401(k) · DOL Form 5500 · 2022
FINRA 401(k) Plan
Data updated 2026-08-06
- $1.8B
- Total assets
- 3,697
- Participants
- 99th
- Percentile by assets
- $484,165
- Avg per participant
Official DOL plan name: Finra Savings Plus Plan · Sponsored by FINRA · District of Columbia · Other Services
$1.8B in assets, 3,697 participants
FINRA's Finra Savings Plus Plan reported $1.8B in total assets and 3,697 participants in its 2022 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 99th percentile by assets (of 139,258 plans)
- #8,402 in Other Services (8,406 peers)
Coverage in District of Columbia
Finra Savings Plus Plan covers 3,697 participants in District of Columbia, 2.4x the typical District of Columbia plan (state average ~1,541 per filing). Assets: $1.8B.
- $1.8B
- total plan assets (2022 EOY)
- 3,697
- covered participants
- 99th
- percentile by assets (of 139,258 plans)
- $484,165
- avg assets per participant
The plan reported a net loss of $255M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Participants vs District of Columbia filers
In District of Columbia, the average filing covers about 1,541 participants across 821 plans. Finra Savings Plus Plan reports 3,697 participants - 2.4x that state average ($1.8B EOY assets).
District of Columbia filing particulars
| Total Assets (Beginning of Year) | $2.0B |
|---|---|
| Net Assets (End of Year) | $1.8B |
| Net Income | -$255M |
| Employer EIN | 530088710 |
| Plan Effective Date | 1984-10-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (FINRA)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 5,015 | $2.3B |
| 2023 | 2 | 5,229 | $2.7B |
| 2024 | 2 | 5,425 | $3.0B |
Nearby 401(k) Plans in District of Columbia
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Finra Savings Plus Plan vs. nearby 401(k) plans in District of Columbia, assets vs. participants
- Danaher Corporation & Subsidiaries Savings Plan $5.9B · 29,923
- Revised Profit Sharing Plan for Emp. of Geico $5.1B · 41,527
- Federal National Mortgage Association Retirement Savings Plan for Employees $3.2B · 7,402
- Hogan Lovells US LLP Retirement Savings Plan $1.3B · 1,883
- American Red Cross Savings Plan $1.3B · 16,931
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Finra Savings Plus Plan by total assets, not by location.
- Jacobs Technology Inc. Employees' Savings Plan (TX) $1.8B · 11,245
- Solvay USA Inc. Savings Plus Plan (NJ) $1.8B · 5,247
- Gartner Inc. Savings and Investment Plan (CT) $1.8B · 8,873
- Hartford Healthcare 401(k) Retirement Plan (CT) $1.8B · 25,020
Frequently Asked Questions
How did Finra Savings Plus Plan assets move in 2022? ▼
How have FINRA plan assets changed over time? ▼
Where does Finra Savings Plus Plan rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to Finra Savings Plus Plan? ▼
Next read for Finra Savings Plus Plan
Filing takeaways
Ways to act on Finra Savings Plus Plan's numbers.
- By total assets, Finra Savings Plus Plan ranks among the largest 1% of all filed plans. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in District of Columbia. Compare plans
- FINRA's sponsor-wide assets have grown 33.2% since 2022 across 3 plan years on file. More Other Services plans