assets ($M) among Roman 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$21M
Net Assets (End of Year)$31M
Net Income$10M
Employer EIN821285516
Plan Effective Date2018-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Roman Health Ventures, Inc.)

Sponsor-wide plan assets over time

All Roman Health Ventures, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$40M 94.38432146970213% vs 2022
2024 filing year
$10M$20M$30M$40M$50M 202220232024 $20.6M $40M ▲ +94.4%
Year Plans Participants Total Assets
2022 1 658 $21M
2023 1 561 $31M
2024 1 461 $40M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roman 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Roman 401(k) Plan, Total assets ($B): 0.030584937 · Participants: 561Roman 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Roman 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Roman 401(k) Plan side-by-side with 3 peers →

Roman 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Ampex Data Systems Corporation Savings Plan in CA ($31M); by covered participants it is Bay Coast Bank 401(k) Plan in MA (561 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (561 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roman 401(k) Plan assets move in 2023? ▼
Roman 401(k) Plan surged - up 48.8% during 2023, from $21M to $31M. Reported net income was $10M.
How have Roman Health Ventures, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roman Health Ventures, Inc.'s sponsor-wide assets grew 94.4%, from $21M to $40M.
Where does Roman 401(k) Plan rank by assets among Form 5500 filers? ▼
Roman 401(k) Plan ranks in the 79th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Roman 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ampex Data Systems Corporation Savings Plan in CA ($31M, 58 participants).
Which 401(k) plans cover a similar participant headcount to Roman 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Bay Coast Bank 401(k) Plan in MA (561 participants, $67M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 821285516.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.