401(k) · DOL Form 5500 · 2023

Preqin, Inc. 401(k) Plan

Data updated 2026-08-25

$19M
Total assets Small plan by assets
303
Participants Below avg headcount
72nd
Percentile by assets National rank
$63,954
Avg per participant Low balance/head
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Official DOL plan name: Preqin, Inc. 401(k) Plan · Sponsored by Preqin, Inc. · New York · Finance & Insurance

$19M in assets, 303 participants

Preqin, Inc.'s Preqin, Inc. 401(k) Plan reported $19M in total assets and 303 participants in its 2023 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,180 in Finance & Insurance (8,869 peers)

Coverage in New York

Preqin, Inc. 401(k) Plan covers 303 participants in New York, about 38% of the average New York filer (state average ~798 per filing). Assets: $19M.

#5,180
in Finance & Insurance (8,869 peers)
+67.4%
assets growth YoY

Preqin, Inc. 401(k) Plan's outsized position by total assets

Preqin, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$19,378,137 Top 28% higher than 72% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Preqin, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Preqin, Inc. 401(k) Plan sits mid-pack in the medium band (303 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Preqin, Inc. 401(k) Plan reported net income rose from $482K in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Preqin, Inc. 401(k) Plan end-of-year assets rose from $12M in the plan year 2022 filing to $19M in the plan year 2023 filing.
  • Preqin, Inc. 401(k) Plan reported participants rose from 200 in the plan year 2022 filing to 303 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 263820466 · Preqin, Inc. PY 2023 · 401(k)

Preqin, Inc. 401(k) Plan · $19M · 303 · 72nd

  • EOY $19M
  • EOY 303
  • EOY 72nd
  • EOY 401(k)
  • EOY near The Arthur Companies, Inc. 401(k) Profit Sharing Plan
  • EOY ind #5180

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Preqin, Inc. 401(k) Plan in the asset neighbourhood

Preqin, Inc. 401(k) Plan$19MThe Arthur Companies, Inc. 401(k) Profit Sharing PlanThe Arthur Companies, Inc. 4…$19MMills-James Inc 401(k) Profit Sharing Plan & TrustMills-James Inc 401(k) Profi…$19MR.J. Zavoral & Sons, Inc. Retirement PlanR.J. Zavoral & Sons, Inc. Re…$19MCop, Hometown Services, Inc. Employee Retirement 401(k) PlanCop, Hometown Services, Inc.…$19M
End-of-year total assets ($M) among Preqin, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$12M
Net Assets (End of Year)$19M
Net Income$6M
Employer EIN263820466
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Preqin, Inc.)

Sponsor-wide plan assets over time

All Preqin, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$25M 116.33766440361472% vs 2022
2024 filing year
$10M$15M$20M$25M$30M 202220232024 $11.6M $25.1M ▲ +116.3%
Year Plans Participants Total Assets
2022 1 200 $12M
2023 1 303 $19M
2024 1 291 $25M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Preqin, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Preqin, Inc. 401(k) Plan, Total assets ($B): 0.019378137 · Participants: 303Preqin, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Preqin, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Preqin, Inc. 401(k) Plan side-by-side with 3 peers →

Preqin, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is The Arthur Companies, Inc. 401(k) Profit Sharing Plan in ND ($19M); by covered participants it is Emergency Hospital Systems 401(k) Plan in TX (303 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (303 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Preqin, Inc. 401(k) Plan assets move in 2023? ▼
Preqin, Inc. 401(k) Plan surged - up 67.4% during 2023, from $12M to $19M. Reported net income was $6M.
How have Preqin, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Preqin, Inc.'s sponsor-wide assets grew 116.3%, from $12M to $25M.
Which 401(k) plans are similar in size to Preqin, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Arthur Companies, Inc. 401(k) Profit Sharing Plan in ND ($19M, 148 participants).
Which 401(k) plans cover a similar participant headcount to Preqin, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Emergency Hospital Systems 401(k) Plan in TX (303 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 263820466.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.