401(k) · DOL Form 5500 · 2024

Comply Technologies, Inc. 401(k) Plan

Data updated 2026-08-25

$16M
Total assets Small plan by assets
289
Participants Below avg headcount
65th
Percentile by assets National rank
$54,000
Avg per participant Low balance/head
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Official DOL plan name: Comply Technologies, Inc. 401(k) Plan · Sponsored by Comply Technologies, Inc. · New York · Information & Media

$16M in assets, 289 participants

Comply Technologies, Inc.'s Comply Technologies, Inc. 401(k) Plan reported $16M in total assets and 289 participants in its 2024 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,526 in Information & Media (2,822 peers)

Coverage in New York

Comply Technologies, Inc. 401(k) Plan covers 289 participants in New York, about 36% of the average New York filer (state average ~798 per filing). Assets: $16M.

#1,526
in Information & Media (2,822 peers)
+23.2%
assets growth YoY

Comply Technologies, Inc. 401(k) Plan's mid-pack asset rank among Information & Media and all filers

Comply Technologies, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$15,606,027 Top 35% higher than 65% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Comply Technologies, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Comply Technologies, Inc. 401(k) Plan sits mid-pack in the medium band (289 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Comply Technologies, Inc. 401(k) Plan end-of-year assets rose from $13M in the plan year 2023 filing to $16M in the plan year 2024 filing.
  • Comply Technologies, Inc. 401(k) Plan reported participants fell from 350 in the plan year 2023 filing to 289 in the plan year 2024 filing.
  • Comply Technologies, Inc. 401(k) Plan reported net income rose from $3M in the plan year 2023 filing to $3M in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 020693753 · Comply Technologies, Inc. PY 2024 · 401(k)

Comply Technologies, Inc. 401(k) Plan · $16M · 289 · 65th

  • PHOTO $16M
  • PHOTO 289
  • PHOTO 65th
  • PHOTO 401(k)
  • PHOTO near Vali 401(k) Plan
  • PHOTO ind #1526

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Information & Media retirement plans → · Plans in New York →

Comply Technologies, Inc. 401(k) Plan in the asset neighbourhood

Comply Technologies, Inc. 401(k) PlanComply Technologies, Inc. 40…$16MVali 401(k) Plan$16MOakland-Macomb Obstetrics & Gynecology, PC 401(k) Profit Sharing PlanOakland-Macomb Obstetrics & …$16MClearcompany 401(k) Plan$16MThe Archway Programs Retirement Savings PlanThe Archway Programs Retirem…$16M
End-of-year total assets ($M) among Comply Technologies, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New York filing particulars

Total Assets (Beginning of Year)$13M
Net Assets (End of Year)$16M
Net Income$3M
Employer EIN020693753
Plan Effective Date2022-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Comply Technologies, Inc.)

Sponsor-wide plan assets over time

All Comply Technologies, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$16M 57.39082051849928% vs 2022
2024 filing year
$8M$10M$12M$14M$16M$18M 202220232024 $9.92M $15.6M ▲ +57.4%
Year Plans Participants Total Assets
2022 1 272 $10M
2023 1 350 $13M
2024 1 289 $16M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Comply Technologies, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Comply Technologies, Inc. 401(k) Plan, Total assets ($B): 0.015606027 · Participants: 289Comply Technologies, Inc. 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Comply Technologies, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Comply Technologies, Inc. 401(k) Plan side-by-side with 3 peers →

Comply Technologies, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Vali 401(k) Plan in AL ($16M); by covered participants it is The Arbor Experts 401(k) Plan in TX (289 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($16M here).

Similar participant headcount

Nearest other-state filings by covered participants (289 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Comply Technologies, Inc. 401(k) Plan assets move in 2024? ▼
Comply Technologies, Inc. 401(k) Plan grew sharply - up 23.2% during 2024, from $13M to $16M. Reported net income was $3M.
How have Comply Technologies, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Comply Technologies, Inc.'s sponsor-wide assets grew 57.4%, from $10M to $16M.
Which 401(k) plans are similar in size to Comply Technologies, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Vali 401(k) Plan in AL ($16M, 203 participants).
Which 401(k) plans cover a similar participant headcount to Comply Technologies, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Arbor Experts 401(k) Plan in TX (289 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 020693753.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.