ESOP · DOL Form 5500 · 2023

Rochester Lead Works, Incorporated ESOP

Data updated 2026-08-25

$1M
Total assets Small plan by assets
N/A
Participants Small participant base
27th
Percentile by assets National rank
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Official DOL plan name: Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan · Sponsored by Rochester Lead Works, Incorporated · New York · Retail Trade

$1M in assets, N/A participants

Rochester Lead Works, Incorporated's Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan reported $1M in total assets and N/A participants in its 2023 DOL Form 5500 filing, ranking in the 27th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,293 in Retail Trade (8,414 peers)

Rochester Lead Works, Incorporated multi-year trail

Rochester Lead Works, Incorporated's plans moved -64.2% in assets from 2022 to 2024; this filing shows Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan at $1M / N/A participants.

#3,293
in Retail Trade (8,414 peers)
-0.3%
assets change YoY

The plan reported a net loss of $869K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan among the smaller filed plans by assets

Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,400,338 27th percentile higher than 27% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Filed plans by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan reported participants fell from 67 in the plan year 2022 filing to N/A in the plan year 2023 filing.
  • Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan reported net income rose from -$4M in the plan year 2022 filing to -$869K in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 160612430 · Rochester Lead Works, Incorporated PY 2023 · ESOP

Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan · $1M · N/A · 27th

  • EOY $1M
  • EOY N/A
  • EOY 27th
  • EOY ESOP
  • EOY near Stottler Henke Associates Employee Stock Ownership Plan
  • EOY ind #3293

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan in the asset neighbourhood

Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership PlanRochester Lead Works, Incorp…$1MStottler Henke Associates Employee Stock Ownership PlanStottler Henke Associates Em…$1MJones Edmunds & Associates, Inc. Employee Stock Ownership PlanJones Edmunds & Associates, …$1MRiverhills Capital Corporation Employee Stock Ownership PlanRiverhills Capital Corporati…$1MThermal Technologies, Inc. Employee Stock Ownership PlanThermal Technologies, Inc. E…$1M
End-of-year total assets ($M) among Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Rochester Lead Works, Incorporated multi-year asset trail

Sponsor-wide plan assets over time

All Rochester Lead Works, Incorporated plans reported in each filing year

Latest sponsor-wide plan assets
$503K 64.20578453967393% vs 2022
2024 filing year
$0M$0.5M$1M$1.5M 202220232024 $1.4M $0.5M ▼ -64.3%
Year Plans Participants Total Assets
2022 1 67 $1M
2023 1 N/A $1M
2024 1 N/A $503K

Rochester Lead Works, Incorporated filing trail (2023)

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$100K
Net Income-$869K
Employer EIN160612430
Plan Effective Date1994-09-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -1000010002000300040005000 -20002004006008001000 Total assets ($M) Participants Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan, Total assets ($M): 1.400338 · Participants: 0Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 876.57583 · Participants: 3439Stewart's Shops Corp Employee Stock Ownership PlanNorth Coast Holdings Employee Stock Ownership Plan, Total assets ($M): 406.002646 · Participants: 4467North Coast Holdings Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 298.738533 · Participants: 3674Griffon Corporation Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 247.681611 · Participants: 1704Greenman-Pedersen, Inc. Employee Stock Ownership PlanH.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 241.736533 · Participants: 93H.C. Wainwright & Co. Employee Stock Ownership Plan
Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan side-by-side with 3 peers →

Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan's closest out-of-state ESOP peers by assets

Outside New York, the nearest ESOP by end-of-year assets is Stottler Henke Associates Employee Stock Ownership Plan in CA at $1M (this filing: $1M).

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan assets move in 2023? ▼
Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan held essentially flat - down 0.3% during 2023, from $1M to $1M. Reported net income was -$869K.
How have Rochester Lead Works, Incorporated plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rochester Lead Works, Incorporated's sponsor-wide assets declined 64.2%, from $1M to $503K.
Which ESOP plans are similar in size to Rochester Lead Works, Incorporated and Affiliates Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Stottler Henke Associates Employee Stock Ownership Plan in CA ($1M, N/A participants).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 160612430.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.