401(k) · DOL Form 5500 · 2022

Dunham Associates, Inc. 401(k) Plan

Data updated 2026-08-25

$31M
Total assets Below avg plan size
116
Participants Small participant base
83rd
Percentile by assets National rank
$267,673
Avg per participant High balance/head
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Official DOL plan name: Dunham Associates, Inc. 401(k) Plan · Sponsored by Dunham Associates, Inc. · Minnesota · Professional & Technical Services

$31M in assets, 116 participants

Dunham Associates, Inc.'s Dunham Associates, Inc. 401(k) Plan reported $31M in total assets and 116 participants in its 2022 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,080 in Professional & Technical Services (21,562 peers)

Coverage in Minnesota

Dunham Associates, Inc. 401(k) Plan covers 116 participants in Minnesota, about 10% of the average Minnesota filer (state average ~1,126 per filing). Assets: $31M.

#18,080
in Professional & Technical Services (21,562 peers)
-19.3%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $7M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Dunham Associates, Inc. 401(k) Plan's outsized position by total assets

Dunham Associates, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$31,050,105 Top 17% higher than 83% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Dunham Associates, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dunham Associates, Inc. 401(k) Plan sits mid-pack in the medium band (116 participants).

Published 5500 schedule card

Filing strip 460282077 · Dunham Associates, Inc. PY 2022 · 401(k)

Dunham Associates, Inc. 401(k) Plan · $31M · 116 · 83rd

  • EIN $31M
  • EIN 116
  • EIN 83rd
  • EIN 401(k)
  • EIN near Phillips Pet Food and Supplies 401(k) Plan
  • EIN ind #18080

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Minnesota →

Dunham Associates, Inc. 401(k) Plan in the asset neighbourhood

Dunham Associates, Inc. 401(k) PlanDunham Associates, Inc. 401(…$31MPhillips Pet Food and Supplies 401(k) PlanPhillips Pet Food and Suppli…$31MFori Automation, Inc. Profit Sharing Trust & 401(k) PlanFori Automation, Inc. Profit…$31MSix Financial Information USA Inc. Employees 401(k) Savings PlanSix Financial Information US…$31MFirst County Bank Savings PlanFirst County Bank Savings Pl…$31M
End-of-year total assets ($M) among Dunham Associates, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Minnesota filing particulars

Total Assets (Beginning of Year)$38M
Net Assets (End of Year)$31M
Net Income-$7M
Employer EIN460282077
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Dunham Associates, Inc.)

Sponsor-wide plan assets over time

All Dunham Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$48M 53.99324092462812% vs 2022
2024 filing year
$20M$30M$40M$50M 202220232024 $31.1M $47.8M ▲ +54.0%
Year Plans Participants Total Assets
2022 1 116 $31M
2023 1 140 $39M
2024 1 141 $48M

Nearby 401(k) Plans in Minnesota

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Dunham Associates, Inc. 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000500000 -505101520 Total assets ($B) Participants Dunham Associates, Inc. 401(k) Plan, Total assets ($B): 0.031050105 · Participants: 116Dunham Associates, Inc. 401(k) PlanUnitedhealth Group 401(k) Savings Plan, Total assets ($B): 18.576379778 · Participants: 176886Unitedhealth Group 401(k) Savings PlanMedtronic Savings and Investment Plan (Also Known as the Medtronic 401(k) Plan), Total assets ($B): 12.198295 · Participants: 38825Medtronic Savings and Investment Plan (Also Known as the Medtronic 401(k) Plan)Target Corporation 401(k) Plan, Total assets ($B): 11.216824857 · Participants: 400422Target Corporation 401(k) Plan3M Voluntary Investment Plan and Employee Stock Ownership Plan, Total assets ($B): 11.138527656 · Participants: 371593M Voluntary Investment Plan and Employee Stock Ownership PlanU.S. Bank 401(k) Savings Plan, Total assets ($B): 8.266408521 · Participants: 67646U.S. Bank 401(k) Savings Plan
Dunham Associates, Inc. 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants
Compare Dunham Associates, Inc. 401(k) Plan side-by-side with 3 peers →

Dunham Associates, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Minnesota, the nearest 401(k) by assets is Phillips Pet Food and Supplies 401(k) Plan in PA ($31M); by covered participants it is Osprey Packs, Inc. 401(k) Profit Sharing Plan in CO (116 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (116 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Dunham Associates, Inc. 401(k) Plan assets move in 2022? ▼
Dunham Associates, Inc. 401(k) Plan declined sharply - down 19.3% during 2022, from $38M to $31M. Reported net income was -$7M.
How have Dunham Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Dunham Associates, Inc.'s sponsor-wide assets grew 54.0%, from $31M to $48M.
Where does Dunham Associates, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Dunham Associates, Inc. 401(k) Plan ranks in the 83rd percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Dunham Associates, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Phillips Pet Food and Supplies 401(k) Plan in PA ($31M, 934 participants).
Which 401(k) plans cover a similar participant headcount to Dunham Associates, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Osprey Packs, Inc. 401(k) Profit Sharing Plan in CO (116 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 460282077.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.