401(k) · DOL Form 5500 · 2022

Paloma Partners Management Company 401(k) Plan

Data updated 2026-08-25

$74M
Total assets Below avg plan size
63
Participants Small participant base
91st
Percentile by assets National rank
$1.2M
Avg per participant High balance/head
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Official DOL plan name: Paloma Partners Retirement Plan · Sponsored by Paloma Partners Management Company · Connecticut · Finance & Insurance

$74M in assets, 63 participants

Paloma Partners Management Company's Paloma Partners Retirement Plan reported $74M in total assets and 63 participants in its 2022 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,912 in Finance & Insurance (9,261 peers)

Where Paloma Partners Retirement Plan sits by assets

Paloma Partners Retirement Plan sits in the top 10% of all filed plans by assets, $74M for 63 participants (~$1.2M/participant), down 12.3% in 2022.

#7,912
in Finance & Insurance (9,261 peers)
-12.3%
assets change YoY
0.7×
vs typical plan assets (national mean)

The plan reported a net loss of $10M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Paloma Partners Retirement Plan's outsized position by total assets

Paloma Partners Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$74,172,394 Top 9% higher than 91% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Paloma Partners Retirement Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Paloma Partners Retirement Plan is a small filing (63 participants) on this national headcount ladder.

EBSA filing schedule strip

Filing strip 133145891 · Paloma Partners Management Company PY 2022 · 401(k)

Paloma Partners Retirement Plan · $74M · 63 · 91st

  • EOY $74M
  • 5500 63
  • ASSETS 91st
  • PCT 401(k)
  • EIN near Health New England 401(k) Retirement Plan
  • RANK ind #7912

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Paloma Partners Retirement Plan in the asset neighbourhood

Stone Pigman Walther Wittmann L.L.C. 401(k) and Profit Sharing PlanStone Pigman Walther Wittman…$74MPaloma Partners Retirement PlanPaloma Partners Retirement P…$74MHealth New England 401(k) Retirement PlanHealth New England 401(k) Re…$74MNhs Affiliated Companies 401(k) Profit Sharing PlanNhs Affiliated Companies 401…$74MHolley Performance Products, Inc Retirement Accumulation PlanHolley Performance Products,…$74M
End-of-year total assets ($M) among Paloma Partners Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$85M
Net Assets (End of Year)$74M
Net Income-$10M
Employer EIN133145891
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Paloma Partners Management Company)

Sponsor-wide plan assets over time

All Paloma Partners Management Company plans reported in each filing year

Latest sponsor-wide plan assets
$81M 8.971225871447535% vs 2022
2024 filing year
$72M$74M$76M$78M$80M$82M 202220232024 $74.2M $80.8M ▲ +9.0%
Year Plans Participants Total Assets
2022 1 63 $74M
2023 1 63 $81M
2024 1 56 $81M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Paloma Partners Retirement Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -200204060 Total assets ($B) Participants Paloma Partners Retirement Plan, Total assets ($B): 0.074172394 · Participants: 63Paloma Partners Retirement PlanUnited Technologies Corporation Employee Savings Plan, Total assets ($B): 48.916975 · Participants: 55762United Technologies Corporation Employee Savings PlanGE Retirement Savings Plan, Total assets ($B): 24.786830027 · Participants: 57522GE Retirement Savings PlanCiti Retirement Savings Plan, Total assets ($B): 17.438946034 · Participants: 70070Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 5.615003 · Participants: 17724The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.641347 · Participants: 11876Xerox Corporation Savings Plan
Paloma Partners Retirement Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Paloma Partners Retirement Plan side-by-side with 3 peers →

Paloma Partners Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Health New England 401(k) Retirement Plan in MA ($74M); by covered participants it is Manderfield's Home Bakery, Inc. 401(k) Profit Sharing Plan in WI (63 participants). Same-state nearby plans are listed separately above.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Paloma Partners Retirement Plan assets move in 2022? ▼
Paloma Partners Retirement Plan pulled back noticeably - down 12.3% during 2022, from $85M to $74M. Reported net income was -$10M.
How have Paloma Partners Management Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Paloma Partners Management Company's sponsor-wide assets grew 9.0%, from $74M to $81M.
Where does Paloma Partners Retirement Plan rank by assets among Form 5500 filers? ▼
Paloma Partners Retirement Plan ranks in the 91st percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Paloma Partners Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Health New England 401(k) Retirement Plan in MA ($74M, 398 participants).
Which 401(k) plans cover a similar participant headcount to Paloma Partners Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Manderfield's Home Bakery, Inc. 401(k) Profit Sharing Plan in WI (63 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133145891.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.