ESOP · DOL Form 5500 · 2023

Rochester Midland Corporation ESOP

Data updated 2026-08-11

$821K
Total assets: 245
Participants: 22nd
Percentile by assets: $3,353
Avg per participant

Official DOL plan name: Rochester Midland Corporation Employee Stock Ownership Plan · Sponsored by Rochester Midland Corporation · New York · Manufacturing

$821K in assets, 245 participants

Rochester Midland Corporation's Rochester Midland Corporation Employee Stock Ownership Plan reported $821K in total assets and 245 participants in its 2023 DOL Form 5500 filing, ranking in the 22nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

22nd percentile by assets (of 127,072 plans)
#1,763 in Manufacturing (18,722 peers)

Coverage in New York

Rochester Midland Corporation Employee Stock Ownership Plan covers 245 participants in New York, about 31% of the average New York filer (state average ~798 per filing). Assets: $821K.

$821K
total plan assets (2023 EOY): 245
covered participants: 22nd
percentile by assets (of 127,072 plans): $3,353
avg assets per participant

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rochester Midland Corporation Employee Stock Ownership Plan reported net income fell from $834K in the plan year 2022 filing to -$2M in the plan year 2023 filing.
Rochester Midland Corporation Employee Stock Ownership Plan end-of-year assets fell from $3M in the plan year 2022 filing to $821K in the plan year 2023 filing.
Rochester Midland Corporation Employee Stock Ownership Plan reported participants fell from 322 in the plan year 2022 filing to 245 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

New York

Industry

Manufacturing

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Rochester Midland Corporation Employee Stock Ownership Plan reports 245 participants - about 31% of that state average ($821K EOY assets).

New York filing particulars

Total Assets (Beginning of Year)	$3M
Net Assets (End of Year)	$821K
Net Income	-$2M
Employer EIN	160612150
Plan Effective Date	1992-09-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Rochester Midland Corporation)

Total plan assets by year, all Rochester Midland Corporation plans on file

Year	Plans	Participants	Total Assets
2022	2	634	$26M
2023	2	557	$32M
2024	2	501	$29M

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

Rochester Midland Corporation Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants

Stewart's Shops Corp Employee Stock Ownership Plan $877M · 3,439
North Coast Holdings Employee Stock Ownership Plan $406M · 4,467
Griffon Corporation Employee Stock Ownership Plan $299M · 3,674
Greenman-Pedersen, Inc. Employee Stock Ownership Plan $248M · 1,704
H.C. Wainwright & Co. Employee Stock Ownership Plan $242M · 93

Compare Rochester Midland Corporation Employee S… side-by-side with 3 peers →

Similar-Sized ESOP Plans Nationally

ESOP plans in other states closest to Rochester Midland Corporation Employee Stock Ownership Plan by total assets, not by location.

Paul K. Guillow, Inc. Employee Stock Ownership Plan and Trust (MA) $823K · 23
Margaret O'leary Employee Stock Ownership Plan (CA) $826K · 35
Mary's Tack & Feed Employee Stock Ownership Plan (CA) $827K · 42
Nge Employee Stock Ownership Plan (PA) $815K · 26

Frequently Asked Questions

How did Rochester Midland Corporation Employee Stock Ownership Plan assets move in 2023? ▼

Rochester Midland Corporation Employee Stock Ownership Plan contracted severely - down 68.0% during 2023, from $3M to $821K. Reported net income was -$2M.

How have Rochester Midland Corporation plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Rochester Midland Corporation's sponsor-wide assets grew 9.2%, from $26M to $29M.

Where does Rochester Midland Corporation Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼

Rochester Midland Corporation Employee Stock Ownership Plan ranks in the 22nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).

Which ESOP plans are similar in size to Rochester Midland Corporation Employee Stock Ownership Plan? ▼

Among ESOP plans in other states, the closest by assets is Paul K. Guillow, Inc. Employee Stock Ownership Plan and Trust in MA ($823K, 23 participants).

Next read for Rochester Midland Corporation Employee S…

Filing takeaways

Ways to act on Rochester Midland Corporation Employee Stock Ownership Plan's numbers.

By total assets, Rochester Midland Corporation Employee Stock Ownership Plan ranks among the smaller plans by assets on file. See the largest plans
Compare it side-by-side against 3 similar ESOP plans in New York. Compare plans
Rochester Midland Corporation's sponsor-wide assets have grown 9.2% since 2022 across 3 plan years on file. More Manufacturing plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 160612150.