401(k) · DOL Form 5500 · 2024

Prospect Capital Management, LP 401(k) Plan

Data updated 2026-08-25

$38M
Total assets Below avg plan size
122
Participants Small participant base
81st
Percentile by assets National rank
$315,423
Avg per participant High balance/head
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Official DOL plan name: Prospect Capital Management, LP Profit Sharing Plan and Trust · Sponsored by Prospect Capital Management, LP · Florida · Finance & Insurance

$38M in assets, 122 participants

Prospect Capital Management, LP's Prospect Capital Management, LP Profit Sharing Plan and Trust reported $38M in total assets and 122 participants in its 2024 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,018 in Finance & Insurance (8,549 peers)

Coverage in Florida

Prospect Capital Management, LP Profit Sharing Plan and Trust covers 122 participants in Florida, about 19% of the average Florida filer (state average ~628 per filing). Assets: $38M.

#6,018
in Finance & Insurance (8,549 peers)
+21.3%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Prospect Capital Management, LP Profit Sharing Plan and Trust's outsized position by total assets

Prospect Capital Management, LP Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$38,481,558 Top 19% higher than 81% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Prospect Capital Management, LP Profit Sharing Plan and Trust among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Prospect Capital Management, LP Profit Sharing Plan and Trust sits mid-pack in the medium band (122 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Prospect Capital Management, LP Profit Sharing Plan and Trust end-of-year assets rose from $32M in the plan year 2023 filing to $38M in the plan year 2024 filing.
  • Prospect Capital Management, LP Profit Sharing Plan and Trust reported participants rose from 107 in the plan year 2023 filing to 122 in the plan year 2024 filing.
  • Prospect Capital Management, LP Profit Sharing Plan and Trust reported net income fell from $7M in the plan year 2023 filing to $7M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 113716501 · Prospect Capital Management, LP PY 2024 · 401(k)

Prospect Capital Management, LP Profit Sharing Plan and Trust · $38M · 122 · 81st

  • RANK $38M
  • PHOTO 122
  • IND 81st
  • EOY 401(k)
  • 5500 near Lankler Siffert & Wohl LLP 401(k) Savings Plan & Trust
  • ASSETS ind #6018

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Florida →

Prospect Capital Management, LP Profit Sharing Plan and Trust in the asset neighbourhood

Royal Coffee, Inc. 401(k) Profit Sharing PlanRoyal Coffee, Inc. 401(k) Pr…$38MChickasaw Holding Company Employees' 401(k) PlanChickasaw Holding Company Em…$38MNicholson Construction Company Employees 401(k) and Profit Sharing PlanNicholson Construction Compa…$38MProspect Capital Management, LP Profit Sharing Plan and TrustProspect Capital Management,…$38MLankler Siffert & Wohl LLP 401(k) Savings Plan & TrustLankler Siffert & Wohl LLP 4…$38M
End-of-year total assets ($M) among Prospect Capital Management, LP Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Florida filing particulars

Total Assets (Beginning of Year)$32M
Net Assets (End of Year)$38M
Net Income$7M
Employer EIN113716501
Plan Effective Date1998-10-20
Filing StatusFILING RECEIVED

Sponsor Plan History (Prospect Capital Management, LP)

Sponsor-wide plan assets over time

All Prospect Capital Management, LP plans reported in each filing year

Latest sponsor-wide plan assets
$38M 58.57844139197883% vs 2022
2024 filing year
$20M$25M$30M$35M$40M 202220232024 $24.3M $38.5M ▲ +58.5%
Year Plans Participants Total Assets
2022 1 98 $24M
2023 1 107 $32M
2024 1 122 $38M

Nearby 401(k) Plans in Florida

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Prospect Capital Management, LP Profit Sharing Plan and Trust vs. nearby 401(k) plans in Florida, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000 -505101520 Total assets ($B) Participants Prospect Capital Management, LP Profit Sharing Plan and Trust, Total assets ($B): 0.038481558 · Participants: 122Prospect Capital Management, LP Profit Sharing Plan and TrustL3harris Retirement Savings Plan, Total assets ($B): 16.316786122 · Participants: 40330L3harris Retirement Savings PlanSavings Plan for Employees and Partners of Pwc, Total assets ($B): 13.167098888 · Participants: 51081Savings Plan for Employees and Partners of PwcAdp Totalsource Retirement Savings Plan, Total assets ($B): 9.190044852 · Participants: 310261Adp Totalsource Retirement Savings PlanPublix Super Markets, Inc. 401(k) Smart Plan, Total assets ($B): 8.068866271 · Participants: 197102Publix Super Markets, Inc. 401(k) Smart PlanNextera Energy, Inc. Employee Retirement Savings Plan, Total assets ($B): 5.484619612 · Participants: 16678Nextera Energy, Inc. Employee Retirement Savings Plan
Prospect Capital Management, LP Profit Sharing Plan and Trust vs. nearby 401(k) plans in Florida, assets vs. participants
Compare Prospect Capital Management, LP Profit Sharing Plan and Trust side-by-side with 3 peers →

Prospect Capital Management, LP Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Florida, the nearest 401(k) by assets is Lankler Siffert & Wohl LLP 401(k) Savings Plan & Trust in NY ($38M); by covered participants it is Assertio Management, LLC 401(k) Retirement Plan in IL (122 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (122 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Prospect Capital Management, LP Profit Sharing Plan and Trust assets move in 2024? ▼
Prospect Capital Management, LP Profit Sharing Plan and Trust grew sharply - up 21.3% during 2024, from $32M to $38M. Reported net income was $7M.
How have Prospect Capital Management, LP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Prospect Capital Management, LP's sponsor-wide assets grew 58.6%, from $24M to $38M.
Where does Prospect Capital Management, LP Profit Sharing Plan and Trust rank by assets among Form 5500 filers? ▼
Prospect Capital Management, LP Profit Sharing Plan and Trust ranks in the 81st percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Prospect Capital Management, LP Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Lankler Siffert & Wohl LLP 401(k) Savings Plan & Trust in NY ($38M, 48 participants).
Which 401(k) plans cover a similar participant headcount to Prospect Capital Management, LP Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Assertio Management, LLC 401(k) Retirement Plan in IL (122 participants, $18M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113716501.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.