401(k) · DOL Form 5500 · 2023
Aspida Financial Services, LLC 401(k) Plan
Data updated 2026-08-25
- $12M
- Total assets Small plan by assets
- 137
- Participants Small participant base
- 63rd
- Percentile by assets National rank
- $89,117
- Avg per participant Below avg balance/head
Official DOL plan name: Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust · Sponsored by Aspida Financial Services, LLC · North Carolina · Finance & Insurance
$12M in assets, 137 participants
Aspida Financial Services, LLC's Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust reported $12M in total assets and 137 participants in its 2023 DOL Form 5500 filing, ranking in the 63rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #4,242 in Finance & Insurance (8,869 peers)
Coverage in North Carolina
Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust covers 137 participants in North Carolina, about 17% of the average North Carolina filer (state average ~819 per filing). Assets: $12M.
- #4,242
- in Finance & Insurance (8,869 peers)
- -2.7%
- assets change YoY
The plan reported a net loss of $337K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust's mid-pack asset rank among Finance & Insurance and all filers
Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$12,208,990 Top 37% higher than 63% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust sits mid-pack in the medium band (137 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust reported net income rose from -$2M in the plan year 2022 filing to -$337K in the plan year 2023 filing.
- Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust reported participants rose from 95 in the plan year 2022 filing to 137 in the plan year 2023 filing.
- Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust end-of-year assets fell from $13M in the plan year 2022 filing to $12M in the plan year 2023 filing.
Plan-year Form 5500 strip
Filing strip 474223933 · Aspida Financial Services, LLC PY 2023 · 401(k)
Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust · $12M · 137 · 63rd
- ASSETS $12M
- PCT 137
- EIN 63rd
- RANK 401(k)
- PHOTO near Taurus/Nfs 401(k) Plan
- IND ind #4242
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in North Carolina →
Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust in the asset neighbourhood
North Carolina filing particulars
| Total Assets (Beginning of Year) | $13M |
|---|---|
| Net Assets (End of Year) | $12M |
| Net Income | -$337K |
| Employer EIN | 474223933 |
| Plan Effective Date | 2017-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Aspida Financial Services, LLC)
Sponsor-wide plan assets over time
All Aspida Financial Services, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $14M 14.93808298770268% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 95 | $13M |
| 2023 | 1 | 137 | $12M |
| 2024 | 1 | 130 | $14M |
Nearby 401(k) Plans in North Carolina
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- The Bank of America 401(k) Plan $54.8B · 173,899
- Honeywell 401(k) Plan $15.4B · 40,004
- Duke Energy Retirement Savings Plan $10.4B · 28,121
- Truist Financial Corporation 401(k) Savings Plan $10.1B · 55,480
- Nucor Corporation Profit Sharing and Retirement Savings Plan $8.5B · 24,174
Aspida Financial Services, LLC 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount
Outside North Carolina, the nearest 401(k) by assets is Taurus/Nfs 401(k) Plan in MT ($12M); by covered participants it is Valley Perinatal Services in AZ (137 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($12M here).
Similar participant headcount
Nearest other-state filings by covered participants (137 participants); asset peers above are excluded.
- Valley Perinatal Services (AZ) 137 · 0 off
- Kw Mission Critical Engineering, D.P.C. 401(k) Plan (NY) 137 · 0 off
- San Pedro Fish Markets 401(k) Profit Sharing Plan & Trust (CA) 137 · 0 off
- Quality Dealerships 401(k) Profit Sharing Plan (NM) 137 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.