401(k) · DOL Form 5500 · 2023

James B. Oswald Company 401(k) Plan

Data updated 2026-08-11

$196M
Total assets: 618
Participants: 95th
Percentile by assets: $317,620
Avg per participant

Official DOL plan name: The James B. Oswald Co. 401(k) Plan & Trust · Sponsored by James B. Oswald Company · Ohio · Finance & Insurance

$196M in assets, 618 participants

James B. Oswald Company's The James B. Oswald Co. 401(k) Plan & Trust reported $196M in total assets and 618 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

95th percentile by assets (of 127,072 plans)
#8,111 in Finance & Insurance (8,869 peers)

Where The James B. Oswald Co. 401(k) Plan & Trust sits by assets

The James B. Oswald Co. 401(k) Plan & Trust sits in the top 5% of all filed plans by assets, $196M for 618 participants (~$317,620/participant), up 16.1% in 2023.

$196M
total plan assets (2023 EOY): 618
covered participants: 95th
percentile by assets (of 127,072 plans): $317,620
avg assets per participant

The James B. Oswald Co. 401(k) Plan & Trust reported net income rose from -$24M in the plan year 2022 filing to $20M in the plan year 2023 filing.
The James B. Oswald Co. 401(k) Plan & Trust reported participants rose from 380 in the plan year 2022 filing to 618 in the plan year 2023 filing.
The James B. Oswald Co. 401(k) Plan & Trust end-of-year assets rose from $169M in the plan year 2022 filing to $196M in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

Ohio

Industry

Finance & Insurance

The James B. Oswald Co. 401(k) Plan & Trust vs the 2023 asset distribution

By assets, The James B. Oswald Co. 401(k) Plan & Trust outranks 95% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 2.0x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)	$169M
Net Assets (End of Year)	$189M
Net Income	$20M
Employer EIN	340445620
Plan Effective Date	1995-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (James B. Oswald Company)

Total plan assets by year, all James B. Oswald Company plans on file

Year	Plans	Participants	Total Assets
2022	1	380	$169M
2023	1	618	$196M
2024	1	747	$212M

Nearby 401(k) Plans in Ohio

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The James B. Oswald Co. 401(k) Plan & Trust vs. nearby 401(k) plans in Ohio, assets vs. participants

GE Retirement Savings Plan $19.5B · 59,766
The Sherwin-Williams Company 401(k) Plan $10.1B · 47,362
The Progressive 401(k) Plan $9.2B · 56,176
The Kroger Co. 401(k) Retirement Savings Account Plan $8.4B · 129,769
Nationwide Savings Plan $7.6B · 24,715

Compare The James B. Oswald Co. 401(k) Plan & Tr… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to The James B. Oswald Co. 401(k) Plan & Trust by total assets, not by location.

Nhca and Affiliates Retirement and Savings Plan (NY) $196M · 8,025
Short-Elliott-Hendrickson, Inc. Profit Sharing and 401(k) Plan (MN) $196M · 898
Springer Nature 401(k) Plan (NY) $196M · 737
Skillsoft Corporation 401(k) Profit Sharing Plan (NH) $196M · 793

Frequently Asked Questions

How did The James B. Oswald Co. 401(k) Plan & Trust assets move in 2023? ▼

The James B. Oswald Co. 401(k) Plan & Trust grew sharply - up 16.1% during 2023, from $169M to $196M. Reported net income was $20M.

How have James B. Oswald Company plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), James B. Oswald Company's sponsor-wide assets grew 25.4%, from $169M to $212M.

Where does The James B. Oswald Co. 401(k) Plan & Trust rank by assets among Form 5500 filers? ▼

The James B. Oswald Co. 401(k) Plan & Trust ranks in the 95th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).

Which 401(k) plans are similar in size to The James B. Oswald Co. 401(k) Plan & Trust? ▼

Among 401(k) plans in other states, the closest by assets is Nhca and Affiliates Retirement and Savings Plan in NY ($196M, 8,025 participants).

Next read for The James B. Oswald Co. 401(k) Plan & Tr…

Scale reading

Ways to act on The James B. Oswald Co. 401(k) Plan & Trust's numbers.

By total assets, The James B. Oswald Co. 401(k) Plan & Trust ranks in the top 5% of all filed plans by assets. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in Ohio. Compare plans
James B. Oswald Company's sponsor-wide assets have grown 25.4% since 2022 across 3 plan years on file. More Finance & Insurance plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 340445620.