401(k) · DOL Form 5500 · 2023

Waldberg, Inc. 401(k) Plan

Data updated 2026-08-25

$17M
Total assets Small plan by assets
236
Participants Below avg headcount
70th
Percentile by assets National rank
$73,080
Avg per participant Below avg balance/head
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Official DOL plan name: The Refinery 401(k) Plan · Sponsored by Waldberg, Inc. · California · Professional & Technical Services

$17M in assets, 236 participants

Waldberg, Inc.'s The Refinery 401(k) Plan reported $17M in total assets and 236 participants in its 2023 DOL Form 5500 filing, ranking in the 70th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #14,099 in Professional & Technical Services (20,321 peers)

Coverage in California

The Refinery 401(k) Plan covers 236 participants in California, about 37% of the average California filer (state average ~630 per filing). Assets: $17M.

#14,099
in Professional & Technical Services (20,321 peers)
+30.7%
assets growth YoY

The Refinery 401(k) Plan's outsized position by total assets

The Refinery 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$17,246,985 Top 30% higher than 70% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Refinery 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Refinery 401(k) Plan sits mid-pack in the medium band (236 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Refinery 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • The Refinery 401(k) Plan end-of-year assets rose from $13M in the plan year 2022 filing to $17M in the plan year 2023 filing.
  • The Refinery 401(k) Plan reported participants rose from 197 in the plan year 2022 filing to 236 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 205773286 · Waldberg, Inc. PY 2023 · 401(k)

The Refinery 401(k) Plan · $17M · 236 · 70th

  • EIN $17M
  • RANK 236
  • PHOTO 70th
  • IND 401(k)
  • EOY near High Country Beverage Corporation 401(k) Plan
  • 5500 ind #14099

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

The Refinery 401(k) Plan in the asset neighbourhood

The Refinery 401(k) Plan$17MHigh Country Beverage Corporation 401(k) PlanHigh Country Beverage Corpor…$17MHigh Country Beverage Corporation 401(k) PlanHigh Country Beverage Corpor…$17MConvergent Science Inc 401(k) Profit Sharing Plan & TrustConvergent Science Inc 401(k…$17MCapital City Home Loans 401(k) PlanCapital City Home Loans 401(…$17M
End-of-year total assets ($M) among The Refinery 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$13M
Net Assets (End of Year)$17M
Net Income$4M
Employer EIN205773286
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Waldberg, Inc.)

Sponsor-wide plan assets over time

All Waldberg, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$21M 57.975790508328686% vs 2022
2024 filing year
$10M$15M$20M$25M 202220232024 $13.2M $20.8M ▲ +58.0%
Year Plans Participants Total Assets
2022 1 197 $13M
2023 1 236 $17M
2024 1 151 $21M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Refinery 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants The Refinery 401(k) Plan, Total assets ($B): 0.017246985 · Participants: 236The Refinery 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
The Refinery 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare The Refinery 401(k) Plan side-by-side with 3 peers →

The Refinery 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is High Country Beverage Corporation 401(k) Plan in CO ($17M); by covered participants it is Cap Government Retirement Plan in FL (236 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (236 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Refinery 401(k) Plan assets move in 2023? ▼
The Refinery 401(k) Plan surged - up 30.7% during 2023, from $13M to $17M. Reported net income was $4M.
How have Waldberg, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Waldberg, Inc.'s sponsor-wide assets grew 58.0%, from $13M to $21M.
Which 401(k) plans are similar in size to The Refinery 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is High Country Beverage Corporation 401(k) Plan in CO ($17M, 161 participants).
Which 401(k) plans cover a similar participant headcount to The Refinery 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cap Government Retirement Plan in FL (236 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 205773286.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.