401(k) · DOL Form 5500 · 2022

Charter Brokerage, LLC 401(k) Plan

Data updated 2026-08-25

$23M
Total assets Small plan by assets
164
Participants Small participant base
79th
Percentile by assets National rank
$140,141
Avg per participant Near avg balance/head
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Official DOL plan name: Charter Brokerage, LLC 401(k) Profit Sharing Plan · Sponsored by Charter Brokerage, LLC · Connecticut · Professional & Technical Services

$23M in assets, 164 participants

Charter Brokerage, LLC's Charter Brokerage, LLC 401(k) Profit Sharing Plan reported $23M in total assets and 164 participants in its 2022 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #17,160 in Professional & Technical Services (21,562 peers)

Coverage in Connecticut

Charter Brokerage, LLC 401(k) Profit Sharing Plan covers 164 participants in Connecticut, about 23% of the average Connecticut filer (state average ~718 per filing). Assets: $23M.

#17,160
in Professional & Technical Services (21,562 peers)
-11.4%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $3M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Charter Brokerage, LLC 401(k) Profit Sharing Plan's outsized position by total assets

Charter Brokerage, LLC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$22,983,139 Top 21% higher than 79% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Charter Brokerage, LLC 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Charter Brokerage, LLC 401(k) Profit Sharing Plan sits mid-pack in the medium band (164 participants).

Published 5500 schedule card

Filing strip 050562792 · Charter Brokerage, LLC PY 2022 · 401(k)

Charter Brokerage, LLC 401(k) Profit Sharing Plan · $23M · 164 · 79th

  • PHOTO $23M
  • IND 164
  • EOY 79th
  • 5500 401(k)
  • ASSETS near Saratoga-Schenectady Gastroenterology Assocs. P.C. Retirement Plan
  • PCT ind #17160

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Connecticut →

Charter Brokerage, LLC 401(k) Profit Sharing Plan in the asset neighbourhood

Saratoga-Schenectady Gastroenterology Assocs. P.C. Retirement PlanSaratoga-Schenectady Gastroe…$23MNbc Profit Sharing / 401(k) PlanNbc Profit Sharing / 401(k) …$23MKansas Orthopaedic Center, P.a. 401(k) PlanKansas Orthopaedic Center, P…$23MCharter Brokerage, LLC 401(k) Profit Sharing PlanCharter Brokerage, LLC 401(k…$23MRuss, August & Kabat, LLP 401(k) Profit Sharing PlanRuss, August & Kabat, LLP 40…$23M
End-of-year total assets ($M) among Charter Brokerage, LLC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Connecticut filing particulars

Total Assets (Beginning of Year)$26M
Net Assets (End of Year)$23M
Net Income-$3M
Employer EIN050562792
Plan Effective Date2006-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Charter Brokerage, LLC)

Sponsor-wide plan assets over time

All Charter Brokerage, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$31M 36.76441673176149% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $23M $31.4M ▲ +36.8%
Year Plans Participants Total Assets
2022 1 164 $23M
2023 1 162 $28M
2024 1 174 $31M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Charter Brokerage, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -200204060 Total assets ($B) Participants Charter Brokerage, LLC 401(k) Profit Sharing Plan, Total assets ($B): 0.022983139 · Participants: 164Charter Brokerage, LLC 401(k) Profit Sharing PlanUnited Technologies Corporation Employee Savings Plan, Total assets ($B): 48.916975 · Participants: 55762United Technologies Corporation Employee Savings PlanGE Retirement Savings Plan, Total assets ($B): 24.786830027 · Participants: 57522GE Retirement Savings PlanCiti Retirement Savings Plan, Total assets ($B): 17.438946034 · Participants: 70070Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 5.615003 · Participants: 17724The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.641347 · Participants: 11876Xerox Corporation Savings Plan
Charter Brokerage, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Charter Brokerage, LLC 401(k) Profit Sharing Plan side-by-side with 3 peers →

Charter Brokerage, LLC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Saratoga-Schenectady Gastroenterology Assocs. P.C. Retirement Plan in NY ($23M); by covered participants it is Inserv Corp. 401(k) Profit Sharing Plan in NC (164 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (164 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Charter Brokerage, LLC 401(k) Profit Sharing Plan assets move in 2022? ▼
Charter Brokerage, LLC 401(k) Profit Sharing Plan pulled back noticeably - down 11.4% during 2022, from $26M to $23M. Reported net income was -$3M.
How have Charter Brokerage, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Charter Brokerage, LLC's sponsor-wide assets grew 36.8%, from $23M to $31M.
Where does Charter Brokerage, LLC 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Charter Brokerage, LLC 401(k) Profit Sharing Plan ranks in the 79th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Charter Brokerage, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Saratoga-Schenectady Gastroenterology Assocs. P.C. Retirement Plan in NY ($23M, 129 participants).
Which 401(k) plans cover a similar participant headcount to Charter Brokerage, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Inserv Corp. 401(k) Profit Sharing Plan in NC (164 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 050562792.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.