401(k) · DOL Form 5500 · 2024
Daiwa Capital Markets America Inc. 401(k) Plan
Data updated 2026-08-25
- $155M
- Total assets Near avg plan size
- 299
- Participants Below avg headcount
- 93rd
- Percentile by assets National rank
- $518,649
- Avg per participant High balance/head
Official DOL plan name: Daiwa Capital Markets America Inc. Retirement Investment Plan · Sponsored by Daiwa Capital Markets America Inc. · New York · Finance & Insurance
$155M in assets, 299 participants
Daiwa Capital Markets America Inc.'s Daiwa Capital Markets America Inc. Retirement Investment Plan reported $155M in total assets and 299 participants in its 2024 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #7,611 in Finance & Insurance (8,549 peers)
Coverage in New York
Daiwa Capital Markets America Inc. Retirement Investment Plan covers 299 participants in New York, about 37% of the average New York filer (state average ~798 per filing). Assets: $155M.
- #7,611
- in Finance & Insurance (8,549 peers)
- +3.9%
- assets growth YoY
- 1.6×
- vs typical plan assets (national mean)
Daiwa Capital Markets America Inc. Retirement Investment Plan's outsized position by total assets
Daiwa Capital Markets America Inc. Retirement Investment Plan vs every filed plan by assets
End-of-year total assets · plan year 2024 · DOL Form 5500
$155,076,020 Top 7% higher than 93% of 123,620 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024
Daiwa Capital Markets America Inc. Retirement Investment Plan among mid-size filed plans by headcount
Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Daiwa Capital Markets America Inc. Retirement Investment Plan sits mid-pack in the medium band (299 participants).
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Daiwa Capital Markets America Inc. Retirement Investment Plan reported net income fell from $11M in the plan year 2023 filing to $6M in the plan year 2024 filing.
- Daiwa Capital Markets America Inc. Retirement Investment Plan reported participants fell from 315 in the plan year 2023 filing to 299 in the plan year 2024 filing.
- Daiwa Capital Markets America Inc. Retirement Investment Plan end-of-year assets rose from $149M in the plan year 2023 filing to $155M in the plan year 2024 filing.
DOL schedule card
Filing strip 135680329 · Daiwa Capital Markets America Inc. PY 2024 · 401(k)
Daiwa Capital Markets America Inc. Retirement Investment Plan · $155M · 299 · 93rd
- PHOTO $155M
- PHOTO 299
- PHOTO 93rd
- PHOTO 401(k)
- PHOTO near 401(k) Savings Plan for Employees of Seattle Times Company and Subsidiaries
- PHOTO ind #7611
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Daiwa Capital Markets America Inc. Retirement Investment Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $149M |
|---|---|
| Net Assets (End of Year) | $155M |
| Net Income | $6M |
| Employer EIN | 135680329 |
| Plan Effective Date | 1985-06-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Daiwa Capital Markets America Inc.)
Sponsor-wide plan assets over time
All Daiwa Capital Markets America Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $155M 12.197083793592178% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 313 | $138M |
| 2023 | 1 | 315 | $149M |
| 2024 | 1 | 299 | $155M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401(k) Plan $60.4B · 52,674
- Morgan Stanley 401(k) Plan $22.2B · 53,860
- Pfizer Savings Plan $22.0B · 33,309
- The Pepsico Savings Plan $14.9B · 137,398
- The Goldman Sachs 401(k) Plan $12.8B · 23,227
Daiwa Capital Markets America Inc. Retirement Investment Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is 401(k) Savings Plan for Employees of Seattle Times Company and Subsidiaries in WA ($155M); by covered participants it is Environmental Chemical Corporation Profit Sharing 401(k) Plan in CA (299 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($155M here).
- 401(k) Savings Plan for Employees of Seattle Times Company and Subsidiaries (WA) $155M · 583
- Tamko Building Products LLC 401(k) Plan (KS) $155M · 923
- Cambrex Corporation Savings Plan (NJ) $155M · 1,001
- Riker Danzig LLP Profit Sharing Plan (NJ) $155M · 131
Similar participant headcount
Nearest other-state filings by covered participants (299 participants); asset peers above are excluded.
- Environmental Chemical Corporation Profit Sharing 401(k) Plan (CA) 299 · 0 off
- Silver Lake Construction Compa 401(k) Profit Sharing Plan and Tru (NV) 299 · 0 off
- L & N Federal Credit Union 401(k) Plan and Trust (KY) 299 · 0 off
- Riverfront Diversified Inc 40i(K) Profit Sharing & Trust (OH) 299 · 0 off
DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.