401(k) · DOL Form 5500 · 2023

Caret Holdings, Inc. 401(k) Plan

Data updated 2026-08-25

$43M
Total assets Below avg plan size
764
Participants Near avg headcount
84th
Percentile by assets National rank
$56,000
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Root Retirement Plan · Sponsored by Caret Holdings, Inc. · Ohio · Finance & Insurance

$43M in assets, 764 participants

Caret Holdings, Inc.'s Root Retirement Plan reported $43M in total assets and 764 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,669 in Finance & Insurance (8,869 peers)

Where Root Retirement Plan sits by assets

Root Retirement Plan sits in the top quartile of all filed plans by assets, $43M for 764 participants (~$56,000/participant), up 28.7% in 2023.

#6,669
in Finance & Insurance (8,869 peers)
+28.7%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Root Retirement Plan's outsized position by total assets

Root Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$42,783,755 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Root Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Root Retirement Plan sits mid-pack in the medium band (764 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Root Retirement Plan reported net income rose from -$2M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Root Retirement Plan reported participants fell from 1,526 in the plan year 2022 filing to 764 in the plan year 2023 filing.
  • Root Retirement Plan end-of-year assets rose from $33M in the plan year 2022 filing to $43M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 473049829 · Caret Holdings, Inc. PY 2023 · 401(k)

Root Retirement Plan · $43M · 764 · 84th

  • ASSETS $43M
  • PCT 764
  • EIN 84th
  • RANK 401(k)
  • PHOTO near Chicago Bulls 401(k) Savings Plan Trust
  • IND ind #6669

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Ohio →

Root Retirement Plan in the asset neighbourhood

Amf Bowling Centers, Inc. 401(k) Retirement PlanAmf Bowling Centers, Inc. 40…$43MRoot Retirement Plan$43MChicago Bulls 401(k) Savings Plan TrustChicago Bulls 401(k) Savings…$43MMercedes-Benz Vans, LLC 401(k) PlanMercedes-Benz Vans, LLC 401(…$43MColes Salon, Inc. 401(k) Plan$43M
End-of-year total assets ($M) among Root Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$33M
Net Assets (End of Year)$43M
Net Income$10M
Employer EIN473049829
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caret Holdings, Inc.)

Sponsor-wide plan assets over time

All Caret Holdings, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$57M 71.08845198311246% vs 2022
2024 filing year
$30M$40M$50M$60M 202220232024 $33.2M $56.9M ▲ +71.1%
Year Plans Participants Total Assets
2022 1 1,526 $33M
2023 1 764 $43M
2024 1 675 $57M

Nearby 401(k) Plans in Ohio

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Root Retirement Plan vs. nearby 401(k) plans in Ohio, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -50510152025 Total assets ($B) Participants Root Retirement Plan, Total assets ($B): 0.042783755 · Participants: 764Root Retirement PlanGE Retirement Savings Plan, Total assets ($B): 19.485469047 · Participants: 59766GE Retirement Savings PlanThe Sherwin-Williams Company 401(k) Plan, Total assets ($B): 10.12932701 · Participants: 47362The Sherwin-Williams Company 401(k) PlanThe Progressive 401(k) Plan, Total assets ($B): 9.225573063 · Participants: 56176The Progressive 401(k) PlanThe Kroger Co. 401(k) Retirement Savings Account Plan, Total assets ($B): 8.445085 · Participants: 129769The Kroger Co. 401(k) Retirement Savings Account PlanNationwide Savings Plan, Total assets ($B): 7.618883027 · Participants: 24715Nationwide Savings Plan
Root Retirement Plan vs. nearby 401(k) plans in Ohio, assets vs. participants
Compare Root Retirement Plan side-by-side with 3 peers →

Root Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Ohio, the nearest 401(k) by assets is Chicago Bulls 401(k) Savings Plan Trust in IL ($43M); by covered participants it is Nlmk USA Union 401(k) Savings Plan in PA (764 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($43M here).

Similar participant headcount

Nearest other-state filings by covered participants (764 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Root Retirement Plan assets move in 2023? ▼
Root Retirement Plan grew sharply - up 28.7% during 2023, from $33M to $43M. Reported net income was $10M.
How have Caret Holdings, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Caret Holdings, Inc.'s sponsor-wide assets grew 71.1%, from $33M to $57M.
Where does Root Retirement Plan rank by assets among Form 5500 filers? ▼
Root Retirement Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Root Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Chicago Bulls 401(k) Savings Plan Trust in IL ($43M, 187 participants).
Which 401(k) plans cover a similar participant headcount to Root Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nlmk USA Union 401(k) Savings Plan in PA (764 participants, $48M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 473049829.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.