ESOP · DOL Form 5500 · 2023

Dave Carter & Associates, Inc. ESOP

Data updated 2026-08-25

$10M
Total assets Small plan by assets
138
Participants Small participant base
59th
Percentile by assets National rank
$72,462
Avg per participant Below avg balance/head
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Official DOL plan name: Dave Carter & Associates, Inc. Employee Stock Ownership Plan · Sponsored by Dave Carter & Associates, Inc. · Florida · Wholesale Trade

$10M in assets, 138 participants

Dave Carter & Associates, Inc.'s Dave Carter & Associates, Inc. Employee Stock Ownership Plan reported $10M in total assets and 138 participants in its 2023 DOL Form 5500 filing, ranking in the 59th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,180 in Wholesale Trade (6,309 peers)

Coverage in Florida

Dave Carter & Associates, Inc. Employee Stock Ownership Plan covers 138 participants in Florida, about 22% of the average Florida filer (state average ~628 per filing). Assets: $10M.

#3,180
in Wholesale Trade (6,309 peers)
+11.8%
assets growth YoY

Dave Carter & Associates, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Wholesale Trade and all filers

Dave Carter & Associates, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$9,999,736 Top 41% higher than 59% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Dave Carter & Associates, Inc. Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dave Carter & Associates, Inc. Employee Stock Ownership Plan sits mid-pack in the medium band (138 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Dave Carter & Associates, Inc. Employee Stock Ownership Plan end-of-year assets rose from $9M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Dave Carter & Associates, Inc. Employee Stock Ownership Plan reported participants rose from 129 in the plan year 2022 filing to 138 in the plan year 2023 filing.
  • Dave Carter & Associates, Inc. Employee Stock Ownership Plan reported net income rose from $1M in the plan year 2022 filing to $1M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 591782814 · Dave Carter & Associates, Inc. PY 2023 · ESOP

Dave Carter & Associates, Inc. Employee Stock Ownership Plan · $10M · 138 · 59th

  • RANK $10M
  • PHOTO 138
  • IND 59th
  • EOY ESOP
  • 5500 near Standard Golf Company Employee Stock Ownership Plan
  • ASSETS ind #3180

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Florida →

Dave Carter & Associates, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Dave Carter & Associates, Inc. Employee Stock Ownership PlanDave Carter & Associates, In…$10MStandard Golf Company Employee Stock Ownership PlanStandard Golf Company Employ…$10MWest Press Employee Stock Ownership PlanWest Press Employee Stock Ow…$10MAcme Rigging Company, Inc. Employee Stock Ownership PlanAcme Rigging Company, Inc. E…$10MSynergy Global Solutions, Inc. Employee Stock Ownership PlanSynergy Global Solutions, In…$10M
End-of-year total assets ($M) among Dave Carter & Associates, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Florida filing particulars

Total Assets (Beginning of Year)$9M
Net Assets (End of Year)$10M
Net Income$1M
Employer EIN591782814
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Dave Carter & Associates, Inc.)

Sponsor-wide plan assets over time

All Dave Carter & Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$25M 178.13178186313507% vs 2022
2024 filing year
$5M$10M$15M$20M$25M$30M 202220232024 $8.94M $24.9M ▲ +178.2%
Year Plans Participants Total Assets
2022 1 129 $9M
2023 1 138 $10M
2024 2 266 $25M

Nearby ESOP Plans in Florida

Peer ESOP plans, same state, same plan type, ranked by total assets.

Dave Carter & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Florida, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -5051015 Total assets ($B) Participants Dave Carter & Associates, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.009999736 · Participants: 138Dave Carter & Associates, Inc. Employee Stock Ownership PlanPublix Super Markets, Inc. Employee Stock Ownership Plan & Trust, Total assets ($B): 11.810430673 · Participants: 141229Publix Super Markets, Inc. Employee Stock Ownership Plan & TrustRaymond James Financial, Inc. & Affiliates Employee Stock Ownership Plan, Total assets ($B): 0.836004639 · Participants: 15500Raymond James Financial, Inc. & Affiliates Employee Stock Ownership PlanRsr Employee Stock Ownership Plan, Total assets ($B): 0.390019755 · Participants: 382Rsr Employee Stock Ownership PlanSummit Companies Holdings, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.367604547 · Participants: 233Summit Companies Holdings, Inc. Employee Stock Ownership PlanThirty Fifteen Employee Stock Ownership Plan, Total assets ($B): 0.324400117 · Participants: 5365Thirty Fifteen Employee Stock Ownership Plan
Dave Carter & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Florida, assets vs. participants
Compare Dave Carter & Associates, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Dave Carter & Associates, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Florida, the nearest ESOP by assets is Standard Golf Company Employee Stock Ownership Plan in IA ($10M); by covered participants it is Medler Electric Company Employee Stock Ownership Plan and Trust in MI (138 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (138 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Dave Carter & Associates, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Dave Carter & Associates, Inc. Employee Stock Ownership Plan grew at a solid clip - up 11.8% during 2023, from $9M to $10M. Reported net income was $1M.
How have Dave Carter & Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Dave Carter & Associates, Inc.'s sponsor-wide assets grew 178.1%, from $9M to $25M.
Which ESOP plans are similar in size to Dave Carter & Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Standard Golf Company Employee Stock Ownership Plan in IA ($10M, 22 participants).
Which ESOP plans cover a similar participant headcount to Dave Carter & Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Medler Electric Company Employee Stock Ownership Plan and Trust in MI (138 participants, $23M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 591782814.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.