401(k) · DOL Form 5500 · 2023

Nichols Cauley & Associates, LLC 401(k) Plan

Data updated 2026-08-25

$30M
Total assets Below avg plan size
188
Participants Below avg headcount
79th
Percentile by assets National rank
$159,190
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Nichols Cauley & Associates LLC 401(k) · Sponsored by Nichols Cauley & Associates, LLC · Georgia · Professional & Technical Services

$30M in assets, 188 participants

Nichols Cauley & Associates, LLC's Nichols Cauley & Associates LLC 401(k) reported $30M in total assets and 188 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,198 in Professional & Technical Services (20,321 peers)

Coverage in Georgia

Nichols Cauley & Associates LLC 401(k) covers 188 participants in Georgia, about 17% of the average Georgia filer (state average ~1,096 per filing). Assets: $30M.

#16,198
in Professional & Technical Services (20,321 peers)
+14.1%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Nichols Cauley & Associates LLC 401(k)'s outsized position by total assets

Nichols Cauley & Associates LLC 401(k) vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$29,927,645 Top 21% higher than 79% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Nichols Cauley & Associates LLC 401(k) among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nichols Cauley & Associates LLC 401(k) sits mid-pack in the medium band (188 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Nichols Cauley & Associates LLC 401(k) reported net income rose from -$5M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Nichols Cauley & Associates LLC 401(k) reported participants rose from 123 in the plan year 2022 filing to 188 in the plan year 2023 filing.
  • Nichols Cauley & Associates LLC 401(k) end-of-year assets rose from $26M in the plan year 2022 filing to $30M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 582475857 · Nichols Cauley & Associates, LLC PY 2023 · 401(k)

Nichols Cauley & Associates LLC 401(k) · $30M · 188 · 79th

  • NET $30M
  • BOOK 188
  • VS-ST 79th
  • BOY 401(k)
  • SCH near Modigent LLC 401(k) Plan
  • EBSA ind #16198

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Georgia →

Nichols Cauley & Associates LLC 401(k) in the asset neighbourhood

Nichols Cauley & Associates LLC 401(k)Nichols Cauley & Associates …$30MModigent LLC 401(k) Plan$30MThe Columbia Southern Education Group 401(k) PlanThe Columbia Southern Educat…$30MKs Statebank Profit Sharing 401(k) PlanKs Statebank Profit Sharing …$30MWilliam C. Smith & Co. 401(k) PlanWilliam C. Smith & Co. 401(k…$30M
End-of-year total assets ($M) among Nichols Cauley & Associates LLC 401(k) and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Georgia filing particulars

Total Assets (Beginning of Year)$26M
Net Assets (End of Year)$30M
Net Income$4M
Employer EIN582475857
Plan Effective Date1994-12-23
Filing StatusFILING RECEIVED

Sponsor Plan History (Nichols Cauley & Associates, LLC)

Sponsor-wide plan assets over time

All Nichols Cauley & Associates, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$35M 31.883380268267697% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $26.2M $34.6M ▲ +31.9%
Year Plans Participants Total Assets
2022 1 123 $26M
2023 1 188 $30M
2024 1 194 $35M

Nearby 401(k) Plans in Georgia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Nichols Cauley & Associates LLC 401(k) vs. nearby 401(k) plans in Georgia, assets vs. participants Scatter plot of 6 data points. -2000000200000400000600000 -505101520 Total assets ($B) Participants Nichols Cauley & Associates LLC 401(k), Total assets ($B): 0.029927645 · Participants: 188Nichols Cauley & Associates LLC 401(k)The Teamster - UPS National 401(k) Tax Deferred Savings Plan, Total assets ($B): 17.183099452 · Participants: 510511The Teamster - UPS National 401(k) Tax Deferred Savings PlanDelta 401(k) Retirement Plan, Total assets ($B): 16.184491444 · Participants: 83136Delta 401(k) Retirement PlanDelta 401(k) Retirement Plan for Pilots, Total assets ($B): 13.670948783 · Participants: 13283Delta 401(k) Retirement Plan for PilotsUPS 401(k) Savings Plan, Total assets ($B): 13.111089897 · Participants: 102231UPS 401(k) Savings PlanThe Home Depot Futurebuilder, Total assets ($B): 12.585718117 · Participants: 413365The Home Depot Futurebuilder
Nichols Cauley & Associates LLC 401(k) vs. nearby 401(k) plans in Georgia, assets vs. participants
Compare Nichols Cauley & Associates LLC 401(k) side-by-side with 3 peers →

Nichols Cauley & Associates LLC 401(k)'s out-of-state 401(k) peers by assets and headcount

Outside Georgia, the nearest 401(k) by assets is Modigent LLC 401(k) Plan in AZ ($30M); by covered participants it is Advantmed 401(k) and Profit Sharing Plan in CA (188 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($30M here).

Similar participant headcount

Nearest other-state filings by covered participants (188 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Nichols Cauley & Associates LLC 401(k) assets move in 2023? ▼
Nichols Cauley & Associates LLC 401(k) grew at a solid clip - up 14.1% during 2023, from $26M to $30M. Reported net income was $4M.
How have Nichols Cauley & Associates, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Nichols Cauley & Associates, LLC's sponsor-wide assets grew 31.9%, from $26M to $35M.
Where does Nichols Cauley & Associates LLC 401(k) rank by assets among Form 5500 filers? ▼
Nichols Cauley & Associates LLC 401(k) ranks in the 79th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Nichols Cauley & Associates LLC 401(k)? ▼
Among 401(k) plans in other states, the closest by assets is Modigent LLC 401(k) Plan in AZ ($30M, 745 participants).
Which 401(k) plans cover a similar participant headcount to Nichols Cauley & Associates LLC 401(k)? ▼
Among 401(k) plans in other states, the closest by covered participants is Advantmed 401(k) and Profit Sharing Plan in CA (188 participants, $844K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 582475857.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.