ESOP · DOL Form 5500 · 2023
American Equity Investment ESOP
Data updated 2026-08-25
- N/A
- Total assets —
- 843
- Participants Near avg headcount
Official DOL plan name: American Equity Investment Employee Stock Ownership Plan · Sponsored by American Equity Investment · Iowa · Finance & Insurance
N/A in assets, 843 participants
American Equity Investment's American Equity Investment Employee Stock Ownership Plan reported N/A in total assets and 843 participants in its 2023 DOL Form 5500 filing. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
American Equity Investment multi-year trail
American Equity Investment's plans moved +37.0% in assets from 2022 to 2024; this filing shows American Equity Investment Employee Stock Ownership Plan at N/A / 843 participants.
- -$275K
- reported net income
The plan reported a net loss of $275K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
American Equity Investment Employee Stock Ownership Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. American Equity Investment Employee Stock Ownership Plan sits mid-pack in the medium band (843 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- American Equity Investment Employee Stock Ownership Plan reported net income fell from $7M in the plan year 2022 filing to -$275K in the plan year 2023 filing.
- American Equity Investment Employee Stock Ownership Plan reported participants rose from 684 in the plan year 2022 filing to 843 in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 421447959 · American Equity Investment PY 2023 · ESOP
American Equity Investment Employee Stock Ownership Plan · N/A · 843
- BOY N/A
- SCH 843
- EBSA PY 2023
- PART ESOP
- TYPE near Henny Penny Corporation Employee Stock Ownership Plan
- NET -$275K
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Iowa →
American Equity Investment multi-year asset trail
Sponsor-wide plan assets over time
All American Equity Investment plans reported in each filing year
- Latest sponsor-wide plan assets
- $153M 36.9981444332311% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 1,492 | $112M |
| 2023 | 3 | 2,387 | $139M |
| 2024 | 1 | 987 | $153M |
American Equity Investment filing trail (2023)
| Total Assets (Beginning of Year) | $52M |
|---|---|
| Net Assets (End of Year) | N/A |
| Net Income | -$275K |
| Employer EIN | 421447959 |
| Plan Effective Date | 2007-07-01 |
| Filing Status | FILING RECEIVED |
Nearby ESOP Plans in Iowa
Peer ESOP plans, same state, same plan type, ranked by total assets.
- Employee Owned Brands, Inc. Employee Stock Ownership Plan $864M · 802
- Van Meter Industrial, Inc. Employee Stock Ownership Plan $596M · 801
- Precision, Inc. Employee Stock Ownership Plan and Trust $438M · 667
- Ita Group Holdings, Inc. Employees' Stock Ownership Plan $428M · 771
- Vgm Group, Inc. Employee Stock Ownership Plan $406M · 1,070
American Equity Investment Employee Stock Ownership Plan's closest out-of-state ESOP peers by headcount
Outside Iowa, the nearest ESOP by covered participants is Henny Penny Corporation Employee Stock Ownership Plan in OH (841 participants; this filing: 843 participants).
Similar participant headcount
Nearest other-state filings by covered participants (843 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.