401(k) · DOL Form 5500 · 2022
Daiwa Corporate Advisory LLC 401(k) Plan
Data updated 2026-08-25
- $22M
- Total assets Small plan by assets
- 86
- Participants Small participant base
- 79th
- Percentile by assets National rank
- $257,361
- Avg per participant Above avg balance/head
Official DOL plan name: Daiwa Corporate Advisory 401(k) LLC Plan · Sponsored by Daiwa Corporate Advisory LLC · District of Columbia · Finance & Insurance
$22M in assets, 86 participants
Daiwa Corporate Advisory LLC's Daiwa Corporate Advisory 401(k) LLC Plan reported $22M in total assets and 86 participants in its 2022 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,105 in Finance & Insurance (9,261 peers)
Where Daiwa Corporate Advisory 401(k) LLC Plan sits by assets
Daiwa Corporate Advisory 401(k) LLC Plan sits in the top quartile of all filed plans by assets, $22M for 86 participants (~$257,361/participant), down 23.6% in 2022.
- #6,105
- in Finance & Insurance (9,261 peers)
- -23.6%
- assets change YoY
- 0.2×
- vs typical plan assets (national mean)
The plan reported a net loss of $7M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Daiwa Corporate Advisory 401(k) LLC Plan's outsized position by total assets
Daiwa Corporate Advisory 401(k) LLC Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$22,133,067 Top 21% higher than 79% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Daiwa Corporate Advisory 401(k) LLC Plan among smaller filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Daiwa Corporate Advisory 401(k) LLC Plan is a small filing (86 participants) on this national headcount ladder.
Form 5500 schedule snapshot
Filing strip 200214594 · Daiwa Corporate Advisory LLC PY 2022 · 401(k)
Daiwa Corporate Advisory 401(k) LLC Plan · $22M · 86 · 79th
- RANK $22M
- RANK 86
- RANK 79th
- RANK 401(k)
- RANK near Jc Resorts LLC 401(k) Benefit Plan
- RANK ind #6105
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in District of Columbia →
Daiwa Corporate Advisory 401(k) LLC Plan in the asset neighbourhood
Scale-class filing particulars (2022)
| Total Assets (Beginning of Year) | $29M |
|---|---|
| Net Assets (End of Year) | $22M |
| Net Income | -$7M |
| Employer EIN | 200214594 |
| Plan Effective Date | 2004-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Daiwa Corporate Advisory LLC)
Sponsor-wide plan assets over time
All Daiwa Corporate Advisory LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $31M 38.26886260272921% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 86 | $22M |
| 2023 | 1 | 109 | $26M |
| 2024 | 1 | 119 | $31M |
Nearby 401(k) Plans in District of Columbia
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Danaher Corporation & Subsidiaries Savings Plan $5.9B · 29,923
- Revised Profit Sharing Plan for Emp. of Geico $5.1B · 41,527
- Federal National Mortgage Association Retirement Savings Plan for Employees $3.2B · 7,402
- Finra Savings Plus Plan $1.8B · 3,697
- Hogan Lovells US LLP Retirement Savings Plan $1.3B · 1,883
Daiwa Corporate Advisory 401(k) LLC Plan's out-of-state 401(k) peers by assets and headcount
Outside District of Columbia, the nearest 401(k) by assets is Jc Resorts LLC 401(k) Benefit Plan in CA ($22M); by covered participants it is Sauder Woodworking Subsidiaries 401(k) Retirement Investment Plan in OH (86 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($22M here).
- Jc Resorts LLC 401(k) Benefit Plan (CA) $22M · 749
- Clysar, LLC 401(k) Plan (IA) $22M · 289
- Winsight, LLC 401(k) Plan (IL) $22M · 261
- Interventional Cardiologists of Gainesville, P.a. 401(k) Profit Sharing Plan (FL) $22M · 136
Similar participant headcount
Nearest other-state filings by covered participants (86 participants); asset peers above are excluded.
- Sauder Woodworking Subsidiaries 401(k) Retirement Investment Plan (OH) 86 · 0 off
- Tristar Bank 401(k) Plan (TN) 86 · 0 off
- C.M. Almy Retirement Savings Plan (NY) 86 · 0 off
- Vintage King Audio 401(k) Plan (MI) 86 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.