401(k) · DOL Form 5500 · 2024
Ubs Financial Services Inc. 401(k) Plan
Data updated 2026-08-25
- $57M
- Total assets Below avg plan size
- 149
- Participants Small participant base
- 86th
- Percentile by assets National rank
- $384,891
- Avg per participant High balance/head
Official DOL plan name: Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust · Sponsored by Ubs Financial Services Inc. · New Jersey · Finance & Insurance
$57M in assets, 149 participants
Ubs Financial Services Inc.'s Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust reported $57M in total assets and 149 participants in its 2024 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,640 in Finance & Insurance (8,549 peers)
Coverage in New Jersey
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust covers 149 participants in New Jersey, about 18% of the average New Jersey filer (state average ~844 per filing). Assets: $57M.
- #6,640
- in Finance & Insurance (8,549 peers)
- +7.5%
- assets growth YoY
- 0.6×
- vs typical plan assets (national mean)
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust's outsized position by total assets
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust vs every filed plan by assets
End-of-year total assets · plan year 2024 · DOL Form 5500
$57,348,771 Top 14% higher than 86% of 123,620 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust among mid-size filed plans by headcount
Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust sits mid-pack in the medium band (149 participants).
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust reported net income fell from $8M in the plan year 2023 filing to $4M in the plan year 2024 filing.
- Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust end-of-year assets rose from $53M in the plan year 2023 filing to $57M in the plan year 2024 filing.
- Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust reported participants fell from 155 in the plan year 2023 filing to 149 in the plan year 2024 filing.
Form 5500 schedule snapshot
Filing strip 132638166 · Ubs Financial Services Inc. PY 2024 · 401(k)
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust · $57M · 149 · 86th
- 5500 $57M
- ASSETS 149
- PCT 86th
- EIN 401(k)
- RANK near Hmh 401(k) Plan
- PHOTO ind #6640
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust in the asset neighbourhood
New Jersey filing particulars
| Total Assets (Beginning of Year) | $53M |
|---|---|
| Net Assets (End of Year) | $57M |
| Net Income | $4M |
| Employer EIN | 132638166 |
| Plan Effective Date | 2000-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ubs Financial Services Inc.)
Sponsor-wide plan assets over time
All Ubs Financial Services Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $636M 7.833911740210367% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 1,389 | $690M |
| 2023 | 2 | 1,279 | $684M |
| 2024 | 2 | 1,122 | $636M |
Nearby 401(k) Plans in New Jersey
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- JPMorgan Chase 401(k) Savings Plan $52.9B · 185,532
- Verizon Savings Plan for Management Employees $29.4B · 69,218
- Johnson and Johnson Savings Plan $23.6B · 42,583
- Ernst & Young Retirement Savings Plan $18.3B · 56,714
- Merck US Savings Plan $15.0B · 27,956
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust's out-of-state 401(k) peers by assets and headcount
Outside New Jersey, the nearest 401(k) by assets is Hmh 401(k) Plan in TX ($57M); by covered participants it is Tier1 Integrity, LLC 401(k) Plan in TX (149 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($57M here).
- Hmh 401(k) Plan (TX) $57M · 568
- Pete Lien & Sons, Inc. Profit Sharing/401(k) Plan (SD) $57M · 396
- Regis Retirement Savings Plan (MN) $57M · 218
- Savings Plan for Employees of Alice Hyde Medical Center (NY) $57M · 514
Similar participant headcount
Nearest other-state filings by covered participants (149 participants); asset peers above are excluded.
- Tier1 Integrity, LLC 401(k) Plan (TX) 149 · 0 off
- Venus Construction Company 401(k) Plan (TX) 149 · 0 off
- H.E.P. Materials Corp. 401(k) Profit Sharing Plan (NY) 149 · 0 off
- Roundstone Management, Ltd. 401(k) Plan (OH) 149 · 0 off
DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.