401(k) · DOL Form 5500 · 2022
Steven Winter Associates Inc. 401(k) Plan
Data updated 2026-08-25
- $11M
- Total assets Small plan by assets
- 134
- Participants Small participant base
- 67th
- Percentile by assets National rank
- $81,073
- Avg per participant Below avg balance/head
Official DOL plan name: Steven Winter Associates, Inc. 401(k) Plan · Sponsored by Steven Winter Associates Inc. · Connecticut · Professional & Technical Services
$11M in assets, 134 participants
Steven Winter Associates Inc.'s Steven Winter Associates, Inc. 401(k) Plan reported $11M in total assets and 134 participants in its 2022 DOL Form 5500 filing, ranking in the 67th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #14,155 in Professional & Technical Services (21,562 peers)
Coverage in Connecticut
Steven Winter Associates, Inc. 401(k) Plan covers 134 participants in Connecticut, about 19% of the average Connecticut filer (state average ~718 per filing). Assets: $11M.
- #14,155
- in Professional & Technical Services (21,562 peers)
- -8.0%
- assets change YoY
The plan reported a net loss of $947K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Steven Winter Associates, Inc. 401(k) Plan's outsized position by total assets
Steven Winter Associates, Inc. 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$10,863,787 Top 33% higher than 67% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Steven Winter Associates, Inc. 401(k) Plan among mid-size filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Steven Winter Associates, Inc. 401(k) Plan sits mid-pack in the medium band (134 participants).
Plan-year Form 5500 strip
Filing strip 132942763 · Steven Winter Associates Inc. PY 2022 · 401(k)
Steven Winter Associates, Inc. 401(k) Plan · $11M · 134 · 67th
- 5500 $11M
- ASSETS 134
- PCT 67th
- EIN 401(k)
- RANK near Merced School Employees Federal Credit Union 401(k) Plan and Trust
- PHOTO ind #14155
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Connecticut →
Steven Winter Associates, Inc. 401(k) Plan in the asset neighbourhood
Connecticut filing particulars
| Total Assets (Beginning of Year) | $12M |
|---|---|
| Net Assets (End of Year) | $11M |
| Net Income | -$947K |
| Employer EIN | 132942763 |
| Plan Effective Date | 1999-08-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Steven Winter Associates Inc.)
Sponsor-wide plan assets over time
All Steven Winter Associates Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $17M 59.09903240923262% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 134 | $11M |
| 2023 | 1 | 138 | $14M |
| 2024 | 1 | 117 | $17M |
Nearby 401(k) Plans in Connecticut
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- United Technologies Corporation Employee Savings Plan $48.9B · 55,762
- GE Retirement Savings Plan $24.8B · 57,522
- Citi Retirement Savings Plan $17.4B · 70,070
- The Hartford Investment and Savings Plan $5.6B · 17,724
- Xerox Corporation Savings Plan $3.6B · 11,876
Steven Winter Associates, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside Connecticut, the nearest 401(k) by assets is Merced School Employees Federal Credit Union 401(k) Plan and Trust in CA ($11M); by covered participants it is The Blain Companies 401(k) Profit Sharing Plan in MS (134 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($11M here).
Similar participant headcount
Nearest other-state filings by covered participants (134 participants); asset peers above are excluded.
- The Blain Companies 401(k) Profit Sharing Plan (MS) 134 · 0 off
- Hopper Ventures, Inc. 401(k) Plan (TX) 134 · 0 off
- Hemmersbach US, LLC 401(k) Plan (FL) 134 · 0 off
- R.W. Garcia Co., Inc. 401(k) Profit Sharing Plan & Trust (CA) 134 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.