401(k) · DOL Form 5500 · 2022
Richard a. Brock & Associates, Inc. 401(k) Plan
Data updated 2026-08-25
- $3M
- Total assets Small plan by assets
- 12
- Participants Small participant base
- 38th
- Percentile by assets National rank
- $222,728
- Avg per participant Above avg balance/head
Official DOL plan name: Brock Associates 401(k) Savings Plan · Sponsored by Richard a. Brock & Associates, Inc. · Wisconsin · Finance & Insurance
$3M in assets, 12 participants
Richard a. Brock & Associates, Inc.'s Brock Associates 401(k) Savings Plan reported $3M in total assets and 12 participants in its 2022 DOL Form 5500 filing, ranking in the 38th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #2,405 in Finance & Insurance (9,261 peers)
What the 2022 filing shows
Brock Associates 401(k) Savings Plan holds $3M for 12 participants - about $222,728 per participant, in the lower half of filed plans by assets.
- #2,405
- in Finance & Insurance (9,261 peers)
- -5.1%
- assets change YoY
The plan reported a net loss of $145K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Brock Associates 401(k) Savings Plan's mid-pack asset rank among Finance & Insurance and all filers
Brock Associates 401(k) Savings Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$2,672,736 38th percentile higher than 38% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Brock Associates 401(k) Savings Plan among smaller filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Brock Associates 401(k) Savings Plan is a small filing (12 participants) on this national headcount ladder.
Published 5500 schedule card
Filing strip 391350688 · Richard a. Brock & Associates, Inc. PY 2022 · 401(k)
Brock Associates 401(k) Savings Plan · $3M · 12 · 38th
- EBSA $3M
- EBSA 12
- EBSA 38th
- EBSA 401(k)
- EBSA near Employee Benefit Plan of Candelen, Inc.
- EBSA ind #2405
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →
Brock Associates 401(k) Savings Plan in the asset neighbourhood
Filing particulars (2022)
| Total Assets (Beginning of Year) | $3M |
|---|---|
| Net Assets (End of Year) | $3M |
| Net Income | -$145K |
| Employer EIN | 391350688 |
| Plan Effective Date | 1990-01-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in Wisconsin
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Johnson Controls Retirement Savings and Investment Plan $5.5B · 28,701
- Fiserv 401(k) Savings Plan $4.3B · 26,610
- Kimberly-Clark Corporation 401(k) & Profit Sharing Plan $4.0B · 11,034
- Rockwell Automation Retirement Savings Plan $3.2B · 8,032
- Nm Employee Savings Plan $2.4B · 7,423
Brock Associates 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount
Outside Wisconsin, the nearest 401(k) by assets is Employee Benefit Plan of Candelen, Inc. in AZ ($3M); by covered participants it is Snt Food and Beverage Retirement Plan in VA (12 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($3M here).
- Employee Benefit Plan of Candelen, Inc. (AZ) $3M · 110
- Waltz Engineering, Inc. 401(k) Retirement Plan (HI) $3M · 12
- Share House 401(k) Plan (ND) $3M · 113
- Im Branded 401(k) Plan (MI) $3M · 116
Similar participant headcount
Nearest other-state filings by covered participants (12 participants); asset peers above are excluded.
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.