401(k) · DOL Form 5500 · 2022

Smith Brothers Insurance, LLC 401(k) Plan

Data updated 2026-08-25

$25M
Total assets Below avg plan size
191
Participants Below avg headcount
81st
Percentile by assets National rank
$132,463
Avg per participant Near avg balance/head
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Official DOL plan name: Smith Brothers Insurance, LLC 401(k) Retirement Plan · Sponsored by Smith Brothers Insurance, LLC · Connecticut · Finance & Insurance

$25M in assets, 191 participants

Smith Brothers Insurance, LLC's Smith Brothers Insurance, LLC 401(k) Retirement Plan reported $25M in total assets and 191 participants in its 2022 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,380 in Finance & Insurance (9,261 peers)

Coverage in Connecticut

Smith Brothers Insurance, LLC 401(k) Retirement Plan covers 191 participants in Connecticut, about 27% of the average Connecticut filer (state average ~718 per filing). Assets: $25M.

#6,380
in Finance & Insurance (9,261 peers)
-13.0%
assets change YoY
0.3×
vs typical plan assets (national mean)

The plan reported a net loss of $4M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Smith Brothers Insurance, LLC 401(k) Retirement Plan's outsized position by total assets

Smith Brothers Insurance, LLC 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$25,300,338 Top 19% higher than 81% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Smith Brothers Insurance, LLC 401(k) Retirement Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Brothers Insurance, LLC 401(k) Retirement Plan sits mid-pack in the medium band (191 participants).

Form 5500 schedule snapshot

Filing strip 060391040 · Smith Brothers Insurance, LLC PY 2022 · 401(k)

Smith Brothers Insurance, LLC 401(k) Retirement Plan · $25M · 191 · 81st

  • PHOTO $25M
  • PHOTO 191
  • PHOTO 81st
  • PHOTO 401(k)
  • PHOTO near University Bancorp, Inc. Employee Stock Ownership and Retirement Savings Plan
  • PHOTO ind #6380

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Smith Brothers Insurance, LLC 401(k) Retirement Plan in the asset neighbourhood

Loring, Wolcott & Coolidge Retirement Savings PlanLoring, Wolcott & Coolidge R…$25MSmith Brothers Insurance, LLC 401(k) Retirement PlanSmith Brothers Insurance, LL…$25MUniversity Bancorp, Inc. Employee Stock Ownership and Retirement Savings PlanUniversity Bancorp, Inc. Emp…$25MAnteriad, LLC 401(k) Profit Sharing PlanAnteriad, LLC 401(k) Profit …$25MHealthdrive Corporation 401(k) Profit Sharing Plan & TrustHealthdrive Corporation 401(…$25M
End-of-year total assets ($M) among Smith Brothers Insurance, LLC 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Connecticut filing particulars

Total Assets (Beginning of Year)$29M
Net Assets (End of Year)$25M
Net Income-$4M
Employer EIN060391040
Plan Effective Date1998-05-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smith Brothers Insurance, LLC)

Sponsor-wide plan assets over time

All Smith Brothers Insurance, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$29M 14.957009665246371% vs 2022
2024 filing year
$24M$26M$28M$30M 202220232024 $25.3M $29.1M ▲ +14.9%
Year Plans Participants Total Assets
2022 1 191 $25M
2023 1 198 $26M
2024 1 199 $29M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith Brothers Insurance, LLC 401(k) Retirement Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -200204060 Total assets ($B) Participants Smith Brothers Insurance, LLC 401(k) Retirement Plan, Total assets ($B): 0.025300338 · Participants: 191Smith Brothers Insurance, LLC 401(k) Retirement PlanUnited Technologies Corporation Employee Savings Plan, Total assets ($B): 48.916975 · Participants: 55762United Technologies Corporation Employee Savings PlanGE Retirement Savings Plan, Total assets ($B): 24.786830027 · Participants: 57522GE Retirement Savings PlanCiti Retirement Savings Plan, Total assets ($B): 17.438946034 · Participants: 70070Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 5.615003 · Participants: 17724The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.641347 · Participants: 11876Xerox Corporation Savings Plan
Smith Brothers Insurance, LLC 401(k) Retirement Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Smith Brothers Insurance, LLC 401(k) Retirement Plan side-by-side with 3 peers →

Smith Brothers Insurance, LLC 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is University Bancorp, Inc. Employee Stock Ownership and Retirement Savings Plan in MI ($25M); by covered participants it is Quarterline Consulting Services, LLC 401(k) Plan in VA (191 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (191 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith Brothers Insurance, LLC 401(k) Retirement Plan assets move in 2022? ▼
Smith Brothers Insurance, LLC 401(k) Retirement Plan pulled back noticeably - down 13.0% during 2022, from $29M to $25M. Reported net income was -$4M.
How have Smith Brothers Insurance, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smith Brothers Insurance, LLC's sponsor-wide assets grew 15.0%, from $25M to $29M.
Where does Smith Brothers Insurance, LLC 401(k) Retirement Plan rank by assets among Form 5500 filers? ▼
Smith Brothers Insurance, LLC 401(k) Retirement Plan ranks in the 81st percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Smith Brothers Insurance, LLC 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is University Bancorp, Inc. Employee Stock Ownership and Retirement Savings Plan in MI ($25M, 501 participants).
Which 401(k) plans cover a similar participant headcount to Smith Brothers Insurance, LLC 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Quarterline Consulting Services, LLC 401(k) Plan in VA (191 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 060391040.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.