401(k) · DOL Form 5500 · 2022

Heartland Advisors, Inc. 401(k) Plan

Data updated 2026-08-25

$22M
Total assets Small plan by assets
29
Participants Small participant base
78th
Percentile by assets National rank
$743,448
Avg per participant High balance/head
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Official DOL plan name: Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust · Sponsored by Heartland Advisors, Inc. · Wisconsin · Finance & Insurance

$22M in assets, 29 participants

Heartland Advisors, Inc.'s Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust reported $22M in total assets and 29 participants in its 2022 DOL Form 5500 filing, ranking in the 78th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,052 in Finance & Insurance (9,261 peers)

Where Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust sits by assets

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust sits in the top quartile of all filed plans by assets, $22M for 29 participants (~$743,448/participant), down 7.9% in 2022.

#6,052
in Finance & Insurance (9,261 peers)
-7.9%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust's outsized position by total assets

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$21,559,987 Top 22% higher than 78% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust is a small filing (29 participants) on this national headcount ladder.

Plan-year Form 5500 strip

Filing strip 391078128 · Heartland Advisors, Inc. PY 2022 · 401(k)

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust · $22M · 29 · 78th

  • TYPE $22M
  • TYPE 29
  • TYPE 78th
  • TYPE 401(k)
  • TYPE near Eye Physicians of Florida 401(k) Profit Sharing Plan
  • TYPE ind #6052

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust in the asset neighbourhood

Heartland Advisors Employees Profit Sharing/401(k) Plan and TrustHeartland Advisors Employees…$22MEye Physicians of Florida 401(k) Profit Sharing PlanEye Physicians of Florida 40…$22MEquus Employee Savings and Retirement PlanEquus Employee Savings and R…$22MHome Owner Services 401(k) PlanHome Owner Services 401(k) P…$22MKsa Engineers, Inc. Employee Savings and Protection PlanKsa Engineers, Inc. Employee…$22M
End-of-year total assets ($M) among Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$23M
Net Assets (End of Year)$22M
Net Income-$2M
Employer EIN391078128
Plan Effective Date1990-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Heartland Advisors, Inc.)

Sponsor-wide plan assets over time

All Heartland Advisors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$23M 4.573012961464216% vs 2022
2024 filing year
$21M$21.5M$22M$22.5M$23M 202220232024 $21.6M $22.6M ▲ +4.6%
Year Plans Participants Total Assets
2022 1 29 $22M
2023 1 29 $22M
2024 1 26 $23M

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -10000010000200003000040000 -20246 Total assets ($B) Participants Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust, Total assets ($B): 0.021559987 · Participants: 29Heartland Advisors Employees Profit Sharing/401(k) Plan and TrustJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 5.548820507 · Participants: 28701Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.339639169 · Participants: 26610Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 3.978902 · Participants: 11034Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.151693798 · Participants: 8032Rockwell Automation Retirement Savings PlanNm Employee Savings Plan, Total assets ($B): 2.385991887 · Participants: 7423Nm Employee Savings Plan
Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust side-by-side with 3 peers →

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Eye Physicians of Florida 401(k) Profit Sharing Plan in FL ($22M); by covered participants it is Hanna Plumbing & Supply Co Profit Sharing Plan in CA (29 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (29 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust assets move in 2022? ▼
Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust pulled back noticeably - down 7.9% during 2022, from $23M to $22M. Reported net income was -$2M.
How have Heartland Advisors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Heartland Advisors, Inc.'s sponsor-wide assets grew 4.6%, from $22M to $23M.
Where does Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust rank by assets among Form 5500 filers? ▼
Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust ranks in the 78th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Eye Physicians of Florida 401(k) Profit Sharing Plan in FL ($22M, 192 participants).
Which 401(k) plans cover a similar participant headcount to Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Hanna Plumbing & Supply Co Profit Sharing Plan in CA (29 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 391078128.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.