ESOP · DOL Form 5500 · 2023

Rochester Midland Corporation ESOP

Data updated 2026-08-25

$821K
Total assets Small plan by assets
245
Participants Below avg headcount
22nd
Percentile by assets National rank
$3,353
Avg per participant Low balance/head
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Official DOL plan name: Rochester Midland Corporation Employee Stock Ownership Plan · Sponsored by Rochester Midland Corporation · New York · Manufacturing

$821K in assets, 245 participants

Rochester Midland Corporation's Rochester Midland Corporation Employee Stock Ownership Plan reported $821K in total assets and 245 participants in its 2023 DOL Form 5500 filing, ranking in the 22nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,763 in Manufacturing (18,722 peers)

Coverage in New York

Rochester Midland Corporation Employee Stock Ownership Plan covers 245 participants in New York, about 31% of the average New York filer (state average ~798 per filing). Assets: $821K.

#1,763
in Manufacturing (18,722 peers)
-68.0%
assets change YoY

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rochester Midland Corporation Employee Stock Ownership Plan among the smaller filed plans by assets

Rochester Midland Corporation Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$821,474 22nd percentile higher than 22% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rochester Midland Corporation Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rochester Midland Corporation Employee Stock Ownership Plan sits mid-pack in the medium band (245 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rochester Midland Corporation Employee Stock Ownership Plan reported net income fell from $834K in the plan year 2022 filing to -$2M in the plan year 2023 filing.
  • Rochester Midland Corporation Employee Stock Ownership Plan end-of-year assets fell from $3M in the plan year 2022 filing to $821K in the plan year 2023 filing.
  • Rochester Midland Corporation Employee Stock Ownership Plan reported participants fell from 322 in the plan year 2022 filing to 245 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 160612150 · Rochester Midland Corporation PY 2023 · ESOP

Rochester Midland Corporation Employee Stock Ownership Plan · $821K · 245 · 22nd

  • RANK $821K
  • PHOTO 245
  • IND 22nd
  • EOY ESOP
  • 5500 near Paul K. Guillow, Inc. Employee Stock Ownership Plan and Trust
  • ASSETS ind #1763

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

Rochester Midland Corporation Employee Stock Ownership Plan in the asset neighbourhood

Margaret O'leary Employee Stock Ownership PlanMargaret O'leary Employee St…$826KMary's Tack & Feed Employee Stock Ownership PlanMary's Tack & Feed Employee …$827KRochester Midland Corporation Employee Stock Ownership PlanRochester Midland Corporatio…$821KPaul K. Guillow, Inc. Employee Stock Ownership Plan and TrustPaul K. Guillow, Inc. Employ…$823KNge Employee Stock Ownership PlanNge Employee Stock Ownership…$815K
End-of-year total assets ($M) among Rochester Midland Corporation Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$821K
Net Income-$2M
Employer EIN160612150
Plan Effective Date1992-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rochester Midland Corporation)

Sponsor-wide plan assets over time

All Rochester Midland Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$29M 9.245995062546168% vs 2022
2024 filing year
$24M$26M$28M$30M$32M$34M 202220232024 $26.4M $28.9M ▲ +9.3%
Year Plans Participants Total Assets
2022 2 634 $26M
2023 2 557 $32M
2024 2 501 $29M

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

Rochester Midland Corporation Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -1000010002000300040005000 -20002004006008001000 Total assets ($M) Participants Rochester Midland Corporation Employee Stock Ownership Plan, Total assets ($M): 0.821474 · Participants: 245Rochester Midland Corporation Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 876.57583 · Participants: 3439Stewart's Shops Corp Employee Stock Ownership PlanNorth Coast Holdings Employee Stock Ownership Plan, Total assets ($M): 406.002646 · Participants: 4467North Coast Holdings Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 298.738533 · Participants: 3674Griffon Corporation Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 247.681611 · Participants: 1704Greenman-Pedersen, Inc. Employee Stock Ownership PlanH.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 241.736533 · Participants: 93H.C. Wainwright & Co. Employee Stock Ownership Plan
Rochester Midland Corporation Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare Rochester Midland Corporation Employee Stock Ownership Plan side-by-side with 3 peers →

Rochester Midland Corporation Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is Paul K. Guillow, Inc. Employee Stock Ownership Plan and Trust in MA ($823K); by covered participants it is Avion Solutions, Inc. Employee Stock Ownership Plan in AL (245 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (245 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rochester Midland Corporation Employee Stock Ownership Plan assets move in 2023? ▼
Rochester Midland Corporation Employee Stock Ownership Plan contracted severely - down 68.0% during 2023, from $3M to $821K. Reported net income was -$2M.
How have Rochester Midland Corporation plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rochester Midland Corporation's sponsor-wide assets grew 9.2%, from $26M to $29M.
Where does Rochester Midland Corporation Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Rochester Midland Corporation Employee Stock Ownership Plan ranks in the 22nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to Rochester Midland Corporation Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Paul K. Guillow, Inc. Employee Stock Ownership Plan and Trust in MA ($823K, 23 participants).
Which ESOP plans cover a similar participant headcount to Rochester Midland Corporation Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Avion Solutions, Inc. Employee Stock Ownership Plan in AL (245 participants, $55M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 160612150.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.