401(k) · DOL Form 5500 · 2023

Smith Pauley LLP 401(k) Plan

Data updated 2026-08-25

$5M
Total assets Small plan by assets
15
Participants Small participant base
42nd
Percentile by assets National rank
$302,482
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Smith Pauley LLP 401(k) Safe Harbor Plan · Sponsored by Smith Pauley LLP · Nebraska · Professional & Technical Services

$5M in assets, 15 participants

Smith Pauley LLP's Smith Pauley LLP 401(k) Safe Harbor Plan reported $5M in total assets and 15 participants in its 2023 DOL Form 5500 filing, ranking in the 42nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,144 in Professional & Technical Services (20,321 peers)

2023 asset change

Smith Pauley LLP 401(k) Safe Harbor Plan grew at a solid clip 11.0% in 2023 ($4M → $5M) for 15 participants.

#8,144
in Professional & Technical Services (20,321 peers)
+11.0%
assets growth YoY

Smith Pauley LLP 401(k) Safe Harbor Plan's mid-pack asset rank among Professional & Technical Services and all filers

Smith Pauley LLP 401(k) Safe Harbor Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,537,231 42nd percentile higher than 42% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smith Pauley LLP 401(k) Safe Harbor Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Pauley LLP 401(k) Safe Harbor Plan is a small filing (15 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smith Pauley LLP 401(k) Safe Harbor Plan reported net income rose from -$2M in the plan year 2022 filing to $450K in the plan year 2023 filing.
  • Smith Pauley LLP 401(k) Safe Harbor Plan end-of-year assets rose from $4M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Smith Pauley LLP 401(k) Safe Harbor Plan reported participants fell from 16 in the plan year 2022 filing to 15 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 470795114 · Smith Pauley LLP PY 2023 · 401(k)

Smith Pauley LLP 401(k) Safe Harbor Plan · $5M · 15 · 42nd

  • VS-ST $5M
  • VS-ST 15
  • VS-ST 42nd
  • VS-ST 401(k)
  • VS-ST near Origen Biomedical 401(k) Plan
  • VS-ST ind #8144

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Nebraska →

Smith Pauley LLP 401(k) Safe Harbor Plan in the asset neighbourhood

Smith Pauley LLP 401(k) Safe Harbor PlanSmith Pauley LLP 401(k) Safe…$5MOrigen Biomedical 401(k) Plan$5MSub Rosa Retail, Inc. Retirement PlanSub Rosa Retail, Inc. Retire…$5MMidtown Obstetrics & Gynecology 401(k) PlanMidtown Obstetrics & Gynecol…$5MMti, Inc. Profit Sharing Plan$5M
End-of-year total assets ($M) among Smith Pauley LLP 401(k) Safe Harbor Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Smith Pauley LLP years around the 2023 move

Sponsor-wide plan assets over time

All Smith Pauley LLP plans reported in each filing year

Latest sponsor-wide plan assets
$4M 7.839051311225999% vs 2022
2024 filing year
$3.5M$4M$4.5M$5M 202220232024 $4.09M $3.77M ▼ -7.8%
Year Plans Participants Total Assets
2022 1 16 $4M
2023 1 15 $5M
2024 1 53 $4M

2023 asset-move particulars

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$5M
Net Income$450K
Employer EIN470795114
Plan Effective Date1996-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Nebraska

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith Pauley LLP 401(k) Safe Harbor Plan vs. nearby 401(k) plans in Nebraska, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -202468 Total assets ($B) Participants Smith Pauley LLP 401(k) Safe Harbor Plan, Total assets ($B): 0.004537231 · Participants: 15Smith Pauley LLP 401(k) Safe Harbor PlanHdr, Inc. Best Plan and ESOP, Total assets ($B): 6.272854301 · Participants: 10652Hdr, Inc. Best Plan and ESOPPeter Kiewit Sons, Inc. Retirement Savings Plan, Total assets ($B): 2.422593059 · Participants: 16947Peter Kiewit Sons, Inc. Retirement Savings PlanUnion Pacific Corporation Thrift Plan, Total assets ($B): 2.265096577 · Participants: 5470Union Pacific Corporation Thrift PlanUnion Pacific Agreement Employee 401(k) Retirement Thrift Plan, Total assets ($B): 2.255128453 · Participants: 27770Union Pacific Agreement Employee 401(k) Retirement Thrift PlanFirst National of Nebraska, Inc. First Savings Plan, Total assets ($B): 0.926040387 · Participants: 5038First National of Nebraska, Inc. First Savings Plan
Smith Pauley LLP 401(k) Safe Harbor Plan vs. nearby 401(k) plans in Nebraska, assets vs. participants
Compare Smith Pauley LLP 401(k) Safe Harbor Plan side-by-side with 3 peers →

Smith Pauley LLP 401(k) Safe Harbor Plan's out-of-state 401(k) peers by assets and headcount

Outside Nebraska, the nearest 401(k) by assets is Origen Biomedical 401(k) Plan in TX ($5M); by covered participants it is Ear Nose and Throat of Northwest Georgia PC Profit Sharing Plan in GA (15 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($5M here).

Similar participant headcount

Nearest other-state filings by covered participants (15 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith Pauley LLP 401(k) Safe Harbor Plan assets move in 2023? ▼
Smith Pauley LLP 401(k) Safe Harbor Plan grew at a solid clip - up 11.0% during 2023, from $4M to $5M. Reported net income was $450K.
How have Smith Pauley LLP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smith Pauley LLP's sponsor-wide assets declined 7.8%, from $4M to $4M.
Which 401(k) plans are similar in size to Smith Pauley LLP 401(k) Safe Harbor Plan? ▼
Among 401(k) plans in other states, the closest by assets is Origen Biomedical 401(k) Plan in TX ($5M, 164 participants).
Which 401(k) plans cover a similar participant headcount to Smith Pauley LLP 401(k) Safe Harbor Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Ear Nose and Throat of Northwest Georgia PC Profit Sharing Plan in GA (15 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 470795114.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.