401(k) · DOL Form 5500 · 2023

Duke School 401(k) Plan

Data updated 2026-08-25

$9M
Total assets Small plan by assets
121
Participants Small participant base
57th
Percentile by assets National rank
$76,963
Avg per participant Below avg balance/head
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Official DOL plan name: Duke School 401(k) Plan · Sponsored by Duke School · North Carolina · Educational Services

$9M in assets, 121 participants

Duke School's Duke School 401(k) Plan reported $9M in total assets and 121 participants in its 2023 DOL Form 5500 filing, ranking in the 57th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,505 in Educational Services (3,735 peers)

Coverage in North Carolina

Duke School 401(k) Plan covers 121 participants in North Carolina, about 15% of the average North Carolina filer (state average ~819 per filing). Assets: $9M.

#1,505
in Educational Services (3,735 peers)
-1.2%
assets change YoY

The plan reported a net loss of $112K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Duke School 401(k) Plan's mid-pack asset rank among Educational Services and all filers

Duke School 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$9,312,483 Top 43% higher than 57% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Duke School 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Duke School 401(k) Plan sits mid-pack in the medium band (121 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Duke School 401(k) Plan reported net income fell from $1M in the plan year 2022 filing to -$112K in the plan year 2023 filing.
  • Duke School 401(k) Plan reported participants rose from 96 in the plan year 2022 filing to 121 in the plan year 2023 filing.
  • Duke School 401(k) Plan end-of-year assets fell from $9M in the plan year 2022 filing to $9M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 581521494 · Duke School PY 2023 · 401(k)

Duke School 401(k) Plan · $9M · 121 · 57th

  • TYPE $9M
  • NET 121
  • BOOK 57th
  • VS-ST 401(k)
  • BOY near Soils Engineering Services, Inc. 401(k) Profit Sharing Plan
  • SCH ind #1505

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Educational Services retirement plans → · Plans in North Carolina →

Duke School 401(k) Plan in the asset neighbourhood

Duke School 401(k) Plan$9MSoils Engineering Services, Inc. 401(k) Profit Sharing PlanSoils Engineering Services, …$9MUniversal Waste Systems, Inc. 401(k) PlanUniversal Waste Systems, Inc…$9MValve & Actuation Services, LLC D.B.a. Chalmers & Kubeck South 401(k) PlanValve & Actuation Services, …$9MOttenweller Company, Incorporated 401(k) Profit Sharing PlanOttenweller Company, Incorpo…$9M
End-of-year total assets ($M) among Duke School 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

North Carolina filing particulars

Total Assets (Beginning of Year)$9M
Net Assets (End of Year)$9M
Net Income-$112K
Employer EIN581521494
Plan Effective Date2005-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Duke School)

Sponsor-wide plan assets over time

All Duke School plans reported in each filing year

Latest sponsor-wide plan assets
$11M 17.48251807612307% vs 2022
2024 filing year
$9M$10M$11M$12M 202220232024 $9.42M $11.1M ▲ +17.5%
Year Plans Participants Total Assets
2022 1 96 $9M
2023 1 121 $9M
2024 1 139 $11M

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Duke School 401(k) Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -200204060 Total assets ($B) Participants Duke School 401(k) Plan, Total assets ($B): 0.009312483 · Participants: 121Duke School 401(k) PlanThe Bank of America 401(k) Plan, Total assets ($B): 54.848846192 · Participants: 173899The Bank of America 401(k) PlanHoneywell 401(k) Plan, Total assets ($B): 15.388124058 · Participants: 40004Honeywell 401(k) PlanDuke Energy Retirement Savings Plan, Total assets ($B): 10.354065 · Participants: 28121Duke Energy Retirement Savings PlanTruist Financial Corporation 401(k) Savings Plan, Total assets ($B): 10.120701726 · Participants: 55480Truist Financial Corporation 401(k) Savings PlanNucor Corporation Profit Sharing and Retirement Savings Plan, Total assets ($B): 8.510660989 · Participants: 24174Nucor Corporation Profit Sharing and Retirement Savings Plan
Duke School 401(k) Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants
Compare Duke School 401(k) Plan side-by-side with 3 peers →

Duke School 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside North Carolina, the nearest 401(k) by assets is Soils Engineering Services, Inc. 401(k) Profit Sharing Plan in NJ ($9M); by covered participants it is Redwood School & Rehabilitation Center, Inc. 401(k) Plan in OH (121 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (121 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Duke School 401(k) Plan assets move in 2023? ▼
Duke School 401(k) Plan edged down modestly - down 1.2% during 2023, from $9M to $9M. Reported net income was -$112K.
How have Duke School plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Duke School's sponsor-wide assets grew 17.5%, from $9M to $11M.
Which 401(k) plans are similar in size to Duke School 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Soils Engineering Services, Inc. 401(k) Profit Sharing Plan in NJ ($9M, 105 participants).
Which 401(k) plans cover a similar participant headcount to Duke School 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Redwood School & Rehabilitation Center, Inc. 401(k) Plan in OH (121 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 581521494.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.