401(k) · DOL Form 5500 · 2022

Novartis Corporation 401(k) Plan

Data updated 2026-08-06

$8.4B
Total assets
14,350
Participants
100th
Percentile by assets
$588,007
Avg per participant
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Official DOL plan name: Novartis Corporation Investment Savings Plan · Sponsored by Novartis Corporation · New Jersey · Manufacturing

$8.4B in assets, 14,350 participants

Novartis Corporation's Novartis Corporation Investment Savings Plan reported $8.4B in total assets and 14,350 participants in its 2022 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 100th percentile by assets (of 139,258 plans)
  • #20,571 in Manufacturing (20,629 peers)

Coverage in New Jersey

Novartis Corporation Investment Savings Plan covers 14,350 participants in New Jersey, 17x the typical New Jersey plan (state average ~865 per filing). Assets: $8.4B.

$8.4B
total plan assets (2022 EOY)
14,350
covered participants
100th
percentile by assets (of 139,258 plans)
$588,007
avg assets per participant

The plan reported a net loss of $1.6B for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

State
Industry

Participants vs New Jersey filers

In New Jersey, the average filing covers about 865 participants across 3,927 plans. Novartis Corporation Investment Savings Plan reports 14,350 participants - 17x that state average ($8.4B EOY assets).

New Jersey filing particulars

Total Assets (Beginning of Year)$10.0B
Net Assets (End of Year)$8.4B
Net Income-$1.6B
Employer EIN131834433
Plan Effective Date1967-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Novartis Corporation)

$10B$10.5B$11B$11.5B$12B 202220232024 $10.5B $11.7B ▲ +12.0%
Total plan assets by year, all Novartis Corporation plans on file
Year Plans Participants Total Assets
2022 3 17,007 $10.5B
2023 3 16,396 $11.6B
2024 3 13,953 $11.7B

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Novartis Corporation Investment Savings Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants

Novartis Corporation Investment Savings Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. 050000100000150000200000 010203040 Total assets ($B) Participants Novartis Corporation…JPMorgan Chase 401(k…Verizon Savings Plan…Johnson and Johnson …Pfizer Savings PlanErnst & Young Retire…
Novartis Corporation Investment Savings Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants

Scale composition for Novartis Corporation Investment Savings Plan

Novartis Corporation Investment Savings Plan reports $8.4B in end-of-year assets across 14,350 participants (0.072% of the $11.6T held by all Form 5500 filers in the national rollup , and 0.016% of 89,805,449 covered participants) - about $588,007 per participant (4.3x the national average assets-per-participant) . Net income for plan year 2022 was -$1.6B.

This plan identity (EIN 131834433, plan #055) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $8.4B to $9.9B (+17.4%) while covered participants moved from 14,350 to 12,217 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 14,350 $8.4B This page
2023 13,987 $9.5B Open filing
2024 · index core 12,217 $9.9B Open filing

The same sponsor also keeps 2 other index-core plans on PlainRetire:

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Novartis Corporation Investment Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Novartis Corporation Investment Savings Plan assets move in 2022?
Novartis Corporation Investment Savings Plan declined sharply - down 15.8% during 2022, from $10.0B to $8.4B. Reported net income was -$1.6B.
How have Novartis Corporation plan assets changed over time?
Across 3 plan years on file (2022-2024), Novartis Corporation's sponsor-wide assets grew 12.0%, from $10.5B to $11.7B.
Where does Novartis Corporation Investment Savings Plan rank by assets among Form 5500 filers?
Novartis Corporation Investment Savings Plan ranks in the 100th percentile by end-of-year assets among 139,258 plans that reported assets for plan year 2022 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Novartis Corporation Investment Savings Plan?
Among 401(k) plans in other states, the closest by assets is The Sherwin-Williams Company 401(k) Plan in OH ($8.3B, 44,890 participants).

Next read for Novartis Corporation Investment Savings …

Filing takeaways

Ways to act on Novartis Corporation Investment Savings Plan's numbers.

  • By total assets, Novartis Corporation Investment Savings Plan ranks among the largest 1% of all filed plans. See the largest plans
  • Compare it side-by-side against 3 similar 401(k) plans in New Jersey. Compare plans
  • Novartis Corporation's sponsor-wide assets have grown 12.0% since 2022 across 3 plan years on file. More Manufacturing plans