401(k) · DOL Form 5500 · 2023

Upsher-Smith Laboratories, LLC 401(k) Plan

Data updated 2026-08-11

$158M
Total assets: 496
Participants: 94th
Percentile by assets: $317,641
Avg per participant

Official DOL plan name: Upsher-Smith Laboratories Retirement Plan · Sponsored by Upsher-Smith Laboratories, LLC · Minnesota · Manufacturing

$158M in assets, 496 participants

Upsher-Smith Laboratories, LLC's Upsher-Smith Laboratories Retirement Plan reported $158M in total assets and 496 participants in its 2023 DOL Form 5500 filing, ranking in the 94th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

94th percentile by assets (of 127,072 plans)
#16,936 in Manufacturing (18,722 peers)

Coverage in Minnesota

Upsher-Smith Laboratories Retirement Plan covers 496 participants in Minnesota, about 44% of the average Minnesota filer (state average ~1,126 per filing). Assets: $158M.

$158M
total plan assets (2023 EOY): 496
covered participants: 94th
percentile by assets (of 127,072 plans): $317,641
avg assets per participant

Where Upsher-Smith Laboratories Retirement Plan sits by total assets

Upsher-Smith Laboratories Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$157,550,173 Top 6% higher than 94% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Upsher-Smith Laboratories Retirement Plan reported net income rose from -$14M in the plan year 2022 filing to $7M in the plan year 2023 filing.
Upsher-Smith Laboratories Retirement Plan reported participants fell from 541 in the plan year 2022 filing to 496 in the plan year 2023 filing.
Upsher-Smith Laboratories Retirement Plan end-of-year assets rose from $151M in the plan year 2022 filing to $158M in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

Minnesota

Industry

Manufacturing

Participants vs Minnesota filers

In Minnesota, the average filing covers about 1,126 participants across 2,865 plans. Upsher-Smith Laboratories Retirement Plan reports 496 participants - about 44% of that state average ($158M EOY assets).

Minnesota filing particulars

Total Assets (Beginning of Year)	$151M
Net Assets (End of Year)	$158M
Net Income	$7M
Employer EIN	410969017
Plan Effective Date	1974-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Upsher-Smith Laboratories, LLC)

Total plan assets by year, all Upsher-Smith Laboratories, LLC plans on file

Year	Plans	Participants	Total Assets
2022	1	541	$151M
2023	1	496	$158M
2024	1	448	$159M

Nearby 401(k) Plans in Minnesota

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Upsher-Smith Laboratories Retirement Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants

Unitedhealth Group 401(k) Savings Plan $22.4B · 198,972
Target Corporation 401(k) Plan $13.0B · 432,617
Medtronic Savings and Investment Plan $12.9B · 44,342
3M Voluntary Investment Plan and Employee Stock Ownership Plan $12.0B · 36,049
U.S. Bank 401(k) Savings Plan $10.3B · 75,272

Compare Upsher-Smith Laboratories Retirement Pla… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Upsher-Smith Laboratories Retirement Plan by total assets, not by location.

Gamestop, Corp. Employees' Savings Plan (TX) $158M · 9,785
Samsara 401(k) Plan (CA) $158M · 1,858
Davis-Standard, LLC 401(k) Employee Savings Plan (CT) $157M · 828
E2open, LLC 401(k) Plan (TX) $157M · 1,234

Frequently Asked Questions

How did Upsher-Smith Laboratories Retirement Plan assets move in 2023? ▼

Upsher-Smith Laboratories Retirement Plan edged up modestly - up 4.5% during 2023, from $151M to $158M. Reported net income was $7M.

How have Upsher-Smith Laboratories, LLC plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Upsher-Smith Laboratories, LLC's sponsor-wide assets grew 5.7%, from $151M to $159M.

Where does Upsher-Smith Laboratories Retirement Plan rank by assets among Form 5500 filers? ▼

Upsher-Smith Laboratories Retirement Plan ranks in the 94th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).

Which 401(k) plans are similar in size to Upsher-Smith Laboratories Retirement Plan? ▼

Among 401(k) plans in other states, the closest by assets is Gamestop, Corp. Employees' Savings Plan in TX ($158M, 9,785 participants).

Next read for Upsher-Smith Laboratories Retirement Pla…

Filing takeaways

Ways to act on Upsher-Smith Laboratories Retirement Plan's numbers.

By total assets, Upsher-Smith Laboratories Retirement Plan ranks in the top 10% of all filed plans by assets. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in Minnesota. Compare plans
Upsher-Smith Laboratories, LLC's sponsor-wide assets have grown 5.7% since 2022 across 3 plan years on file. More Manufacturing plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 410969017.