401(k) · DOL Form 5500 · 2022
Smith Schafer and Associates, Ltd. 401(k) Plan
Data updated 2026-08-25
- $24M
- Total assets Small plan by assets
- 99
- Participants Small participant base
- 80th
- Percentile by assets National rank
- $240,469
- Avg per participant Above avg balance/head
Official DOL plan name: Smith Schafer and Associates, Ltd. 401(k) Plan and Trust · Sponsored by Smith Schafer and Associates, Ltd. · Minnesota · Professional & Technical Services
$24M in assets, 99 participants
Smith Schafer and Associates, Ltd.'s Smith Schafer and Associates, Ltd. 401(k) Plan and Trust reported $24M in total assets and 99 participants in its 2022 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #17,278 in Professional & Technical Services (21,562 peers)
Where Smith Schafer and Associates, Ltd. 401(k) Plan and Trust sits by assets
Smith Schafer and Associates, Ltd. 401(k) Plan and Trust sits in the top quartile of all filed plans by assets, $24M for 99 participants (~$240,469/participant), down 10.0% in 2022.
- #17,278
- in Professional & Technical Services (21,562 peers)
- -10.0%
- assets change YoY
- 0.2×
- vs typical plan assets (national mean)
The plan reported a net loss of $3M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Smith Schafer and Associates, Ltd. 401(k) Plan and Trust's outsized position by total assets
Smith Schafer and Associates, Ltd. 401(k) Plan and Trust vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$23,806,427 Top 20% higher than 80% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Smith Schafer and Associates, Ltd. 401(k) Plan and Trust among smaller filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Schafer and Associates, Ltd. 401(k) Plan and Trust is a small filing (99 participants) on this national headcount ladder.
EBSA filing schedule strip
Filing strip 411489071 · Smith Schafer and Associates, Ltd. PY 2022 · 401(k)
Smith Schafer and Associates, Ltd. 401(k) Plan and Trust · $24M · 99 · 80th
- RANK $24M
- PHOTO 99
- IND 80th
- EOY 401(k)
- 5500 near Iq Credit Union 401(k) Plan
- ASSETS ind #17278
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Minnesota →
Smith Schafer and Associates, Ltd. 401(k) Plan and Trust in the asset neighbourhood
Scale-class filing particulars (2022)
| Total Assets (Beginning of Year) | $26M |
|---|---|
| Net Assets (End of Year) | $24M |
| Net Income | -$3M |
| Employer EIN | 411489071 |
| Plan Effective Date | 1991-10-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Smith Schafer and Associates, Ltd.)
Sponsor-wide plan assets over time
All Smith Schafer and Associates, Ltd. plans reported in each filing year
- Latest sponsor-wide plan assets
- $30M 26.3333384720017% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 99 | $24M |
| 2023 | 1 | 105 | $26M |
| 2024 | 1 | 112 | $30M |
Nearby 401(k) Plans in Minnesota
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Unitedhealth Group 401(k) Savings Plan $18.6B · 176,886
- Medtronic Savings and Investment Plan (Also Known as the Medtronic 401(k) Plan) $12.2B · 38,825
- Target Corporation 401(k) Plan $11.2B · 400,422
- 3M Voluntary Investment Plan and Employee Stock Ownership Plan $11.1B · 37,159
- U.S. Bank 401(k) Savings Plan $8.3B · 67,646
Smith Schafer and Associates, Ltd. 401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount
Outside Minnesota, the nearest 401(k) by assets is Iq Credit Union 401(k) Plan in WA ($24M); by covered participants it is Osco 401(k) Plan in OH (99 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($24M here).
- Iq Credit Union 401(k) Plan (WA) $24M · 315
- Iowa Bankers Insurance & Services, Inc. 401(k) Plan & Trust (IA) $24M · 218
- Commercial Credit Group Inc. 401(k) Plan (NC) $24M · 246
- Frilot L.L.C.401(k) Retirement Plan (LA) $24M · 88
Similar participant headcount
Nearest other-state filings by covered participants (99 participants); asset peers above are excluded.
- Osco 401(k) Plan (OH) 99 · 0 off
- Scopus It Inc 401(k) Profit Sharing Plan & Trust (CT) 99 · 0 off
- Jottan, Inc. Retirement Savings Plan (NJ) 99 · 0 off
- Milwaukee Public Museum, Inc. 401(k) Savings Plan (WI) 99 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.