401(k) · DOL Form 5500 · 2023

Carroll County Bancshares, Inc. 401(k) Plan

Data updated 2026-08-25

$37M
Total assets Below avg plan size: 189
Participants Below avg headcount: 82nd
Percentile by assets National rank: $193,170
Avg per participant Above avg balance/head

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Official DOL plan name: Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) · Sponsored by Carroll County Bancshares, Inc. · Iowa · Finance & Insurance

$37M in assets, 189 participants

Carroll County Bancshares, Inc.'s Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) reported $37M in total assets and 189 participants in its 2023 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#6,419 in Finance & Insurance (8,869 peers)

Coverage in Iowa

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) covers 189 participants in Iowa, about 31% of the average Iowa filer (state average ~609 per filing). Assets: $37M.

#6,419
in Finance & Insurance (8,869 peers): +3.8%
assets growth YoY: 0.4×
vs typical plan assets (national mean)

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions)'s outsized position by total assets

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$36,509,134 Top 18% higher than 82% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) sits mid-pack in the medium band (189 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) reported net income rose from -$3M in the plan year 2022 filing to $1M in the plan year 2023 filing.
Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) end-of-year assets rose from $35M in the plan year 2022 filing to $37M in the plan year 2023 filing.
Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) reported participants fell from 194 in the plan year 2022 filing to 189 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 421113591 · Carroll County Bancshares, Inc. PY 2023 · 401(k)

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) · $37M · 189 · 82nd

TYPE $37M
TYPE 189
TYPE 82nd
TYPE 401(k)
TYPE near Grady-White Boats, Inc. Retirement Savings Plan
TYPE ind #6419

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Iowa →

End-of-year total assets ($M) among Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Iowa filing particulars

Total Assets (Beginning of Year)	$35M
Net Assets (End of Year)	$36M
Net Income	$1M
Employer EIN	421113591
Plan Effective Date	1992-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Carroll County Bancshares, Inc.)

Latest sponsor-wide plan assets: $37M 4.139124474641733% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	194	$35M
2023	1	189	$37M
2024	1	188	$37M

Nearby 401(k) Plans in Iowa

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) vs. nearby 401(k) plans in Iowa, assets vs. participants

The Principal Select Savings Plan $4.1B · 12,827
Iowa Health System Section 401(k) Retirement Savings Plan $3.0B · 28,959
The Hy-Vee and Affiliates 401(k) Plan $2.9B · 56,181
The Rsm US LLP Retirement Plan $2.9B · 14,720
Transamerica 401(k) Retirement Savings Plan $2.4B · 6,999

Compare Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) side-by-side with 3 peers →

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions)'s out-of-state 401(k) peers by assets and headcount

Outside Iowa, the nearest 401(k) by assets is Grady-White Boats, Inc. Retirement Savings Plan in NC ($37M); by covered participants it is Physician's Medical Center, LLC 401(k) Plan in TX (189 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($37M here).

Grady-White Boats, Inc. Retirement Savings Plan (NC) $37M · 444
Mangione Family Enterprises Retirement Plan (MD) $37M · 1,440
Sistema Universitario Ana G Mendez Employees Savings Investment Plan (PR) $37M · 1,435
Bcc Engineering, LLC. Retirement Plan and Trust (FL) $37M · 345

Similar participant headcount

Nearest other-state filings by covered participants (189 participants); asset peers above are excluded.

Physician's Medical Center, LLC 401(k) Plan (TX) 189 · 0 off
Superior Credit Union, Inc. 401(k) Plan and Trust (OH) 189 · 0 off
Superior Forge & Steel Corporation 401(k) Retirement Savings Plan (OH) 189 · 0 off
Hudson Global, Inc. 401(k) Savings Plan (CT) 189 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) assets move in 2023? ▼

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) edged up modestly - up 3.8% during 2023, from $35M to $37M. Reported net income was $1M.

How have Carroll County Bancshares, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Carroll County Bancshares, Inc.'s sponsor-wide assets grew 4.1%, from $35M to $37M.

Where does Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) rank by assets among Form 5500 filers? ▼

Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions) ranks in the 82nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).

Which 401(k) plans are similar in size to Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions)? ▼

Among 401(k) plans in other states, the closest by assets is Grady-White Boats, Inc. Retirement Savings Plan in NC ($37M, 444 participants).

Which 401(k) plans cover a similar participant headcount to Carroll County Bancshares, Inc. Employee Stock Ownership Plan (with 401(k) Provisions)? ▼

Among 401(k) plans in other states, the closest by covered participants is Physician's Medical Center, LLC 401(k) Plan in TX (189 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 421113591.