401(k) · DOL Form 5500 · 2024
Whitney Carleton Co., Inc. T/a Carleton Insurance 401(k) Plan
Data updated 2026-08-25
- $4M
- Total assets Small plan by assets
- 13
- Participants Small participant base
- 37th
- Percentile by assets National rank
- $286,238
- Avg per participant High balance/head
Official DOL plan name: Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan · Sponsored by Whitney Carleton Co., Inc. T/a Carleton Insurance · New Jersey · Finance & Insurance
$4M in assets, 13 participants
Whitney Carleton Co., Inc. T/a Carleton Insurance's Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan reported $4M in total assets and 13 participants in its 2024 DOL Form 5500 filing, ranking in the 37th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #2,104 in Finance & Insurance (8,549 peers)
2024 asset change
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan pulled back noticeably 12.9% in 2024 ($4M → $4M) for 13 participants.
- #2,104
- in Finance & Insurance (8,549 peers)
- -12.9%
- assets change YoY
The plan reported a net loss of $552K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2024 · DOL Form 5500
$3,721,089 37th percentile higher than 37% of 123,620 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan among smaller filed plans by headcount
Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan is a small filing (13 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan reported net income fell from $652K in the plan year 2023 filing to -$552K in the plan year 2024 filing.
- Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan end-of-year assets fell from $4M in the plan year 2023 filing to $4M in the plan year 2024 filing.
- Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan reported participants rose from 12 in the plan year 2023 filing to 13 in the plan year 2024 filing.
DOL schedule card
Filing strip 221811276 · Whitney Carleton Co., Inc. T/a Carleton Insurance PY 2024 · 401(k)
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan · $4M · 13 · 37th
- EBSA $4M
- EBSA 13
- EBSA 37th
- EBSA 401(k)
- EBSA near Control Instruments, Inc. 401(k) Plan
- EBSA ind #2104
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan in the asset neighbourhood
Whitney Carleton Co., Inc. T/a Carleton Insurance years around the 2024 move
Sponsor-wide plan assets over time
All Whitney Carleton Co., Inc. T/a Carleton Insurance plans reported in each filing year
- Latest sponsor-wide plan assets
- $4M 2.781667790857429% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 13 | $4M |
| 2023 | 1 | 12 | $4M |
| 2024 | 1 | 13 | $4M |
2024 asset-move particulars
| Total Assets (Beginning of Year) | $4M |
|---|---|
| Net Assets (End of Year) | $4M |
| Net Income | -$552K |
| Employer EIN | 221811276 |
| Plan Effective Date | 1991-04-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in New Jersey
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- JPMorgan Chase 401(k) Savings Plan $52.9B · 185,532
- Verizon Savings Plan for Management Employees $29.4B · 69,218
- Johnson and Johnson Savings Plan $23.6B · 42,583
- Ernst & Young Retirement Savings Plan $18.3B · 56,714
- Merck US Savings Plan $15.0B · 27,956
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside New Jersey, the nearest 401(k) by assets is Control Instruments, Inc. 401(k) Plan in GA ($4M); by covered participants it is Kaspien Inc. 401(k) Plan in WA (13 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($4M here).
Similar participant headcount
Nearest other-state filings by covered participants (13 participants); asset peers above are excluded.
- Kaspien Inc. 401(k) Plan (WA) 13 · 0 off
- The Stock Exchange Bank 401(k) Plan Tr. (KS) 13 · 0 off
- Bznds Enterprise, Inc. 401(k) Plan (MI) 13 · 0 off
- Tresfinale, Inc. 401(k) Profit Sharing Plan (TN) 13 · 0 off
DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.