401(k) · DOL Form 5500 · 2024

Frederick Swartz & Co., PC 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
3
Participants Small participant base
28th
Percentile by assets National rank
$554,824
Avg per participant High balance/head
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Official DOL plan name: Frederick Swartz & Co., PC 401(k) Profit Sharing Plan · Sponsored by Frederick Swartz & Co., PC · Iowa · Professional & Technical Services

$2M in assets, 3 participants

Frederick Swartz & Co., PC's Frederick Swartz & Co., PC 401(k) Profit Sharing Plan reported $2M in total assets and 3 participants in its 2024 DOL Form 5500 filing, ranking in the 28th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,651 in Professional & Technical Services (20,173 peers)

Frederick Swartz & Co., PC multi-year trail

Frederick Swartz & Co., PC's plans moved +67.7% in assets from 2022 to 2024; this filing shows Frederick Swartz & Co., PC 401(k) Profit Sharing Plan at $2M / 3 participants.

#4,651
in Professional & Technical Services (20,173 peers)
+38.4%
assets growth YoY

Frederick Swartz & Co., PC 401(k) Profit Sharing Plan among the smaller filed plans by assets

Frederick Swartz & Co., PC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$1,664,473 28th percentile higher than 28% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Frederick Swartz & Co., PC 401(k) Profit Sharing Plan among micro filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Frederick Swartz & Co., PC 401(k) Profit Sharing Plan is a micro filing (3 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Frederick Swartz & Co., PC 401(k) Profit Sharing Plan reported net income rose from $210K in the plan year 2023 filing to $462K in the plan year 2024 filing.
  • Frederick Swartz & Co., PC 401(k) Profit Sharing Plan end-of-year assets rose from $1M in the plan year 2023 filing to $2M in the plan year 2024 filing.

See the national 2023→2024 release diff →

EBSA filing schedule strip

Filing strip 421384348 · Frederick Swartz & Co., PC PY 2024 · 401(k)

Frederick Swartz & Co., PC 401(k) Profit Sharing Plan · $2M · 3 · 28th

  • BOY $2M
  • SCH 3
  • EBSA 28th
  • PART 401(k)
  • TYPE near Noi Due, Inc. 401(k) Profit Sharing Plan and Trust
  • NET ind #4651

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Iowa →

Frederick Swartz & Co., PC 401(k) Profit Sharing Plan in the asset neighbourhood

Frederick Swartz & Co., PC 401(k) Profit Sharing PlanFrederick Swartz & Co., PC 4…$2MNoi Due, Inc. 401(k) Profit Sharing Plan and TrustNoi Due, Inc. 401(k) Profit …$2MVerbal Behavior Associates 401(k) PlanVerbal Behavior Associates 4…$2MBlalock-Coleman Funeral Home and Cremation Services Inc. 401(k) PlanBlalock-Coleman Funeral Home…$2MAdvanced Medical Management and Consultants, Inc 401(k) Profit Sharing PlanAdvanced Medical Management …$2M
End-of-year total assets ($M) among Frederick Swartz & Co., PC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Frederick Swartz & Co., PC multi-year asset trail

Sponsor-wide plan assets over time

All Frederick Swartz & Co., PC plans reported in each filing year

Latest sponsor-wide plan assets
$2M 67.66302459131161% vs 2022
2024 filing year
$0.5M$1M$1.5M$2M 202220232024 $0.99M $1.66M ▲ +67.7%
Year Plans Participants Total Assets
2022 1 4 $993K
2023 1 3 $1M
2024 1 3 $2M

Frederick Swartz & Co., PC filing trail (2024)

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$2M
Net Income$462K
Employer EIN421384348
Plan Effective Date2008-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Iowa

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Frederick Swartz & Co., PC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Iowa, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -20246 Total assets ($B) Participants Frederick Swartz & Co., PC 401(k) Profit Sharing Plan, Total assets ($B): 0.001664473 · Participants: 3Frederick Swartz & Co., PC 401(k) Profit Sharing PlanThe Principal Select Savings Plan, Total assets ($B): 4.579548793 · Participants: 12841The Principal Select Savings PlanThe Rsm US LLP Retirement Plan, Total assets ($B): 3.375271119 · Participants: 14728The Rsm US LLP Retirement PlanIowa Health System Section 401(k) Retirement Savings Plan, Total assets ($B): 3.306182291 · Participants: 25072Iowa Health System Section 401(k) Retirement Savings PlanThe Hy-Vee and Affiliates 401(k) Plan, Total assets ($B): 3.1084169 · Participants: 55411The Hy-Vee and Affiliates 401(k) PlanTransamerica 401(k) Retirement Savings Plan, Total assets ($B): 2.720479704 · Participants: 8059Transamerica 401(k) Retirement Savings Plan
Frederick Swartz & Co., PC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Iowa, assets vs. participants
Compare Frederick Swartz & Co., PC 401(k) Profit Sharing Plan side-by-side with 3 peers →

Frederick Swartz & Co., PC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Iowa, the nearest 401(k) by assets is Noi Due, Inc. 401(k) Profit Sharing Plan and Trust in NY ($2M); by covered participants it is Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust in TX (3 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (3 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Frederick Swartz & Co., PC 401(k) Profit Sharing Plan assets move in 2024? ▼
Frederick Swartz & Co., PC 401(k) Profit Sharing Plan surged - up 38.4% during 2024, from $1M to $2M. Reported net income was $462K.
How have Frederick Swartz & Co., PC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Frederick Swartz & Co., PC's sponsor-wide assets grew 67.7%, from $993K to $2M.
Which 401(k) plans are similar in size to Frederick Swartz & Co., PC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Noi Due, Inc. 401(k) Profit Sharing Plan and Trust in NY ($2M, 59 participants).
Which 401(k) plans cover a similar participant headcount to Frederick Swartz & Co., PC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust in TX (3 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 421384348.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.