401(k) · DOL Form 5500 · 2023

Smith Mcauley Capital Ltd. 401(k) Plan

Data updated 2026-08-25

$87K
Total assets Small plan by assets: 2
Participants Small participant base: 6th
Percentile by assets National rank: $43,488
Avg per participant Low balance/head

PlainRetire home → About this data RSS: change history

Official DOL plan name: Smith Mcauley 401(k) · Sponsored by Smith Mcauley Capital Ltd. · Delaware · Management of Enterprises

$87K in assets, 2 participants

Smith Mcauley Capital Ltd.'s Smith Mcauley 401(k) reported $87K in total assets and 2 participants in its 2023 DOL Form 5500 filing, ranking in the 6th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#38 in Management of Enterprises (1,137 peers)

Smith Mcauley Capital Ltd. multi-year trail

Smith Mcauley Capital Ltd.'s plans moved -99.2% in assets from 2022 to 2024; this filing shows Smith Mcauley 401(k) at $87K / 2 participants.

#38
in Management of Enterprises (1,137 peers): -48.4%
assets change YoY

The plan reported a net loss of $82K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Smith Mcauley 401(k) among the smaller filed plans by assets

Smith Mcauley 401(k) vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$86,976 6th percentile higher than 6% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smith Mcauley 401(k) among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Mcauley 401(k) is a micro filing (2 participants), the leftmost band.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Smith Mcauley 401(k) reported net income fell from $3K in the plan year 2022 filing to -$82K in the plan year 2023 filing.
Smith Mcauley 401(k) end-of-year assets fell from $169K in the plan year 2022 filing to $87K in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 852585171 · Smith Mcauley Capital Ltd. PY 2023 · 401(k)

Smith Mcauley 401(k) · $87K · 2 · 6th

NET $87K
BOOK 2
VS-ST 6th
BOY 401(k)
SCH near Iraology 401(k) Trust
EBSA ind #38

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in Delaware →

End-of-year total assets ($M) among Smith Mcauley 401(k) and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Smith Mcauley Capital Ltd. multi-year asset trail

Latest sponsor-wide plan assets: $1K 99.17910270706304% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	2	$169K
2023	1	2	$87K
2024	1	2	$1K

Smith Mcauley Capital Ltd. filing trail (2023)

Total Assets (Beginning of Year)	$169K
Net Assets (End of Year)	$87K
Net Income	-$82K
Employer EIN	852585171
Plan Effective Date	2020-08-19
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Delaware

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith Mcauley 401(k) vs. nearby 401(k) plans in Delaware, assets vs. participants

Astrazeneca Savings and Security Plan $7.6B · 13,734
Retirement Savings Plan $6.8B · 9,968
Dupont Retirement Savings Plan $3.2B · 9,918
Wl Gore & Associates, Inc. 401(k) Plan $1.8B · 8,557
Ashland Employee Savings Plan $1.3B · 1,647

Compare Smith Mcauley 401(k) side-by-side with 3 peers →

Smith Mcauley 401(k)'s out-of-state 401(k) peers by assets and headcount

Outside Delaware, the nearest 401(k) by assets is Iraology 401(k) Trust in WY ($87K); by covered participants it is Napa Bound Retirement Plan in FL (2 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($87K here).

Iraology 401(k) Trust (WY) $87K · N/A
Sincera Home, Inc. 401(k) Profit Sharing Plan (NY) $87K · 2
Mountain Hideout, Inc. 401(k) Plan (TX) $87K · 1
Pheonix Business Solutions, Inc. 401(k) Plan (NH) $87K · 3

Similar participant headcount

Nearest other-state filings by covered participants (2 participants); asset peers above are excluded.

Napa Bound Retirement Plan (FL) 2 · 0 off
Gillian Corporation 401(k) Plan (CO) 2 · 0 off
Ideal Financial Group, Inc. 401(k) Profit Sharing Plan (CT) 2 · 0 off
Dakota Slp of Sw Florida, Inc. 401(k) Profit Sharing Plan (FL) 2 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith Mcauley 401(k) assets move in 2023? ▼

Smith Mcauley 401(k) contracted severely - down 48.4% during 2023, from $169K to $87K. Reported net income was -$82K.

How have Smith Mcauley Capital Ltd. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Smith Mcauley Capital Ltd.'s sponsor-wide assets declined 99.2%, from $169K to $1K.

Where does Smith Mcauley 401(k) rank by assets among Form 5500 filers? ▼

Smith Mcauley 401(k) ranks in the 6th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).

Which 401(k) plans are similar in size to Smith Mcauley 401(k)? ▼

Among 401(k) plans in other states, the closest by assets is Iraology 401(k) Trust in WY ($87K, N/A participants).

Which 401(k) plans cover a similar participant headcount to Smith Mcauley 401(k)? ▼

Among 401(k) plans in other states, the closest by covered participants is Napa Bound Retirement Plan in FL (2 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 852585171.