401(k) · DOL Form 5500 · 2022

Umicore USA Inc. 401(k) Plan

Data updated 2026-08-25

$111M
Total assets Near avg plan size
440
Participants Below avg headcount
93rd
Percentile by assets National rank
$251,274
Avg per participant Above avg balance/head
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Official DOL plan name: Umicore Affiliates 401(k) Savings and Investment Plan · Sponsored by Umicore USA Inc. · North Carolina · Manufacturing

$111M in assets, 440 participants

Umicore USA Inc.'s Umicore Affiliates 401(k) Savings and Investment Plan reported $111M in total assets and 440 participants in its 2022 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,470 in Manufacturing (20,602 peers)

Where Umicore Affiliates 401(k) Savings and Investment Plan sits by assets

Umicore Affiliates 401(k) Savings and Investment Plan sits in the top 10% of all filed plans by assets, $111M for 440 participants (~$251,274/participant), down 19.1% in 2022.

#18,470
in Manufacturing (20,602 peers)
-19.1%
assets change YoY
1.1×
vs typical plan assets (national mean)

The plan reported a net loss of $26M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Umicore Affiliates 401(k) Savings and Investment Plan's outsized position by total assets

Umicore Affiliates 401(k) Savings and Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$110,560,559 Top 7% higher than 93% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Umicore Affiliates 401(k) Savings and Investment Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Umicore Affiliates 401(k) Savings and Investment Plan sits mid-pack in the medium band (440 participants).

EBSA filing schedule strip

Filing strip 621551944 · Umicore USA Inc. PY 2022 · 401(k)

Umicore Affiliates 401(k) Savings and Investment Plan · $111M · 440 · 93rd

  • 5500 $111M
  • 5500 440
  • 5500 93rd
  • 5500 401(k)
  • 5500 near Rei Systems, Inc. 401(k) Plan
  • 5500 ind #18470

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in North Carolina →

Umicore Affiliates 401(k) Savings and Investment Plan in the asset neighbourhood

Trace 3 401(k) Plan$111MVeeam Software Corporation 401(k) PlanVeeam Software Corporation 4…$111MRei Systems, Inc. 401(k) Plan$111MOgden Clinic Savings and Profit Sharing PlanOgden Clinic Savings and Pro…$111MUmicore Affiliates 401(k) Savings and Investment PlanUmicore Affiliates 401(k) Sa…$111M
End-of-year total assets ($M) among Umicore Affiliates 401(k) Savings and Investment Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$137M
Net Assets (End of Year)$111M
Net Income-$26M
Employer EIN621551944
Plan Effective Date2001-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Umicore USA Inc.)

Sponsor-wide plan assets over time

All Umicore USA Inc. plans reported in each filing year

Latest sponsor-wide plan assets
N/A
2023 filing year
$0M$50M$100M$150M 20222023 $111M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 440 $111M
2023 1 444 N/A

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Umicore Affiliates 401(k) Savings and Investment Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -200204060 Total assets ($B) Participants Umicore Affiliates 401(k) Savings and Investment Plan, Total assets ($B): 0.110560559 · Participants: 440Umicore Affiliates 401(k) Savings and Investment PlanThe Bank of America 401(k) Plan, Total assets ($B): 47.134026012 · Participants: 169036The Bank of America 401(k) PlanHoneywell 401(k) Plan, Total assets ($B): 14.565715066 · Participants: 39007Honeywell 401(k) PlanDuke Energy Retirement Savings Plan, Total assets ($B): 9.364902 · Participants: 27731Duke Energy Retirement Savings PlanTruist Financial Corporation 401(k) Savings Plan, Total assets ($B): 8.965353965 · Participants: 51871Truist Financial Corporation 401(k) Savings PlanLowes 401(k) Plan, Total assets ($B): 7.355936526 · Participants: 284864Lowes 401(k) Plan
Umicore Affiliates 401(k) Savings and Investment Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants
Compare Umicore Affiliates 401(k) Savings and Investment Plan side-by-side with 3 peers →

Umicore Affiliates 401(k) Savings and Investment Plan's out-of-state 401(k) peers by assets and headcount

Outside North Carolina, the nearest 401(k) by assets is Rei Systems, Inc. 401(k) Plan in VA ($111M); by covered participants it is Clow Stamping Company 401(k) Plan in MN (440 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($111M here).

Similar participant headcount

Nearest other-state filings by covered participants (440 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Umicore Affiliates 401(k) Savings and Investment Plan assets move in 2022? ▼
Umicore Affiliates 401(k) Savings and Investment Plan declined sharply - down 19.1% during 2022, from $137M to $111M. Reported net income was -$26M.
Where does Umicore Affiliates 401(k) Savings and Investment Plan rank by assets among Form 5500 filers? ▼
Umicore Affiliates 401(k) Savings and Investment Plan ranks in the 93rd percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Umicore Affiliates 401(k) Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by assets is Rei Systems, Inc. 401(k) Plan in VA ($111M, 722 participants).
Which 401(k) plans cover a similar participant headcount to Umicore Affiliates 401(k) Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Clow Stamping Company 401(k) Plan in MN (440 participants, $22M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 621551944.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.