ESOP · DOL Form 5500 · 2022

Umb Financial Corporation ESOP

Data updated 2026-08-11

$62M
Total assets
2,951
Participants
90th
Percentile by assets
$21,119
Avg per participant
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Official DOL plan name: ESOP of Umb · Sponsored by Umb Financial Corporation · Missouri · Finance & Insurance

$62M in assets, 2,951 participants

Umb Financial Corporation's ESOP of Umb reported $62M in total assets and 2,951 participants in its 2022 DOL Form 5500 filing, ranking in the 90th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 90th percentile by assets (of 139,126 plans)
  • #7,727 in Finance & Insurance (9,261 peers)

Coverage in Missouri

ESOP of Umb covers 2,951 participants in Missouri, 4.0x the typical Missouri plan (state average ~737 per filing). Assets: $62M.

$62M
total plan assets (2022 EOY)
2,951
covered participants
90th
percentile by assets (of 139,126 plans)
$21,119
avg assets per participant

The plan reported a net loss of $20M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

State

Participants vs Missouri filers

In Missouri, the average filing covers about 737 participants across 2,297 plans. ESOP of Umb reports 2,951 participants - 4.0x that state average ($62M EOY assets).

Missouri filing particulars

Total Assets (Beginning of Year)$82M
Net Assets (End of Year)$62M
Net Income-$20M
Employer EIN430903811
Plan Effective Date1978-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Umb Financial Corporation)

$500M$600M$700M$800M$900M 202220232024 $569M $789M ▲ +38.5%
Total plan assets by year, all Umb Financial Corporation plans on file
Year Plans Participants Total Assets
2022 2 6,362 $569M
2023 2 6,283 $675M
2024 2 7,271 $789M

Nearby ESOP Plans in Missouri

Peer ESOP plans, same state, same plan type, ranked by total assets.

ESOP of Umb vs. nearby ESOP plans in Missouri, assets vs. participants

ESOP of Umb vs. nearby ESOP plans in Missouri, assets vs. participants Scatter plot of 6 data points. 02000400060008000 -1012345 Total assets ($B) Participants ESOP of UmbBurns & Mcdonnell, I…Mccarthy Employee St…Arco DB Companies, I…Je Dunn Employee Sto…Src Employee Stock O…
ESOP of Umb vs. nearby ESOP plans in Missouri, assets vs. participants

Similar-Sized ESOP Plans Nationally

ESOP plans in other states closest to ESOP of Umb by total assets, not by location.

Frequently Asked Questions

How did ESOP of Umb assets move in 2022?
ESOP of Umb declined sharply - down 24.3% during 2022, from $82M to $62M. Reported net income was -$20M.
How have Umb Financial Corporation plan assets changed over time?
Across 3 plan years on file (2022-2024), Umb Financial Corporation's sponsor-wide assets grew 38.5%, from $569M to $789M.
Where does ESOP of Umb rank by assets among Form 5500 filers?
ESOP of Umb ranks in the 90th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 10% of all filed plans by assets).
Which ESOP plans are similar in size to ESOP of Umb?
Among ESOP plans in other states, the closest by assets is Pioneer Cladding & Glazing Systems, Inc. Employee Stock Ownership Plan in OH ($62M, 138 participants).

Filing takeaways

Ways to act on ESOP of Umb's numbers.