401(k) · DOL Form 5500 · 2022

Rockwell Automation 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
34
Participants Small participant base
57th
Percentile by assets National rank
$202,893
Avg per participant Above avg balance/head
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Official DOL plan name: Rockwell Automation 1165(e) Plan · Sponsored by Rockwell Automation · Wisconsin · Manufacturing

$7M in assets, 34 participants

Rockwell Automation's Rockwell Automation 1165(e) Plan reported $7M in total assets and 34 participants in its 2022 DOL Form 5500 filing, ranking in the 57th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,783 in Manufacturing (20,602 peers)

2022 asset change

Rockwell Automation 1165(e) Plan declined sharply 15.3% in 2022 ($8M → $7M) for 34 participants.

#8,783
in Manufacturing (20,602 peers)
-15.3%
assets change YoY

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rockwell Automation 1165(e) Plan's mid-pack asset rank among Manufacturing and all filers

Rockwell Automation 1165(e) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$6,898,362 Top 43% higher than 57% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Rockwell Automation 1165(e) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rockwell Automation 1165(e) Plan is a small filing (34 participants) on this national headcount ladder.

Plan-year Form 5500 strip

Filing strip 251797617 · Rockwell Automation PY 2022 · 401(k)

Rockwell Automation 1165(e) Plan · $7M · 34 · 57th

  • IND $7M
  • IND 34
  • IND 57th
  • IND 401(k)
  • IND near Arizona Regional Multiple Listing Service, Inc. Retirement
  • IND ind #8783

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Wisconsin →

Rockwell Automation 1165(e) Plan in the asset neighbourhood

Rockwell Automation 1165(e) PlanRockwell Automation 1165(e) …$7MArizona Regional Multiple Listing Service, Inc. RetirementArizona Regional Multiple Li…$7MCardenas Markets LLC 401(k) PlanCardenas Markets LLC 401(k) …$7MSpa Performance, Inc. Dba Sparxiq 401(k) Profit Sharing PlanSpa Performance, Inc. Dba Sp…$7MHorizon Lines Capital Savings PlanHorizon Lines Capital Saving…$7M
End-of-year total assets ($M) among Rockwell Automation 1165(e) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Rockwell Automation years around the 2022 move

Sponsor-wide plan assets over time

All Rockwell Automation plans reported in each filing year

Latest sponsor-wide plan assets
$5.6B 5.2744256617899605% vs 2022
2024 filing year
$5.2B$5.3B$5.4B$5.5B$5.6B$5.7B 202220232024 $5.3B $5.58B ▲ +5.3%
Year Plans Participants Total Assets
2022 4 11,346 $5.3B
2023 3 11,047 $5.4B
2024 3 11,249 $5.6B

2022 asset-move particulars

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$7M
Net Income-$1M
Employer EIN251797617
Plan Effective Date2009-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rockwell Automation 1165(e) Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -10000010000200003000040000 -20246 Total assets ($B) Participants Rockwell Automation 1165(e) Plan, Total assets ($B): 0.006898362 · Participants: 34Rockwell Automation 1165(e) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 5.548820507 · Participants: 28701Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.339639169 · Participants: 26610Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 3.978902 · Participants: 11034Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.151693798 · Participants: 8032Rockwell Automation Retirement Savings PlanNm Employee Savings Plan, Total assets ($B): 2.385991887 · Participants: 7423Nm Employee Savings Plan
Rockwell Automation 1165(e) Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants

Rockwell Automation 1165(e) Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Arizona Regional Multiple Listing Service, Inc. Retirement in AZ ($7M); by covered participants it is Taylor Automotive Group 401(k) Plan in TN (34 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (34 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rockwell Automation 1165(e) Plan assets move in 2022?
Rockwell Automation 1165(e) Plan declined sharply - down 15.3% during 2022, from $8M to $7M. Reported net income was -$1M.
How have Rockwell Automation plan assets changed over time?
Across 3 plan years on file (2022-2024), Rockwell Automation's sponsor-wide assets grew 5.3%, from $5.3B to $5.6B.
Which 401(k) plans are similar in size to Rockwell Automation 1165(e) Plan?
Among 401(k) plans in other states, the closest by assets is Arizona Regional Multiple Listing Service, Inc. Retirement in AZ ($7M, 108 participants).
Which 401(k) plans cover a similar participant headcount to Rockwell Automation 1165(e) Plan?
Among 401(k) plans in other states, the closest by covered participants is Taylor Automotive Group 401(k) Plan in TN (34 participants, $3M in assets).