401(k) · DOL Form 5500 · 2023
Novartis Corporation 401(k) Plan
Data updated 2026-08-06
- $9.5B
- Total assets
- 13,987
- Participants
- 100th
- Percentile by assets
- $680,839
- Avg per participant
Official DOL plan name: Novartis Corporation Investment Savings Plan · Sponsored by Novartis Corporation · New Jersey · Manufacturing
$9.5B in assets, 13,987 participants
Novartis Corporation's Novartis Corporation Investment Savings Plan reported $9.5B in total assets and 13,987 participants in its 2023 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 100th percentile by assets (of 126,618 plans)
- #18,614 in Manufacturing (18,672 peers)
Coverage in New Jersey
Novartis Corporation Investment Savings Plan covers 13,987 participants in New Jersey, 16x the typical New Jersey plan (state average ~865 per filing). Assets: $9.5B.
- $9.5B
- total plan assets (2023 EOY)
- 13,987
- covered participants
- 100th
- percentile by assets (of 126,618 plans)
- $680,839
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Novartis Corporation Investment Savings Plan reported net income rose from -$1.6B in the plan year 2022 filing to $1.1B in the plan year 2023 filing.
- Novartis Corporation Investment Savings Plan end-of-year assets rose from $8.4B in the plan year 2022 filing to $9.5B in the plan year 2023 filing.
- Novartis Corporation Investment Savings Plan reported participants fell from 14,350 in the plan year 2022 filing to 13,987 in the plan year 2023 filing.
Participants vs New Jersey filers
In New Jersey, the average filing covers about 865 participants across 3,927 plans. Novartis Corporation Investment Savings Plan reports 13,987 participants - 16x that state average ($9.5B EOY assets).
New Jersey filing particulars
| Total Assets (Beginning of Year) | $8.4B |
|---|---|
| Net Assets (End of Year) | $9.5B |
| Net Income | $1.1B |
| Employer EIN | 131834433 |
| Plan Effective Date | 1967-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Novartis Corporation)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 3 | 17,007 | $10.5B |
| 2023 | 3 | 16,396 | $11.6B |
| 2024 | 3 | 13,953 | $11.7B |
Nearby 401(k) Plans in New Jersey
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Novartis Corporation Investment Savings Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants
- JPMorgan Chase 401(k) Savings Plan $44.6B · 176,610
- Verizon Savings Plan for Management Employees $27.8B · 78,072
- Johnson and Johnson Savings Plan $22.2B · 41,291
- Ernst & Young Retirement Savings Plan $15.5B · 59,346
- Merck US Savings Plan $13.4B · 26,850
Scale composition for Novartis Corporation Investment Savings Plan
Novartis Corporation Investment Savings Plan reports $9.5B in end-of-year assets across 13,987 participants (0.082% of the $11.6T held by all Form 5500 filers in the national rollup , and 0.016% of 89,805,449 covered participants) - about $680,839 per participant (5.0x the national average assets-per-participant) . Net income for plan year 2023 was $1.1B.
This plan identity (EIN 131834433, plan #055) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $8.4B to $9.9B (+17.4%) while covered participants moved from 14,350 to 12,217 . Single-year sparse filers cannot show that trail.
| Plan year | Participants | EOY assets | Filing |
|---|---|---|---|
| 2022 | 14,350 | $8.4B | Open filing |
| 2023 | 13,987 | $9.5B | This page |
| 2024 · index core | 12,217 | $9.9B | Open filing |
The same sponsor also keeps 2 other index-core plans on PlainRetire:
- Novartis Corporation Investment Savings Plan (401(k), $9.9B, 12,217 participants)
- Pension Plan for Salaried Employees of Novartis Corporation (Defined Benefit (Pension), $1.8B, 1,562 participants)
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Novartis Corporation Investment Savings Plan by total assets, not by location.
- Bae Systems Employees' Savings and Investment Plan (VA) $9.4B · 31,681
- Hp Inc. 401(k) Plan (TX) $9.7B · 15,497
- The PNC Financial Services Group, Inc. Incentive Savings Plan (PA) $9.3B · 61,697
- The Vanguard Retirement and Savings Plan (PA) $9.8B · 18,200
Frequently Asked Questions
How did Novartis Corporation Investment Savings Plan assets move in 2023? ▼
How have Novartis Corporation plan assets changed over time? ▼
Where does Novartis Corporation Investment Savings Plan rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to Novartis Corporation Investment Savings Plan? ▼
Next read for Novartis Corporation Investment Savings …
Filing takeaways
Ways to act on Novartis Corporation Investment Savings Plan's numbers.
- By total assets, Novartis Corporation Investment Savings Plan ranks among the largest 1% of all filed plans. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New Jersey. Compare plans
- Novartis Corporation's sponsor-wide assets have grown 12.0% since 2022 across 3 plan years on file. More Manufacturing plans