Other · DOL Form 5500 · 2023

The Forest at Duke, Inc. Retirement Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
297
Participants Below avg headcount
53rd
Percentile by assets National rank
$25,958
Avg per participant Low balance/head
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Official DOL plan name: The Forest at Duke 403(b) Plan · Sponsored by The Forest at Duke, Inc. · North Carolina · Healthcare & Social Assistance

$8M in assets, 297 participants

The Forest at Duke, Inc.'s The Forest at Duke 403(b) Plan reported $8M in total assets and 297 participants in its 2023 DOL Form 5500 filing, ranking in the 53rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #10,338 in Healthcare & Social Assistance (17,684 peers)

Coverage in North Carolina

The Forest at Duke 403(b) Plan covers 297 participants in North Carolina, about 36% of the average North Carolina filer (state average ~819 per filing). Assets: $8M.

#10,338
in Healthcare & Social Assistance (17,684 peers)
+30.7%
assets growth YoY

The Forest at Duke 403(b) Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

The Forest at Duke 403(b) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$7,709,395 Top 47% higher than 53% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Forest at Duke 403(b) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Forest at Duke 403(b) Plan sits mid-pack in the medium band (297 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Forest at Duke 403(b) Plan reported net income rose from $1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • The Forest at Duke 403(b) Plan end-of-year assets rose from $6M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • The Forest at Duke 403(b) Plan reported participants rose from 269 in the plan year 2022 filing to 297 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 561630158 · The Forest at Duke, Inc. PY 2023 · Other

The Forest at Duke 403(b) Plan · $8M · 297 · 53rd

  • PHOTO $8M
  • PHOTO 297
  • PHOTO 53rd
  • PHOTO Other
  • PHOTO near Westminster Manor 403(b) Plan
  • PHOTO ind #10338

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in North Carolina →

The Forest at Duke 403(b) Plan in the asset neighbourhood

Retirement Plan for Hourly Employees of Faculty- Student Association of State University of New York at Buffalo, Inc.Retirement Plan for Hourly E…$8M403(b) Thrift Plan of Family Service Rochester, Inc.403(b) Thrift Plan of Family…$8MThe Forest at Duke 403(b) PlanThe Forest at Duke 403(b) Pl…$8MWestminster Manor 403(b) Plan$8MFamily Health Center Retirement PlanFamily Health Center Retirem…$8M
End-of-year total assets ($M) among The Forest at Duke 403(b) Plan and nearest nationwide Other peers. Source: DOL Form 5500 plan year 2023.

North Carolina filing particulars

Total Assets (Beginning of Year)$6M
Net Assets (End of Year)$8M
Net Income$2M
Employer EIN561630158
Plan Effective Date1993-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (The Forest at Duke, Inc.)

Sponsor-wide plan assets over time

All The Forest at Duke, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$9M 58.11906219320095% vs 2022
2024 filing year
$4M$6M$8M$10M 202220232024 $5.9M $9.33M ▲ +58.1%
Year Plans Participants Total Assets
2022 1 269 $6M
2023 1 297 $8M
2024 1 303 $9M

Nearby Other Plans in North Carolina

Peer Other plans, same state, same plan type, ranked by total assets.

The Forest at Duke 403(b) Plan vs. nearby Other plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -1000001000020000300004000050000 -20246810 Total assets ($B) Participants The Forest at Duke 403(b) Plan, Total assets ($B): 0.007709395 · Participants: 297The Forest at Duke 403(b) PlanThe Duke University Faculty and Staff Retirement Plan, Total assets ($B): 8.950907627 · Participants: 44809The Duke University Faculty and Staff Retirement PlanWake Forest Baptist Medical Center 403(b) Retirement Savings Plan, Total assets ($B): 3.192820786 · Participants: 18961Wake Forest Baptist Medical Center 403(b) Retirement Savings PlanThe Moses H. Cone Memorial Hospital Voluntary Savings Plan, Total assets ($B): 1.459711813 · Participants: 13606The Moses H. Cone Memorial Hospital Voluntary Savings PlanWake Forest University Retirement Plan, Total assets ($B): 0.797846895 · Participants: 3092Wake Forest University Retirement PlanCaromont Health, Inc. Retirement Savings Plan, Total assets ($B): 0.444128487 · Participants: 4458Caromont Health, Inc. Retirement Savings Plan
The Forest at Duke 403(b) Plan vs. nearby Other plans in North Carolina, assets vs. participants
Compare The Forest at Duke 403(b) Plan side-by-side with 3 peers →

The Forest at Duke 403(b) Plan's out-of-state Other peers by assets and headcount

Outside North Carolina, the nearest Other by assets is Westminster Manor 403(b) Plan in TX ($8M); by covered participants it is University Health Physicians 403(b) Retirement Plan in MO (297 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (297 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Forest at Duke 403(b) Plan assets move in 2023? ▼
The Forest at Duke 403(b) Plan surged - up 30.7% during 2023, from $6M to $8M. Reported net income was $2M.
How have The Forest at Duke, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), The Forest at Duke, Inc.'s sponsor-wide assets grew 58.1%, from $6M to $9M.
Which Other plans are similar in size to The Forest at Duke 403(b) Plan? ▼
Among Other plans in other states, the closest by assets is Westminster Manor 403(b) Plan in TX ($8M, 320 participants).
Which Other plans cover a similar participant headcount to The Forest at Duke 403(b) Plan? ▼
Among Other plans in other states, the closest by covered participants is University Health Physicians 403(b) Retirement Plan in MO (297 participants, $225M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 561630158.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.