Other · DOL Form 5500 · 2024

California Institute of Technology Retirement Plan

Data updated 2026-08-25

$2.3B
Total assets Very large vs avg
8,554
Participants Very large workforce
99th
Percentile by assets National rank
$273,067
Avg per participant High balance/head
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Official DOL plan name: Caltech Voluntary Retirement Plan · Sponsored by California Institute of Technology · California · Educational Services

$2.3B in assets, 8,554 participants

California Institute of Technology's Caltech Voluntary Retirement Plan reported $2.3B in total assets and 8,554 participants in its 2024 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,603 in Educational Services (3,638 peers)

Coverage in California

Caltech Voluntary Retirement Plan covers 8,554 participants in California, 14x the typical California plan (state average ~630 per filing). Assets: $2.3B.

#3,603
in Educational Services (3,638 peers)
+14.9%
assets growth YoY
23×
vs typical plan assets (national mean)

Caltech Voluntary Retirement Plan's outsized position by total assets

Caltech Voluntary Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$2,335,811,190 Top 1% higher than 99% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Caltech Voluntary Retirement Plan's large-plan peer group by participant headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caltech Voluntary Retirement Plan lands in the large band (8,554 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Caltech Voluntary Retirement Plan reported net income fell from $366M in the plan year 2023 filing to $296M in the plan year 2024 filing.
  • Caltech Voluntary Retirement Plan end-of-year assets rose from $2.0B in the plan year 2023 filing to $2.3B in the plan year 2024 filing.
  • Caltech Voluntary Retirement Plan reported participants rose from 8,281 in the plan year 2023 filing to 8,554 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 951643307 · California Institute of Technology PY 2024 · Other

Caltech Voluntary Retirement Plan · $2.3B · 8,554 · 99th

  • PCT $2.3B
  • EIN 8,554
  • RANK 99th
  • PHOTO Other
  • IND near Yale-New Haven Hospital and Tax Exempt Affiliates Tax Sheltered Annuity Plan
  • EOY ind #3603

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Educational Services retirement plans → · Plans in California →

Caltech Voluntary Retirement Plan in the asset neighbourhood

Cornell University Tax-Deferred Annuity PlanCornell University Tax-Defer…$2.4BCaltech Voluntary Retirement PlanCaltech Voluntary Retirement…$2.3BYale-New Haven Hospital and Tax Exempt Affiliates Tax Sheltered Annuity PlanYale-New Haven Hospital and …$2.3BNorton Healthcare 403(b) Retirement Savings PlanNorton Healthcare 403(b) Ret…$2.3BSupplemental Retirement Annuity Plan of the University of PennsylvaniaSupplemental Retirement Annu…$2.3B
End-of-year total assets ($B) among Caltech Voluntary Retirement Plan and nearest nationwide Other peers. Source: DOL Form 5500 plan year 2024.

California filing particulars

Total Assets (Beginning of Year)$2.0B
Net Assets (End of Year)$2.3B
Net Income$296M
Employer EIN951643307
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (California Institute of Technology)

Sponsor-wide plan assets over time

All California Institute of Technology plans reported in each filing year

Latest sponsor-wide plan assets
$7.6B 29.22886903959861% vs 2022
2024 filing year
$5B$6B$7B$8B 202220232024 $5.87B $7.58B ▲ +29.1%
Year Plans Participants Total Assets
2022 2 18,012 $5.9B
2023 2 18,963 $6.8B
2024 2 19,524 $7.6B

Nearby Other Plans in California

Peer Other plans, same state, same plan type, ranked by total assets.

Caltech Voluntary Retirement Plan vs. nearby Other plans in California, assets vs. participants Scatter plot of 6 data points. 0200004000060000 051015 Total assets ($B) Participants Caltech Voluntary Retirement Plan, Total assets ($B): 2.33581119 · Participants: 8554Caltech Voluntary Retirement PlanStanford Contributory Retirement Plan, Total assets ($B): 12.568126014 · Participants: 22753Stanford Contributory Retirement PlanSutter Health 403(b) Savings Plan, Total assets ($B): 7.632419022 · Participants: 54954Sutter Health 403(b) Savings PlanStanford Health Care Retirement Savings Plan, Total assets ($B): 6.931286515 · Participants: 24152Stanford Health Care Retirement Savings PlanCaltech Base Retirement Plan, Total assets ($B): 5.246676378 · Participants: 10970Caltech Base Retirement PlanUniversity of Southern California Tax-Deferred Annuity Plan, Total assets ($B): 4.81831751 · Participants: 20886University of Southern California Tax-Deferred Annuity Plan
Caltech Voluntary Retirement Plan vs. nearby Other plans in California, assets vs. participants

Scale composition for Caltech Voluntary Retirement Plan

Caltech Voluntary Retirement Plan reports $2.3B in end-of-year assets across 8,554 participants (0.019% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.009% of 93,925,755 covered participants) - about $273,067 per participant (2.0x the national average assets-per-participant) . Net income for plan year 2024 was $296M.

This plan identity (EIN 951643307, plan #005) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $1.7B to $2.3B (+40.1%) while covered participants moved from 8,185 to 8,554 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 8,185 $1.7B Open filing
2023 8,281 $2.0B Open filing
2024 · index core 8,554 $2.3B This page

The same sponsor also keeps 1 other index-core plan on PlainRetire:

Caltech Voluntary Retirement Plan's out-of-state Other peers by assets and headcount

Outside California, the nearest Other by assets is Yale-New Haven Hospital and Tax Exempt Affiliates Tax Sheltered Annuity Plan in CT ($2.3B); by covered participants it is The University of Chicago Supplemental Retirement Plan in IL (8,635 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (8,554 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caltech Voluntary Retirement Plan assets move in 2024?
Caltech Voluntary Retirement Plan grew at a solid clip - up 14.9% during 2024, from $2.0B to $2.3B. Reported net income was $296M.
How have California Institute of Technology plan assets changed over time?
Across 3 plan years on file (2022-2024), California Institute of Technology's sponsor-wide assets grew 29.2%, from $5.9B to $7.6B.
Where does Caltech Voluntary Retirement Plan rank by assets among Form 5500 filers?
Caltech Voluntary Retirement Plan ranks in the 99th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (among the largest 1% of all filed plans).
Which Other plans are similar in size to Caltech Voluntary Retirement Plan?
Among Other plans in other states, the closest by assets is Yale-New Haven Hospital and Tax Exempt Affiliates Tax Sheltered Annuity Plan in CT ($2.3B, 22,447 participants).
Which Other plans cover a similar participant headcount to Caltech Voluntary Retirement Plan?
Among Other plans in other states, the closest by covered participants is The University of Chicago Supplemental Retirement Plan in IL (8,635 participants, $1.9B in assets).